SHELIA STEWART V KENT COUNTY
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STATE OF MICHIGAN
COURT OF APPEALS
SHELIA STEWART, Personal Representative of the
Estate of JAMES STEWART, Deceased,
UNPUBLISHED
July 31, 1998
Plaintiff-Appellant,
v
KENT COUNTY, ALAN BECKSTROM, RON
TANIS, JOHN FRIIDSMA, JON MCKAY and
CHARLES VANSCOY,
No. 200120
Kent Circuit Court
LC No. 95-4306-NO
Defendants-Appellees,
and
STEVEN BERGER, M.D., and
STEVEN BERGER, M.D., P.C.,
Defendants.
Before: Doctoroff, P.J., and Fitzgerald and Talbot, JJ.
PER CURIAM.
Plaintiff appeals by leave granted the trial court’s order granting summary disposition in favor of
defendants. We affirm in part and reverse in part.
Plaintiff’s decedent, James Stewart, committed suicide while incarcerated in the Kent County
jail. This is plaintiff’s second lawsuit to arise from his death. In her first action (Stewart I), plaintiff sued
Kent County and three county employees for gross negligence and violation of Stewart’s civil rights
under 42 USC § 1983 (§ 1983). The trial court in Stewart I denied plaintiff’s motion to amend her
complaint to add defendants as additional parties. After the trial court denied her motion, plaintiff filed
the present action against defendants Kent County, Beckstrom, Tanis, Friidsma, McKay, Vanscoy and
others (Stewart II). The parties in Stewart I accepted a mediation award, and judgment was entered
against Kent County and one county employee.1 Shortly after the entry of the judgment in Stewart I,
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plaintiff and defendants filed cross-motions for summary disposition in Stewart II. The trial court
granted defendants’ motion under MCR 2.116(C)(7) on the ground that the judgment against Kent
County in Stewart I was res judicata as to defendants in Stewart II. This Court granted plaintiff leave
to appeal the trial court’s ruling.2
Plaintiff raises three arguments on appeal. First, plaintiff argues that the doctrines of res
judicata, collateral estoppel, non-joinder, and abatement do not apply because defendants asserted the
defenses before the conclusion of Stewart I. We disagree.
Defendants Kent County, Beckstrom, Tanis, Friidsma, McKay and Vanscoy filed their
affirmative defenses of res judicata, collateral estoppel, non-joinder and abatement before the
conclusion of Stewart I. Plaintiff did not oppose the defenses until after she obtained the judgment in
Stewart I. Plaintiff cannot complain that she was prejudiced by the premature filing of the affirmative
defenses when she did not contest the defenses until after the entry of the judgment in Stewart I.3
Accordingly, we hold that the trial court properly considered defendants’ affirmative defenses.
Next, plaintiff argues that the trial court is estopped to deny that the doctrines of res judicata,
collateral estoppel, non-joinder, and abatement do not apply because plaintiff filed Stewart II in reliance
on the trial court’s rulings in Stewart I. We disagree.
An equitable estoppel arises where (1) a party by representations, admissions, or silence
induces another party to believe facts; (2) the other party detrimentally relies and acts on this belief; and
(3) the other party will be prejudiced if the first party is allowed to deny the existence of the facts.
Wiersma v Michigan Bell, 156 Mich App 176, 184-185; 401 NW2d 265 (1986). Plaintiff cites
Oliphant v Frazho, 381 Mich 630, 638; 167 NW2d 280 (1969), and Lawrence v American Surety
Co, 264 Mich 516, 518; 250 NW 295 (1933), to support the general proposition that the state and its
officers may be estopped where their conduct or acts are within the scope of their authority. However,
neither of those cases applied estoppel to a trial judge’s ruling.
Plaintiff claims that the trial court induced her to believe that it was making a case management
decision in Stewart I which, if followed, would not work to her prejudice if she filed a separate
complaint against defendants. The record does not support plaintiff’s contention. When plaintiff
accepted the mediation award and judgment against Kent County in Stewart I, she created grounds to
bar her claims in Stewart II. Accordingly, we hold that the trial court was not estopped from granting
defendants’ motion for summary disposition in Stewart II.
Finally, plaintiff argues that the judgment against Kent County in Stewart I does not bar her
claims against defendants in Stewart II. We disagree with plaintiff as to defendant Kent County, but
agree with plaintiff as to defendants Beckstrom, Tanis, Friidsma, McKay and Vanscoy.
On appeal, a trial court's grant or denial of summary disposition will be reviewed de novo.
Spiek v Dep’t of Transportation, 456 Mich 331, 337; 572 NW2d 201 (1998). In reviewing a
motion for summary disposition pursuant to MCR 2.116(C)(7), the court must accept the plaintiff’s
well-pleaded allegations as true and construe them most favorably to the plaintiff. Mollett v City of
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Taylor, 197 Mich App 328, 332-333; 494 NW2d 832 (1992). The court must look to the pleadings,
affidavits, or other documentary evidence to see if there is a genuine issue of material fact. Huron Tool
& Engineering Co v Precision Consulting Services, Inc, 209 Mich App 365, 376-377; 532 NW2d
541 (1995). Summary disposition is inappropriate unless no factual development could provide a basis
for recovery. Mollett, supra at 332-333.
The trial court granted summary disposition pursuant to MCR 2.116(C)(7) on the ground that
the judgment in Stewart I was res judicata and barred plaintiff’s action against defendants in Stewart
II.4 Res judicata bars a subsequent action between the same parties when the facts or evidence
essential to the action are identical to those essential to a prior action. Dart v Dart, 224 Mich App
146, 156; 568 NW2d 353 (1997). A second action is barred when (1) the first action was decided
on the merits; (2) the matter contested in the second action was or could have been resolved in the first;
and (3) both actions involve the same parties or their privies. Id.
We hold that Stewart I is res judicata as to plaintiff’s claims against defendant Kent County.
The first element of res judicata is satisfied, because the judgment entered after mediation in Stewart I
was a decision on the merits. See, Schwartz v City of Flint, 187 Mich App 191, 194; 466 NW2d
357 (1991); Reddam v Consumer Mortgage Corp, 182 Mich App 754, 757; 452 NW2d 908
(1990). The second element of res judicata is satisfied because the matter contested in Stewart II was
resolved in Stewart I. In Stewart II, plaintiff alleged that defendant Kent County was liable for its
employees who dispensed medical care relating to potential inmate suicides at the jail, while in Stewart I
plaintiff alleged that Kent County had substandard policies relating to suicide prevention and inmate
care. In both cases, plaintiff would present facts to prove that defendant Kent County’s care of
potentially suicidal inmates led to Stewart’s death. The third element of res judicata is satisfied because
defendant Kent County was a defendant in both Stewart I and Stewart II. Accordingly, we hold that
plaintiff’s claims against defendant Kent County are barred by the doctrine of res judicata.
Defendants Beckstrom, Tanis, Friidsma, McKay, and Vanscoy argue that Stewart I is res
judicata as to them because, as employees of defendant Kent County, they are in privity with the
county, and there is no distinction between suing parties in their o
fficial or individual capacities for
purposes of res judicata. We disagree. Defendants fail to distinguish their official actions from their
individual actions. A judgment rendered in a lawsuit in which one of the parties appears in a
representative capacity is not operative under the doctrine of res judicata in a subsequent action
involving the same party in his individual right. York v Wayne Co Sheriff, 157 Mich App 417, 424;
403 NW2d 152 (1987). Res judicata applies to individuals only if the party protected his individual
rights in both suits. Id. at 424-425. These individual defendants did not protect their individual rights in
Stewart I because they were not parties to that lawsuit. Furthermore, the claims against them as
individuals in Stewart II are distinct from the claims against Kent County in Stewart I.5 Defendants
Beckstrom, Tanis, Friidsma, McKay, and Vanscoy have failed to prove the third element of res judicata
because they were neither parties nor in privity with parties in Stewart I. Therefore, the doctrine of res
judicata does not bar plaintiff’s claims against them in their individual capacities.
Accordingly, we hold that plaintiff’s claims against defendants Beckstrom, Tanis, Friidsma,
McKay and Vanscoy are not barred by the doctrine of res judicata
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Affirmed in part, reversed in part, and remanded for further proceedings consistent with this
opinion. No taxable costs, neither party having prevailed in full. We do not retain jurisdiction.
/s/ Martin M. Doctoroff
/s/ E. Thomas Fitzgerald
/s/ Michael J. Talbot
1
In Stewart I, plaintiff sued Kent County, Kent County Sheriff James Dougan, Captain John Nester
and Tim Wiktorowski. Plaintiff dismissed her claims against Wiktorowski and the trial court summarily
dismissed all other claims except the gross negligence claim against Nester and the § 1983 claim against
the county. The parties accepted a mediation award against defendant Kent County and Nester on the
remaining counts. Plaintiff appealed Dougan’s dismissal and the trial court’s denial of her motion to
amend. This Court affirmed the dismissal of Dougan in Stewart v Dougan, unpublished opinion per
curiam of the Court of Appeals, issued March 3, 1998 (Docket No. 192787). This Court dismissed
plaintiff’s appeal of the order denying her motion to amend as moot because she chose to file a separate
lawsuit against the defendants whom she sought to add.
2
Defendants Steven Berger, M.D., and Steven Berger, M.D., P.C., are not parties to this appeal.
3
Furthermore, defendants could raise the affirmative defenses of abatement and non-joinder before a
judgment on the merits in Stewart I, because those two defenses do not require a prior adjudication.
MCR 2.116(C)(6); MCR 2.203.
4
Because the trial court did not address defendants’ other affirmative defenses, those issues were not
preserved for appeal. See Miller v Inglis, 223 Mich App 159, 168; 567 NW2d 253 (1997).
5
Plaintiff alleges that defendants Tanis, the jail psychologist, and Friidsma, the j il’s medical/social
a
worker, failed to take proper action to treat Stewart’s condition. Plaintiff also alleges that defendants
McKay and Vanscoy observed Stewart’s suicidal condition but failed to take proper action. Finally,
plaintiff alleges that defendant Beckstrom failed to develop and implement policies for suicide
prevention.
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