KING (ROCKY) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: AUGUST 12, 2011; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2010-CA-000377-MR
ROCKY KING
v.
APPELLANT
APPEAL FROM MCCREARY CIRCUIT COURT
HONORABLE DANIEL BALLOU, JUDGE
ACTION NO. 06-CR-00005
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON, KELLER AND MOORE, JUDGES.
KELLER, JUDGE: Rocky King appeals from the trial court’s denial of his
motion to order trial counsel to supply King with a copy of his case file. After our
review, we affirm.
King entered a plea of guilty on June 26, 2007 to complicity to murder
and robbery in the first degree. Pursuant to a plea agreement with the
Commonwealth, on July 20, 2007, he was convicted and sentenced to serve 25
years. He filed a motion on January 18, 2008 seeking a copy of the records of the
court. That request was granted by order of January 29, 2008. On December 2,
2009, he sought an order of the trial court requiring trial counsel to provide a copy
of his case file. The trial court overruled that motion by order of December 23,
2009 finding the “[d]efendant has the ability to request the case file from his trial
attorney on his own[.]” This appeal followed.
It is fundamentally clear that “work product, properly characterized
as such, may be requested and obtained by a former criminal client where that
criminal defendant now seeks post-conviction relief alleging ineffective assistance
of counsel and therefore needs his file.” Hiatt v. Clark, 194 S.W.3d 324, 330
(Ky. 2006). In that case, trial counsel initially refused to provide the former client
with a copy of the file.
A trial court generally has broad discretion. “[T]he law is clear in this
jurisdiction that the appellate court will not substitute its judgment for that of the
trial court unless a manifest abuse of discretion occurred.” Gates v. Gates, 412
S.W.2d 223, 224 (Ky. 1967). “The test for abuse of discretion is whether the trial
judge's decision was arbitrary, unreasonable, unfair, or unsupported by sound legal
principles." Goodyear Tire and Rubber Co. v. Thompson, 11 S.W.3d 575, 581
(Ky. 2000).
Here, the trial court was not confronted with the refusal by an attorney
to provide a copy of the defendant’s file. There was nothing before the trial court
to suggest King made any attempt to acquire the file on his own. The trial court
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does not exist to act as clerical staff for a defendant but exists instead to ensure the
rights of the parties before it are protected and justice is served. Requiring a goodfaith effort to receive a copy of the file appears neither arbitrary, unreasonable,
unfair, nor unsupported by sound legal principles.
We find no error and affirm the judgment of the McCreary Circuit
Court.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Rocky King, pro se
LaGrange, Kentucky
Jack Conway
Attorney General of Kentucky
Todd D. Ferguson
Assistant Attorney General
Frankfort, Kentucky
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