PAULA KAY LEWIS ECTON v. WALTER GUERRANT ECTON, JR.
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RENDERED:
JANUARY 5, 2007; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2005-CA-001972-MR
PAULA KAY LEWIS ECTON
APPELLANT
APPEAL FROM FAYETTE CIRCUIT COURT
HONORABLE TIMOTHY NEIL PHILPOT, JUDGE
ACTION NO. 04-CI-03344
v.
WALTER GUERRANT ECTON, JR.
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
BARBER1 AND DIXON, JUDGES; PAISLEY,2 SENIOR JUDGE.
BARBER, JUDGE:
This appeal is from a dissolution of marriage
proceeding in Fayette County, Kentucky.
On August 13, 2004,
Appellant, Paula Kay Lewis Ecton, filed for a divorce from
Appellee, Walter Guerrant Ecton, Jr., following a lengthy
marriage.
Both parties are well-educated.
Walter is an
1
Judge David A. Barber completed this opinion prior to the expiration of his
term of office on December 31, 2006. Release of the opinion was delayed by
administrative handling.
2
Senior Judge Lewis G. Paisley, sitting as Special Judge by assignment of the
Chief Justice pursuant to Section 110(5)(b) of the Kentucky Constitution and
KRS 21.580.
attorney practicing in Richmond and Paula has a Master’s degree
in education.3
The parties were married on September 28, 1979.
In
1987, the parties had a son and Paula stayed at home to be a
full-time mother.
During this time, she actively participated
in various charitable and school events.
The parties separated
in late 2003 and Paula moved to Lexington with their son.
Divorce proceedings began shortly thereafter.
The question for our court is whether the trial court
erred or abused its discretion when it declined to award
maintenance to Paula.
Following a review of the record, we
affirm.
Procedural Background
The parties signed a separation agreement on April 29,
2005, which settled all matters except maintenance.
A hearing
was held by the trial court on the issue of maintenance in July
2005.
In its Supplemental Findings of Fact and Conclusions of
Law, the trial court found that an award of maintenance was not
warranted.
Paula filed a motion requesting the trial court to
vacate its findings or, alternatively, to amend or supplement
its findings.
The trial court issued Amended Findings of Fact
and Conclusions of Law which again denied Paula’s maintenance
claim.
It is from these orders, which Paula appeals.
3
Paula had a Bachelor of Arts degree in English when the parties married,
then subsequently earned her masters degree during the marriage.
-2-
Standard of Review
While the award of maintenance comes within the sound
discretion of the trial court, a reviewing court will not uphold
the award if it finds the trial court abused its discretion or
based its decision on findings that are clearly erroneous.
Powell v. Powell, 107 S.W.3d 222, 224 (Ky. 2003), (citing
Perrine v. Christine, 833 S.W.2d 825, 826 (Ky. 1992)).
Findings of fact are not clearly erroneous if
supported by substantial evidence.
Black Motor Company v.
Greene, 385 S.W.2d 954, 956 (Ky.App. 1964), (citing
Massachusetts Bonding & Insurance Co. v. Huffman, 340 S.W.2d 447
(Ky. 1960)).
Substantial evidence has been conclusively defined
by Kentucky courts as that which, when taken alone or in light
of all the evidence, has sufficient probative value to induce
conviction in the mind of a reasonable person.
Secretary, Labor
Cabinet v. Boston Gear, Inc., a Div. of IMO Industries, Inc., 25
S.W.3d 130, 134, (Ky. 2000).
Further, the test for abuse of
discretion is whether the trial judge’s decision was arbitrary,
unreasonable, unfair, or unsupported by sound legal principles.
Sexton v. Sexton, 125 S.W.3d 258, 272 (Ky. 2004), (citing
Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999)).
now turn to Paula’s arguments.
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We
Legal Authorities and Analysis
Paula argues that the trial court abused its
discretion when it failed to award maintenance to her after a
twenty-six year marriage.
The determination of whether to award maintenance is
highly discretionary with the trial court after its
consideration of the dictates of KRS 403.200.
Beckner v.
Beckner, 903 S.W.2d 528, 530 (Ky.App. 1995), (citing Browning v.
Browning, 551 S.W.2d 823 (Ky.App. 1977)).
For a party to
establish a need for maintenance, both subsections of KRS
403.200(1) must first be met.
730 (Ky.App. 1986).
Drake v. Drake, 721 S.W.2d 728,
The trial court must find that the party:
(a) lacks sufficient property, including marital property
apportioned to him, to provide for his reasonable needs; and (b)
is unable to support himself through appropriate employment or
is the custodian of a child whose condition or circumstances
make it appropriate that the custodian not be required to seek
employment outside the home.
Gentry v. Gentry, 798 S.W.2d 928,
936-937 (Ky. 1990), (citing KRS 403.200(1)).
In relation to Paula’s maintenance claim, the trial
court found the following:
Supplemental Findings of Fact and Conclusions of Law
Findings of Fact
. . . .
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6.
The marital estate exceeds $2 million.
In accordance with the agreement, each party will
receive assets of approximately $1 million.
[Paula] will receive a home in Lexington, worth
approximately $200,000,4 and nearly $840,000 in
additional marital assets5. . . .
. . . .
10. Both parties[’] expenses as presented
seemed reasonable to the Court.
. . . .
Conclusions of Law
. . . .
A. Financial Resources of [Paula] - [Paula]
will receive . . . child support for . . .
approximately one more year. Her ability to work
will be limited. However, [Paula] leaves this
marriage as a “millionaire”. It is true that
being a millionaire is not what it used to be –
nevertheless, her assets are considerable and
seem sufficient to provide for the needs of most
people in the long term.
. . . .
C.
Standard of Living - [Paula’s] home in
Lexington and assets from the marital division
should enable her to continue with a similar
lifestyle to that enjoyed during the marriage.
D.
Duration of the Marriage - This was a
26 year marriage and clearly meets the
maintenance criteria in this regard.
. . . .
4
Paula’s home was non-marital property.
5
Cash received from their Hilliard Lyons account to equalize settlement
allocations.
-5-
Based on the findings of fact made by this
Court during the hearing on this issue, and set
out above, an award of maintenance to [Paula] is
not appropriate under the circumstances. The
assets awarded to [Paula] in the marital
settlement are sufficient to allow her to support
herself, even according to the relatively high
standard of living established during the
marriage. . . . [Paula] will be able to earn
sufficient income from investments on the nearly
$840,000 of additional assets that she has
received from the parties[’] settlement agreement
to meet her needs. . . .
The Court is not fully convinced that
[Paula] can work, even at a part-time
job. . . . However, because the Court has found
that [Paula] is able to support herself through
the income she will receive from her share of the
marital property, this disqualifies her for an
award of maintenance. . . . Because [Paula] was
not able to prove that she lacked sufficient
property to provide for her reasonable needs, the
Court overrules her motion for an award of
maintenance.
Amended Findings of Fact and Conclusions of Law
2) (Finding request omitted) - The court
finds that [Paula’s] income from investments will
reasonably be consistent with the sums detailed
by Harry L. (Jack) Russell6. . . . [Paula] should
earn $50,000 annually from investments.
. . . .
The fact that [Walter’s] income was
substantial enabled the parties to build a
marital estate in excess of $2 million.
[Paula’s] portion of that estate will enable
[Paula] to live in a similar style to the
marriage. Her educational background and work
opportunities solidify the court’s conclusion
6
Mr. Russell was a financial advisor who testified as an expert witness on
behalf of Walter regarding investment of Paula’s marital settlement proceeds.
A summary of his conclusions was entered into evidence as Respondent’s
exhibit 4.
-6-
that maintenance is not proper, despite her
medical issues.
It is appropriate to award maintenance when a party is
not able to support themselves in accord with the same standard
of living which they enjoyed during marriage and the property
awarded to them is not sufficient for their reasonable needs.
Id., (citing Robbins v. Robbins, 849 S.W.2d 571, 572 (Ky.App.
1993)).
The trial court found that Paula received property
sufficient to provide for her reasonable needs and allow her to
live at a comparable standard of living.
Walter produced an expert witness, Mr. Russell, who
testified what Paula could earn on an investment with minimal
risk.
Paula testified that she disagreed with Mr. Russell’s
conclusions, but provided no expert testimony to support her
assertions.
Relying primarily upon Mr. Russell’s testimony, the
trial court concluded Paula had property sufficient to meet her
reasonable needs7 and maintain a comparable lifestyle.
Because
the only expert testimony provided was by Mr. Russell, we do not
believe the finding was in error.
Thus, Paula failed to satisfy
a threshold requirement for an award of maintenance, i.e. KRS
7
Paula also included items associated with the parties’ son in her expense
list submitted to the trial court. The trial court properly disregarded
these expenses. Children’s expenses are proper to consider when awarding
child support, not maintenance. We note that the parties had agreed to
amounts of child support in their separation agreement and their son turned
18 in 2005.
-7-
403.200(1)(a).
The trial court’s denial of maintenance was
proper.
Conclusion
The trial court was not clearly erroneous nor abused
its discretion when it found that Paula was able to support
herself with marital property she acquired and denied her
maintenance claim.
Therefore, we affirm the Fayette Circuit
Court.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Dwight Preston
Elizabethtown, Kentucky
Suzanne Baumgardner
Lexington, Kentucky
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