FRANK N. WHEELER v. ACTIVE TRANSPORTATION; HON. DONNA H. TERRY, ADMINISTRATIVE LAW JUDGE; AND WORKERS' COMPENSATION BOARD
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RENDERED: JULY 14, 2006; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth Of Kentucky
Court of Appeals
NO. 2005-CA-001694-WC
FRANK N. WHEELER
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
CLAIM NO. WC-04-01159
ACTIVE TRANSPORTATION;
HON. DONNA H. TERRY,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS’ COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
GUIDUGLI, McANULTY,1 AND SCHRODER, JUDGES.
McANULTY, JUDGE:
The Administrative Law Judge (ALJ) denied
Frank N. Wheeler’s claim for workers’ compensation benefits from
a back injury occurring on September 3, 2003, when he fell down
the steps of a shuttle van at work.
The ALJ held that Wheeler
sustained only a temporary back strain as a result of the fall.
1
This opinion was completed and concurred in prior to Judge William E.
McAnulty, Jr.’s resignation effective July 5, 2006, to accept appointment to
the Kentucky Supreme Court. Release of the opinion was delayed by
administrative handling.
Consequently, the ALJ awarded Wheeler medical benefits for
treatment of the strain but no benefits for treatment of ongoing
pain attributable to degenerative changes in his lumbar and
thoracic spine.
Wheeler appealed the ALJ’s decision to the Workers’
Compensation Board (the Board).
After a review of Wheeler’s
testimony and the medical evidence, the Board affirmed the
decision of the ALJ.
In its opinion, the Board stated that
Wheeler’s arguments on appeal were simply re-arguments of the
merits of his claim.
Unsatisfied with the results, Wheeler has
pursued an appeal to this Court.
Wheeler worked as a yard man for Active
Transportation.
As a yard man, he drove newly-manufactured Ford
trucks a short distance from a staging area near the Ford plant
to a parking lot.
After parking the vehicles, he boarded a
shuttle van and rode across the street to repeat the process.
While working as a yard man, on Wednesday, September
3, 2003, Wheeler slipped and fell when stepping down out of the
van.
As a result of the slip and fall, he scraped up his legs
and injured his ankles and lower back.
A couple of days after the injury, Wheeler sought
medical treatment for his injuries from his family doctor, Dr.
Matthew Fargen.
Dr. Fargen diagnosed a low back strain and
ankle pain without evidence of strain or ligament instability
-2-
and kept Wheeler off work over the weekend.
Wheeler returned to
work on Monday, September 8, 2003.
Wheeler continued working for about eight more months.
In March of 2004, however, his employer changed shuttle vans.
The new van configuration required him to have to twist, turn
and maneuver more to get around in the van.
After riding on the
shuttle van for a short while, Wheeler’s back started to bother
him.
He sought treatment, and one of his doctors eventually
referred him to an orthopedist, Dr. Mladen Djurasovic.
Dr. Djurasovic took Wheeler off work and advised him
that he would have a difficult time ever resuming his work as a
yard man.
Based on Dr. Djurasovic’s advice, Wheeler retired in
September of 2004.
Wheeler filed his application for resolution of injury
claim in early July of 2004.
As a part of the claim process,
Wheeler submitted to two independent medical evaluations, one
performed by Dr. S. Pearson Auerbach and another performed by
Dr. Thomas Loeb.
Both doctors assigned a 5% permanent
impairment rating to the whole person.
Dr. Auerbach believed
that it was more likely than not that Wheeler’s work-related
injury brought his condition into a disabling reality.
Dr.
Loeb, however, apportioned the 5% impairment to pre-existing
degenerative changes and further qualified that none of it
related to the work injury of September 3, 2003.
-3-
As to the September 3, 2003, injury, Dr. Loeb opined
that the mechanism of injury -- slipping in a van and striking
the low back area – “is consistent with a contusion and not any
type of mechanism that would cause degenerative joint disease to
occur.”
After reviewing Wheeler’s medical records, he noted
that Wheeler had not mentioned the fall to Dr. Djuasovic and
further stated as follows:
I think it is clear from the medical record
that this gentleman is suffering from
longstanding pre-existing osteoarthritis of
the thoracolumbar spine which is following a
natural progressive course of ongoing
degeneration. I think if indeed the injury
of September 3, 2003 had caused any symptoms
which were not reported to Dr. Djurasovic I
think they would have been transient and in
my opinion would not have significantly
altered the progression of his degenerative
process. He obviously had exacerbations and
remissions of his degenerative joint disease
over many years. Based on the objective
findings and evidence in the medical record,
I cannot relate his current complaints
secondary to degenerative changes to the
work injury of September 3, 2003.
The ALJ relied on Dr. Loeb’s opinion in denying
benefits. In this appeal, Wheeler argues that the ALJ
erroneously separated the uncontroverted back strain from the
preexistent degenerative changes of the lumbar and thoracic
spine.
He contends that he had a dormant non-disabling
condition that was brought into a disabling reality by a work
injury and such a condition is still compensable in Kentucky.
-4-
Wheeler believes that the Board misperceived his argument on
appeal and overlooked and misconstrued controlling statutes and
case law.
He asserts that at a very minimum, he should have
been awarded temporary total disability benefits of $571.42 per
week from June 15, 2004, through the date he reached maximum
medical improvement on October 5, 2004.
In addition to overlooking and misconstruing
controlling statutes and case law, Wheeler argues that the ALJ
also committed reversible error by prospectively denying the
medicals after finding a work injury.
He argues that the ALJ
should have awarded him appropriate medical benefits under KRS
342.020 and Cavin v. Lake Const. Co., 451 S.W.2d 159 (Ky. 1970).
This Court’s function when reviewing the Board’s
affirmance of a decision of the ALJ is to correct the Board only
where we perceive “the Board has overlooked or misconstrued
controlling statutes or precedent, or committed an error in
assessing the evidence so flagrant as to cause gross injustice.”
Western Baptist Hosp. v. Kelly, 827 S.W.2d 685, 687-688 (Ky.
1992).
Moreover, in this case, Wheeler had the burden of proof.
If the ALJ finds against the person with the burden of proof,
his burden on appeal is infinitely greater.
See Special Fund v.
Francis, 708 S.W.2d 641, 643 (Ky. 1986).
Because Wheeler had the burden of proof, he must do
more than assert that there was some evidence of substance which
-5-
would have justified a finding in his favor.
See id.
He must
show that the evidence was such that the finding against him was
unreasonable on the basis of reliable, probative, and material
evidence contained in the whole record.
342.285(2)(d).
See id.; KRS
A finding that is unreasonable under the
evidence presented is clearly erroneous and would compel a
different finding.
See id.
Having reviewed the evidence and the arguments of the
parties, we conclude that there was substantial evidence in Dr.
Loeb’s report that Wheeler sustained no permanent impairment as
a result of the work-related injury and that a different finding
was not compelled.
The fact that Dr. Auberbach’s report
supports Wheeler’s claim does not compel a different finding as
the question of which evidence to believe is the exclusive
province of the ALJ.
See Square D Co. v. Tipton, 862 S.W.2d
308, 309 (Ky. 1993).
We move to Wheeler’s second contention on appeal that
the ALJ committed reversible error by prospectively denying the
medicals in violation of KRS 342.020 and Cavin, 451 S.W.2d at
161-62.
On this issue, in view of Dr. Loeb’s medical opinion
that the work-related incident was transient, there was
substantial evidence to support the conclusion that Wheeler was
not entitled to future medical benefits for this injury.
-6-
See
Robertson v. United Parcel Service, 64 S.W.3d 284, 287 (Ky.
2001).
For the reasons stated above, the judgment is
affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Ched Jennings
Louisville, Kentucky
Scott C. Wilhoit
Clark & Ward, PLLC
Louisville, Kentucky
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