Taylor v. Phillips, No. 3:2008cv00108 - Document 19 (N.D.W. Va. 2009)
Court Description: OPINION/REPORT AND RECOMMENDATIONS re 13 MOTION to Dismiss or in the Alternative MOTION for Summary Judgment filed by Wayne A. Phillips-the undersigned recommends that the respondents Motion to Dismiss, or in the Alternative, Motion for Summ ary Judgment (Dckt. 13) be GRANTED to the extent that it seeks the denial of the petition on the merits,3 and further recommends that the petitioners Application for Habeas Corpus Pursuant to 28 U.S.C. § 2241 dckt. No. 1 be DENIED and DISMISSED with prejudice from the active docket of this Court. Any party may within 10 days after being served with a copy of this Opinion/Report and Recommendation file objection. Signed by Magistrate Judge John S. Kaull on 04/21/09. (copy to pro se petitioner via cert/return receipt mail)(jko) Modified on 4/22/2009-created hyperlink to Doc. (jko).
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IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF WEST VIRGINIA TIMOTHY N. TAYLOR, Petitioner, v. Civil Action No. 3:08cv108 (Judge Bailey) WAYNE A. PHILLIPS, Warden, Respondent. OPINION/REPORT AND RECOMMENDATION This case is before the undersigned for a report and recommendation on the petitioner s Application for Habeas Corpus Pursuant to 28 U.S.C. § 2241; the respondent s Motion to Dismiss, or in the Alternative, Motion for Summary; the petitioner s response and the petitioner s amended response. I. Factual and Procedural Background The petitioner is a federal inmate incarcerated at the Federal Correctional Institution in Morgantown, West Virginia. In the petition, the petitioner argues that he is improperly being denied time off his sentence for participation in the Bureau of Prisons 500 Residential Drug Treatment Program ( RDAP ). In support of this claim, the petitioner asserts that the Bureau s 1997 interim rule violates the Administrative Procedures Act ( APA ) because it was enacted without the appropriate notice and comment period. In addition, the petitioner asserts that in Arrington v. Daniels, 516 F.3d 1106 (9th Cir. 2008), the Ninth Circuit Court of Appeals found that the BOP regulation which renders inmates ineligible for early release under 18 U.S.C. § 3621(e) for those with firearm related convictions, was issued in violation of the APA because it lacks any legal basis 1 or rationale. The petitioner then asserts that his equal rights are being violated because he is being denied the same relief as inmates in the Ninth Circuit. Accordingly, the petitioner seeks an Order from the Court granting him a one-year sentence reduction for his participation in the RDAP. II. A. Analysis Historical Background Pursuant to the Crime Control Act of 1990, Congress required the BOP to make available appropriate substance abuse treatment for each prisoner the Bureau determines has a treatable condition of substance addiction or abuse. 18 U.S.C. § 3621(b). In 1994, Congress authorized the BOP to reduce by up to one year the sentence of a prisoner convicted of a nonviolent offense who successfully completes a treatment program. 18 U.S.C. § 3621(e)(2)(B);1 Pelissero v. Thompson, 170 F.3d 442, 443-444 (4th Cir. 1999). Congress delegated to the BOP authority to administer its drug abuse programs, see 28 C.F.R. §550.56, and gave the BOP the discretion to determine which prisoners may participate in RDAP and which prisoners are eligible for sentence reductions. Lopez v. Davis, 531 U.S. 230 (2001). However, Congress did not define the term nonviolent offense used in §3621(e)(2)(B). Consequently, the BOP adopted a regulation in May 1995, which defined nonviolent offense as a converse of a crime of violence, and excluded from eligibility for early release under §3621(e)(2)(B) those inmates whose current offense is determined to be a crime of violence as set 1 This section provides as follows: The period a prisoner convicted of a nonviolent offense remains in custody after successfully completing a treatment program may be reduced by the Bureau of Prisons, but such reduction may not be more than one year from the term the prisoner must otherwise serve. 2 forth in 18 U.S.C. §924(c)(3). Pelissero, 170 F. 3d at 444; see also 28 C.F.R. §550.58. In addition to enacting the regulation, in May 1995, the BOP adopted Program Statement ( P.S. ) § 5330.10 which reiterated Regulation 550.58. In July 1995, the BOP then adopted P.S. § 5162.02 to further assist case management staff in deciding whether an inmate qualifies for early release under 18 U.S.C. §3621(e)(2)(B) and under implementing Regulation 550.58. P.S. § 5162.02 identified offenses that may be crimes of violence and specifically provided that an individual who is convicted of a drug offense under 21 U.S.C. §841 and received a two-level enhancement for possession of a gun has been convicted of a crime of violence. Id. However, as noted by the Fourth Circuit in Pelissero, some federal courts held that possession of a firearm by a felon is not a crime of violence under 18 U.S.C. §924(c), so the BOP adopted a revised Regulation 550.58 in October 1997. In its revised regulation, the BOP deleted the crime of violence definition from 18 U.S.C. §924(c), but stated that at the director s discretion inmates whose current offense is a felony which involved the carrying, possession, or use of a firearm or other dangerous weapon were excluded from eligibility for early release. The BOP thereafter amended P.S. § 5330.10 to reflect this change and also adopted P.S. § 5162.04, effective October 9, 1997, which provided that [a]n inmate will be denied the benefits of certain programs if his or her offense is either a crime of violence or an offense identified at the discretion of the Director of the Bureau of Prisons. The 1997 regulation was an interim regulation which was finalized on December 22, 2000. See 65 Fed. Reg. 80745. B. The Administrative Procedures Act The APA requires administrative agencies, including the BOP, to provide notice of a proposed rule and a public comment period. See 5 U.S.C. §553; Chen Zhou Chai v. Carroll 48 3 F.3d 1331 (4th Cir. 1995). However, the notice and comment period of the APA does not apply to to interpretative rules, general statements of policy, or rules of agency organization, procedure, or practice. 5 U.S.C. §553(b)(3). Section 706(2)(A) of the APA states that a court will hold unlawful and set aside agency action, findings, and conclusions found to be (A) arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. Furthermore, [i]n making the foregoing determinations, the court shall review the whole record or those parts of it cited by a party, and due account shall be taken of the rule of prejudicial error. 5 U.S.C. § 706. "Judicial review . . . is generally based on the administrative record that was before the agency at the time of its decision. . . ." Fort Sumter Tours v. Babbitt, 66 F.3d 1324, 1336 (4th Cir. 1995) (quoting Lewis v. Babbitt, 998 F.2d 880, 881 (10th Cir. 1993)). Under these provision of the APA, the scope of review is narrow and deferential. Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983). While the agency starts with the presumption that its action is valid, Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402, 416 (1971) overruled on other grounds by Califano v. Sanders, 430 U.S. 99, 105 (1977), if an agency has relied on factors which Congress has not intended it to consider, entirely failed to consider an important aspect of the problem, offered an explanation for its decision that runs counter to the evidence before the agency, or is so implausible that it could not be ascribed to a difference in view or the product of agency expertise then it is arbitrary and capricious. Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983). When reviewing the agency decision, the court must consider whether the decision was based on a consideration of the relevant factors and whether there has been a clear error of judgment. Citizens to Preserve Overton Park, Inc., 401 U.S. at 416. Under such deferential review, 4 we may not substitute our judgment for that of the agency. Marsh v. Or. Natural Res. Council, 490 U.S. 360, 376, (1989). Further, [p]ost hoc explanations of agency action by appellate counsel cannot substitute for the agency s own articulation of the basis for its decision. Arrington, 516 F.3d at 1113 (citing Fed. Power Comm n v. Texaco, Inc., 417 U.S. 380, 397 (1974)). A court can, however, uphold a decision of less than ideal clarity if the agency s path may reasonably be discerned. Bowman Transp., Inc. v. Arkansas-Best Freight System, Inc., 419 U.S. 281, 286 (1974). C. Arrington v. Daniels The Ninth Circuit in Arrington held that 28 C.F.R. § 550.58 violates the APA because it is arbitrary, capricious, an abuse of discretion, or is otherwise not in accordance with the law. The Court stated: [the] district court had found two rational bases for the Bureau s decision to categorically exclude from eligibility for early release those prisoners convicted of offenses involving the possession, carrying, or use of firearms: (1) the increased risk that offenders with convictions involving firearms might pose to the public and (2) the need for uniformity in the application of the eligibility regulation. Arrington, 516 F.3d at 1113. The Ninth Circuit then examined the validity of each rationale. 1. Threat to Public Safety As to the first rationale, those convicted of firearm offenses pose a greater threat to public safety, the Ninth Circuit found this rationale arbitrary and capricious. Specifically, the Court found that this rationale was no where in the administrative record. [The Court is] limited to the explanations offered by the agency in the administrative record. Id. (citing State Farm Mut. Auto Ins. Co., 463 U.S. at 50). It was irrelevant to the Court that this rationale was proffered by the Bureau in its brief to the Supreme Court in Lopez. Id. The Court found this to be a type of post hoc rationalization of appellate counsel that it was forbidden to consider in conducting its review 5 under the APA. Id. (citing Burlington Truck Lines v. United States, 371 U.S. 156, 168 (1962)). Furthermore, the Court, in a footnote, discussed the argument that it is a common sense decision to exclude those prisoners convicted of offenses involving firearms. Arrington, 516 F.3d at 1113. The Bureau, using Bowen, 202 F.3d at 1219, made the argument that because it is common sense that these types of prisoners pose a threat to public safety [the Bureau] should . . . not be required to further support its decision with detailed analysis or empirical support. Arrington, 516 F.3d at 1113. In response the Ninth Circuit stated: The Bureau s common-sense argument lacks legal significance in the APA review context where, as here, the agency failed to articulate the grounds for its purportedly common-sense decision anywhere in the administrative record. Although our review is deferential, the Bureau is not immune from its responsibility to articulate [ ] a rational connection between the facts found and the choices made. [Ranchers Cattlemen Action Legal Fund v. U.S. Dep t of Agriculture, 415 F.3d 1078, 1094 (9th Cir. 2005).] Given the Bureau s failure to articulate any rationale, its argument that the agency should not be required to provide additional detailed analysis and empirical support for its purportedly common-sense decision is inapposite. Id. Therefore, the Ninth Circuit found this reasoning could not be considered. The Ninth Circuit then examined the second rationale. 2. Uniformity Uniformity in the application of the eligibility regulation, while in the administrative record, was still found to be arbitrary and capricious by the Ninth Circuit. Arrington, 516 F.3d at 1113. 65 Fed. Reg. 80745 states that the third interim rule attempted to correct the varying interpretations of the first interim rule so that the Bureau could apply the regulation in a uniform and consistent manner. However, uniformity, according to the Ninth Circuit, does not explain the choice that was made between including or excluding those prisoners convicted of offenses involving the possession, carrying, or use of firearms. Arrington, 516 F.3d at 1114. 6 The agency s lack of explanation for its choice renders its decision arbitrary and capricious. See, e.g., Burlington Truck Lines, Inc., 371 U.S. at 167 (striking down action for failure to explain why agency chose one of two available remedies where [t]here are no findings and no analysis here to justify the choice made, no indication of the basis on which the [agency] exercised its expert discretion ). Arrington, 516 F.3d at 1114. Dismissing both rationales put forth by the BOP, the Ninth Circuit then discussed the Supreme Court s decision in Lopez v. Davis, 531 U.S. 230 (2001), which, on its face, seemingly justifies 28 C.F.R. § 550.58. 3. Lopez Decision The Ninth Circuit, however, distinguished Lopez by narrowly construing its holding. Specifically, the Ninth Circuit stated that Lopez addressed a distinct question: whether the Bureau had the authority to pass a rule categorically excluding otherwise eligible prisoners from a grant of early release under § 3621(e). Arrington, 516 F.3d at 1115. Moreover, the Ninth Circuit found that the Supreme Court, in deciding this question, did not consider an APA challenge to the validity of the Bureau s 1997 interim rule. Id. In Lopez, the Supreme Court agreed with the Bureau s rationale that denial of early release to all inmates who possessed a firearm in connection with their current offense rationally reflects the view that such inmates displayed a readiness to endanger another s life. Lopez, 531 U.S. at 245. However, the Ninth Circuit contends that this rationale . . . was supported by citation not to the administrative record but to the Bureau s brief. Arrington, 516 F.3d at 1115 (citing Lopez, 531 U.S. at 236). The Ninth Circuit further states that [t]he Lopez Court s reliance on the arguments of appellate counsel, rather than on the administrative record, evidences the fact that the Lopez Court . . . was not engaged in § 706 review. Arrington, 516 F.3d at 1115-16. The Court in Arrington then noted that although the Lopez decision recognized that there are rational 7 explanations for the 1997 interim rule, which is identical to the Bureau s final rule in this case, they do not address whether the agency itself articulated those rationales in promulgating the final rule as required by § 706. Arrington, 516 F.3d at 1116. Finding no legitimate rationale for 28 C.F.R. § 550.58, the Ninth Circuit found that the Bureau s regulation failed to meet the arbitrary and capricious standard of § 706 and violated the APA. Id. D. Snipe v. Phillips Recently, this Court has had the opportunity to examine the matter squarely at issue in the present case. In Snipe v. Phillips, 3:08cv22 (N.D.W.Va. Dec. 23, 2008), Chief Judge John Preston Bailey reviewed 28 C.F.R. § 550.58, 5 U.S.C. § 706, Lopez, Arrington and subsequent decisions of other Courts. After an extensive examination of the issue, Chief Judge Bailey determined that: The Lopez decision forecloses all issues presented in this case, except the issue left open by the Supreme Court in footnote 6 of the decision, which reads as follows: Amici urge reversal on the ground that the Bureau violated the notice and comment requirements of the Administrative Procedure Act when it published the 1997 regulation. Brief for National Association of Criminal Defense Lawyers et al. as Amici Curiae 18-24. We decline to address this matter, which was not raised or decided below, or presented in the petition for certiorari. Blessing v. Freestone, 520 U.S. 329, 340, n. 3 (1997). See Snipe, Memorandum Opinion and Order Adopting in Part and Reversing in Part Opinion/Report and Recommendation (dckt. 37) at 4-5 (quoting Lopez, 531 U.S. at 244, n. 6.) Moreover, Chief Judge Bailey determined that the issue left open by Lopez was not a genuine issue as the regulation is clearly interpretive. Id. at 5 (citing Minotti v. Whitehead, 584 F.Supp.2d 750 (D. Md. Oct. 31, 2008); Pelissero v. Thompson, 170 F.3d 442 (4th Cir. 1999); Patterson v. DeWalt, 2006 WL 1520724 (D. Md. May 26, 2006); Keller v. Bureau of Prisons, 2006 8 WL 4808626 (D. Md. Nov. 15, 2006); Chevrier v. Marberry, 2006 WL 3759909 (E.D. Mich. Dec. 20, 2006)). Thus, [t]he notice and comment requirements of the Administrative Procedure Act ( APA ) do not apply . . . Id. Even if it did, Chief Judge Bailey found that the final regulation, effective December 22, 2000, complied with the notice and comment requirement of the APA. Id. (citing Chevrier, at *9; Baxter v. Quintana, 2008 WL 5115046 *6 (W.D.Pa. Dec. 4, 2008)). Turning then to the Arrington decision, Chief Judge Bailey noted that [m]ost of the courts outside of the Ninth Circuit which have considered the validity of the regulation in light of Arrington have found the decision not to be persuasive and have declined to follow it. Id. at 6. After examining those cases,2 Chief Judge Bailey agreed that Arrington was unpersuasive, declined to follow its holding and upheld the challenged regulation. Id. at 6-12. E. Equal Protection Claim To be successful on an equal protection claim, the plaintiff must demonstrate that he has been treated differently from others with whom he is similarly situated and that the unequal treatment was the result of intentional or purposeful discrimination. Morrison v. Garraghty, 239 F. 3d 648, 654 (4th Cir. 2001). If the plaintiff makes such showing, the court proceeds to determine whether the disparity in treatment can be justified under the requisite level of scrutiny. Id. In this case, the petitioner has failed to show that he is similarly situated with those inmates who have received the benefit of the Arrington decision. Quite simply, while Arrington may be persuasive authority in other jurisdictions, at this time, it is only applicable to inmates within the Ninth circuit. The plaintiff is not incarcerated within the Ninth Circuit. Thus, he is not situated the 2 See Harrison v. Lamanna, 19 Fed.Appx. 342 (6th Cir. 2001) (unpublished); Sinclair v. Eichenlaub, 2008 WL 5235981 (E.D. Mich. Dec. 15, 2008); Baxter v. Quintana, supra; Minotti v. Whitehead, supra; Neal v. Grondolsky, 2008 WL 4186901 (D.N.J. Sept. 9, 2008); Gatewood v. Outlaw, 2008 WL 2002650 (E.D.Ark. May 8, 2008). 9 same as those inmates who have thus far received a benefit from that decision. For that same reason, the petitioner cannot show that his alleged unequal treatment is a result of intentional or purposeful discrimination. Instead, any unequal treatment is simply a matter of location. III. Recommendation For the foregoing reasons, the undersigned recommends that the respondent s Motion to Dismiss, or in the Alternative, Motion for Summary Judgment (Dckt. 13) be GRANTED to the extent that it seeks the denial of the petition on the merits,3 and further recommends that the petitioner s Application for Habeas Corpus Pursuant to 28 U.S.C. § 2241 (dckt. 1) be DENIED and DISMISSED with prejudice from the active docket of this Court. Within ten (10) days after being served with a copy of this Opinion/Report and Recommendation, any party may file with the Clerk of Court written objections identifying those portions of the recommendation to which objection is made and the basis for such objections. A copy of any objections should also be submitted to the Honorable John Preston Bailey, United States District Judge. Failure to timely file objections to this recommendation will result in waiver of the right to appeal from a judgment of this Court based upon such recommendation. 28 U.S.C. § 636(b)(1); Thomas v. Arn, 474 U.S. 140 (1985); Wright v. Collins, 766 F.2d 841 (4th Cir. 1985); United States v. Schronce, 727 F.2d 91 (4th Cir. 1984), cert. denied, 467 U.S. 1208 (1984). The Clerk is directed to send a copy of this Opinion/Report and Recommendation to the pro se petitioner by certified mail, return receipt requested, to his last known address as shown on the docket, and to counsel of record via electronic means. 3 In the motion to dismiss, filed on September 9, 2008, the respondent argues that this issue is not ripe for adjudication because the petitioner is not scheduled to complete the 500 hour residential component of the RDAP until January 23, 2009. Since it has not heard otherwise, the Court presumes then, that the petitioner completed the program as scheduled and this case is now ripe for review. 10 DATED: April 21, 2009. ]à {à fA ^tâà à JOHN S. KAULL UNITED STATES MAGISTRATE JUDGE 11
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