Martin v. Johnson Controls Fire Protection LP, No. 2:2019cv00514 - Document 37 (W.D. Wash. 2020)
Court Description: ORDER granting Plaintiff's 21 Motion to Certify Class. Signed by Judge Richard A. Jones. (TH)
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Martin v. Johnson Controls Fire Protection LP Doc. 37 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 1 of 11 HONORABLE RICHARD A. JONES 1 2 3 4 5 6 7 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE 8 9 BRIAN MARTIN, 10 11 12 13 Plaintiff, NO. 2:19-cv-00514-RAJ ORDER v. JOHNSON CONTROLS FIRE PROTECTION, LP, Defendant. 14 15 I. INTRODUCTION 16 This matter comes before the Court on Plaintiff Brian Martin’s (“Plaintiff” or 17 “Martin”) motion for class certification under Rule 23 of the Federal Rules of Civil 18 Procedure. Dkt. # 21. Defendant Johnson Controls Fire Protection, LP (“Defendant” or 19 “Johnson Controls”) opposes the motion. Dkt. # 29. 20 Plaintiff requested oral argument, but the Court finds oral argument unnecessary in 21 light of the parties’ briefings and submissions. For the reasons stated herein, the Court 22 GRANTS Plaintiff’s motion. II. BACKGROUND 23 24 Johnson Controls is a fire protection and detection company that provides fire 25 detection, sprinkler and suppression system, and security and building communication 26 services to customers worldwide. Dkt. # 21 at 3. In 2016, its predecessor, 27 28 ORDER – 1 Dockets.Justia.com Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 2 of 11 1 SimplexGrinnell, LP, signed a Master Contract with the Washington State Department of 2 Enterprise Services (“DES”). Id. at 3-4. Under that contract, SimplexGrinnell agreed to 3 repair, inspect, and test fire detection and suppression systems and backflow preventers in 4 state facilities and local government entities, such as cities and school districts. Id. The 5 contract was extended and assigned to Johnson Controls following its merger with 6 SimplexGrinnell. Id. 7 Plaintiff has worked as a fire alarm and sprinkler system inspector for almost 25 8 years. Dkt. # 21 at 9. He was hired by SimplexGrinnell in 2011 and has been employed 9 by Johnson Controls as a sprinkler inspector in Washington state since 2016. Dkt. # 21 at 10 9. In his complaint, Plaintiff alleges that Defendant’s contract with the state requires 11 Defendant to pay inspectors prevailing wage under the state’s Prevailing Wage Act 12 (“PWA”) and that Defendant’s failure to do so and to pay the correct overtime rate 13 constitutes a violation of RCW 39.12.020, RCW 49.46.130, and RCW 49.29.010. Dkt. 14 # 1-1 ¶ 4.2. 15 Under the PWA, “laborers, workers, or mechanics” working under public works or 16 public building service maintenance contracts with the state must be paid at least the 17 prevailing wage of the trade and locality in which they work. RCW 39.12.020. DES has 18 specifically indicated that prevailing wage does not usually apply during fire alarm 19 system inspections because “[c]ommon tools typically used by a ‘laborer or mechanic’ 20 are not normally used during” such inspections. Dkt. # 30-1 at 2. DES guidance on non- 21 prevailing wages states in relevant part: 22 23 24 25 26 The scope of work performed when doing what is defined as “Inspections” is primarily a visual observation of the equipment to make sure it is still in good physical condition, as well as conducting a functional test of the equipment. Much of the testing doesn’t involve any tools. Equipment being tested, such as a “fire alarm manual pull station,” is generally manipulated by hand and reset with a key. No tools are required . . . . Prevailing wage is not called for in this type of work as 27 28 ORDER – 2 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 3 of 11 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 long as a Technician is not performing the following functions during an inspection: Work with tools Manual Labor Substitution of parts Replacement of parts or components Id. Defendant relies heavily on DES’s description of non-prevailing wages in arguing that inspectors are not covered by the PWA because they do not perform manual labor nor use tools in the course of an inspection. Dkt. # 29 at 3. Defendant notes, however, that it pays prevailing wage to its employees who provide maintenance and repair work in compliance with the PWA. Id. Plaintiff refutes Defendant’s claim about the nature of inspections, alleging that the testing and inspections that he and other inspectors of fire alarm, sprinkler, and suppression systems conduct “always involve[] manual labor . . . and almost always involve[] use of hand tools.” Dkt. # 21 at 1. Indeed, Plaintiff explains that inspections of fire alarm systems, sprinkler system inspections, and dry systems all involve manual activities such as manual triggering of pull stations, manipulation of valves, and physical triggering of the inspectors’ tests, among others. Id. at 15-16. Plaintiff also contends that hand tool use “is a regular and necessary part of these inspections.” Id. at 16. Plaintiff now moves the Court to certify a class of inspectors defined as follows: All individuals employed by Johnson Controls to conduct fire alarm, sprinkler, and fire suppression system inspections in state and local government buildings in the State of Washington at any time between March 5, 2016 and the date of the Order granting class certification in this matter. Id. This class would be comprised of up to 149 inspectors. Id. at 14. Plaintiff asserts that fire alarm, sprinkler, and suppression system inspectors have, in effect, suffered the same injury by being denied prevailing wage to which they are 27 28 ORDER – 3 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 4 of 11 1 entitled. The Court can address this common contention, according to Plaintiff, by 2 determining whether the work performed by the inspectors is covered under the PWA. 3 Dkt. # 21 at 15. Defendant disagrees, arguing that “[b]ecause all inspections are not 4 identical, and because the work performed by the two individuals is so different even on 5 the same inspection” (Dkt. # 29 at 2), the question posed by Plaintiff would require the 6 Court to “make many of thousands of individualized factual determinations as to whether 7 each putative class member performed covered work on each particular project on each 8 particular day” (id. at 1). Defendant claims that the factfinder would have to consider 9 the type of facility, the kind of system inspected, the role the inspector played in the 10 inspection, what specific tasks the inspector performed, and whether the inspector needed 11 to use tools on that particular inspection for each inspector. Id. at 14. 12 III. LEGAL STANDARD 13 A court’s decision to certify a class is discretionary. Vinole v. Countrywide 14 Home Loans, Inc., 571 F.3d 935, 944 (9th Cir. 2009). Federal Rule of Civil Procedure 23 15 guides the court’s exercise of discretion. A plaintiff “bears the burden of demonstrating 16 that he has met each of the four requirements of Rule 23(a) and at least one of the [three 17 alternative] requirements of Rule 23(b).” Lozano v. AT&T Wireless Servs., Inc., 504 F.3d 18 718, 724 (9th Cir. 2007). Rule 23(a) requires a plaintiff to demonstrate that (1) the 19 proposed class is sufficiently numerous (“numerosity”); (2) it presents common issues of 20 fact or law (“commonality”); (3) it will be led by one or more class representatives with 21 claims typical of the class (“typicality”); and (4) the class representative will adequately 22 represent the interests of the class (“adequacy”). Gen. Tel. Co. of the S.W. v. Falcon, 457 23 U.S. 147, 161 (1982); Fed. R. Civ. P. 23(a). If a plaintiff satisfies the Rule 23(a) 24 requirements, he must also show that the proposed class action meets one of the three 25 requirements of Rule 23(b). Zinser v. Accufix Research Inst., Inc., 253 F.3d 1180, 1186 26 (9th Cir. 2001). 27 28 ORDER – 4 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 5 of 11 1 Here, Plaintiff seeks certification under Rule 23(b)(3). A class may be certified 2 under this subdivision if (1) common questions of law and fact predominate over 3 questions affecting individual members, and (2) if a class action is superior to other 4 means to adjudicate the controversy. Fed. R. Civ. P. 23(b)(3). The “predominance” and 5 “superiority” prongs of Rule 23 work together to ensure that certifying a class “would 6 achieve economies of time, effort, and expense, and promote . . . uniformity of decision 7 as to persons similarly situated, without sacrificing procedural fairness or bringing about 8 other undesirable results.” Amchem Prods., Inc. v. Windsor, 521 U.S. 591, 615 (1997) 9 (internal citation and quotation omitted). A “central concern of the Rule 23(b)(3) 10 predominance test is whether ‘adjudication of common issues will help achieve judicial 11 economy.’” Vinole, at 944 (quoting Zinser, 253 F.3d at 1189). Thus, the court must 12 determine whether resolution of common questions would resolve a “significant aspect” 13 of the class members’ claims such that there is “clear justification” for class treatment. 14 Hanlon v. Chrysler Corp., 150 F.3d 1011, 1022 (9th Cir. 1998) (citations omitted). 15 In considering Rule 23’s requirements, the court must engage in a “rigorous 16 analysis,” but a “rigorous analysis does not always result in a lengthy explanation or in 17 depth review of the record.” Chamberlan v. Ford Motor Co., 402 F.3d 952, 961 (9th Cir. 18 2005) (citing Falcon, 457 U.S. 147, 161 (1982)). The court is neither permitted nor 19 required to conduct a “preliminary inquiry into the merits” of the plaintiff’s claims. 20 Blackie v. Barrack, 524 F.2d 891, 901 (9th Cir. 1975) (citing Eisen v. Carlisle & 21 Jacquelin, 417 U.S. 156, 177 (1974)); see also Fed. R. Civ. P. 23 advisory committee’s 22 note (2003) (“[A]n evaluation of the probable outcome on the merits is not properly part 23 of the certification decision.”). But see Wal-Mart Stores, Inc. v. Dukes, 564 U.S. 338, 24 351 (2011) (suggesting that Rule 23 analysis may be inextricable from some judgments 25 on the merits in a particular case). The court may assume the truth of a plaintiff’s 26 substantive allegations but may require more than bare allegations to determine whether a 27 28 ORDER – 5 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 6 of 11 1 plaintiff has satisfied the requirements of Rule 23. See, e.g., Blackie, 524 F.2d at 901, 2 n.17; Clark v. Watchie, 513 F.2d 994, 1000 (9th Cir. 1975) (“If the trial judge has made 3 findings as to the provisions of the Rule and their application to the case, his 4 determination of class status should be considered within his discretion.”). IV. DISCUSSION 5 6 Defendant does not dispute that the “numerosity,” “typicality,” or “adequacy” 7 requirements for class certification under Rule 23(a)(1), (3), or (4) have been met. Dkt. 8 # 29 at 14. Defendant argues, however, that Plaintiff fails to meet the “commonality” 9 requirement under Rule 23(a)(2) and the “predominance” and “superiority” prongs of 10 Rule 23(b)(3). The Court addresses each argument below. COMMONALITY 11 A. 12 To establish commonality, a plaintiff must demonstrate that the class members 13 “have suffered the same injury.” Falcon, 457 U.S. at 157. Class members must assert a 14 common contention that is capable of class-wide resolution. 564 U.S. at 350. 15 Specifically, the determination of the truth or falsity of the contention “will resolve an 16 issue that is central to the validity of each one of the claims in one stroke.” Id. 17 In Wal-Mart Stores, Inc. v. Dukes, the Supreme Court held that certification was 18 not appropriate for a putative class of female employees alleging sex discrimination 19 against their employer because they failed to show a general policy or practice of 20 discrimination that affected all putative class members to establish commonality. Id. at 21 353. The putative class of about one and a half million plaintiffs alleged that local 22 supervisors discriminated against them based on sex in matters of pay and promotion. Id. 23 at 342. The Court held that, without strong evidence supporting a company-wide policy 24 of discrimination or other common basis for these employment decisions across in 25 individual stores across the country, there was no common answer that could resolve the 26 matter. Id. at 353-54. 27 28 ORDER – 6 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 7 of 11 1 In the wage and hour context, the inquiry surrounding commonality is “whether 2 the entire class was injured by the same allegedly unlawful wage and hour practice.” 3 Millan v. Cascade Water Servs., Inc., 310 F.R.D. 593, 604 (E.D. Cal. 2015). Here, 4 Plaintiff alleges a single course of conduct by Defendant with respect to all putative class 5 members: non-payment of prevailing wage to inspectors of fire alarm, sprinkler, and 6 suppression systems. Defendant concedes that it does not pay its inspectors prevailing 7 wage. And Defendant does not claim to pay prevailing wage to some inspectors or pay 8 prevailing wage contingent upon a specific activity required in a particular inspection. 9 Instead, Defendant says it has no obligation to pay a prevailing wage at all and applies a 10 11 uniform policy of non-payment to all inspectors in the putative class. It is this policy that Plaintiff challenges, and resolution of this question would 12 address the validity of claims of all inspectors in the defined class. The core question 13 here is whether inspectors are covered under the PWA—that is, whether inspectors use 14 tools or conduct manual labor in the course of their inspections, making them “laborers” 15 or “mechanics” entitled to prevailing wage under the statute. No further individual 16 factors would be necessary to resolve this question. Once this question is decided, the 17 only remaining issue would be how much is owed to the inspectors. 18 Of course, determination of damages might require some individual calculation, 19 but this Court has held that the “overwhelming weight of authority holds that the need for 20 individual damages calculations does not diminish the appropriateness of class action 21 certification where common questions as to liability predominate.” Mortimore v. 22 F.D.I.C., 197 F.R.D. 432, 436 (W.D. Wash. 2000) (internal quotation marks and citation 23 omitted). Indeed, the Ninth Circuit has held that the amount of damages is “invariably an 24 individual question and does not defeat class action treatment.” Blackie, 524 F.2d at 905. 25 The Court therefore finds that Plaintiff has established commonality under Rule 23(a)(2). 26 27 28 ORDER – 7 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 8 of 11 PREDOMINANCE 1 B. 2 With the four conditions of Rule 23(a) satisfied, the Court considers the remaining 3 requirements of “predominance” and “superiority” under Rule 23(b)(3). To meet the 4 predominance requirement, common questions of law and fact must be “a significant 5 aspect of the case . . . [that] can be resolved for all members of the class in a single 6 adjudication.” Mazza v. Am. Honda Motor Co., Inc., 666 F.3d 581, 589 (9th Cir. 2012). 7 The court must compare “the quality and import of common questions to that of 8 individual questions.” Jabbari v. Farmer, 965 F.3d 1001, 1005 (9th Cir. 2020). “[M]ore 9 important questions apt to drive the resolution of the litigation are given more weight in 10 the predominance analysis over individualized questions which are of considerably less 11 significance to the claims of the class. Torres v. Mercer Canyons Inc., 835 F.3d 1125, 12 1134 (9th Cir. 2016). Even if there are important questions affecting only individual 13 members of the proposed class, if a common question will ultimately drive the resolution, 14 then the class is “sufficiently cohesive to warrant adjudication by representation.” Id. 15 (citing Amchem Prod., Inc. v. Windsor, 521 U.S. 591, 623 (1997)). 16 In Anchem Products v. Windsor, the Supreme Court held that class certification in 17 an asbestos-claims settlement was inappropriate because disparities between putative 18 class members undermined the predominance requirement of Rule 23(b)(3). 521 U.S. at 19 597. The Court noted several differences between members of this putative class of 20 hundreds of thousands, if not millions, of asbestos-exposed individuals: (1) the wide 21 range of putative class members’ exposure to asbestos; (2) significant variations in the 22 resulting injury, ranging from lung cancer, mesothelioma, and disabling asbestosis to no 23 physical injury; (3) whether individuals smoked cigarettes, thereby complicating the 24 causation inquiry; and (4) differences in state law in adjudicating asbestos claims. Id. at 25 597, 624. While all putative class members had been exposed to asbestos products 26 supplied by defendants, this commonality was outweighed by “the greater number of 27 28 ORDER – 8 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 9 of 11 1 questions peculiar to the several categories of class members, and to individuals within 2 each category, and the significance of those uncommon questions.” 521 U.S. at 624. 3 To support its argument against predominance, Defendant cites Levias v. Pacific 4 Maritime Association, No: 2:08-cv-01610-JPD, 2010 WL 358499, at *7 (W.D. Wash. 5 Jan. 25, 2010), a wage claim case in which a court denied class certification based on a 6 finding that “individual questions predominate over any common questions,” Dkt. # 29 at 7 22. This reliance is misplaced. Plaintiffs in Levias were longshore workers seeking 8 compensation for pre-shift travel, wait, and work time from different employers for 9 whom they performed various longshore job assignments with “different routines, 10 procedures, and pay practices.” Id. at *1. These facts are distinct from the facts at issue 11 here, where putative class member are all employees of a single employer who perform 12 the same job and are paid the same amount pursuant to a common contract. Individual 13 questions do not predominate over common ones here. 14 Indeed, Defendant does not distinguish between inspectors: Defendant does not 15 assert that some of its inspectors might use tools in the course of an inspection while 16 others do not. Nor does Defendant contend that some inspectors might perform manual 17 labor during an inspection while others do not. Defendant instead argues that inspections 18 generally do not require the use of tools or manual labor, and therefore, the label of 19 “laborer” or “mechanic” for purposes of PWA coverage is inappropriate for all 20 inspectors. Even if Defendant is correct that some inspectors have never engaged in 21 “manual labor” and have never used tools in an inspection, this alone does not defeat 22 class members claims. As the Ninth Circuit has held, “[e]ven a well-defined class may 23 inevitably contain some individuals who have suffered no harm as a result of a 24 defendant’s unlawful conduct.” Torres, 835 F.3d at 1136; see also Messner v. 25 Northshore Univ. HealthSystem, 669 F.3d 802, 823 (7th Cir. 2012) (“[S]ome class 26 members’ claims will fail on the merits if and when damages are decided, a fact generally 27 28 ORDER – 9 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 10 of 11 1 irrelevant to the district court’s decision on class certification.”). The Court thus finds 2 that questions of law or fact common to class members predominate over any questions 3 affecting only individual members pursuant to Rule 23(b)(3). Superiority 4 C. 5 The Court next considers whether the class is superior to individual suits, 6 Amchem, 521 U.S. at 615, and must compare alternative mechanisms of dispute 7 resolution, Hanlon, 150 F.3d at 1023. With respect to the superiority of a class action to 8 other forms of adjudication, “[i]f each class member has to litigate numerous and 9 substantial separate issues to establish his or her right to recover individually, a class 10 action is not ‘superior.’” Zinser v. Accufix Research Inst., Inc., 253 F.3d 1180, 1192 (9th 11 Cir. 2001). A class action may, however, be superior “[w]here classwide litigation of 12 common issues will reduce litigation costs and promote greater efficiency.” Valentino v. 13 Carter-Wallace, Inc., 97 F.3d 1227, 1234 (9th Cir. 1996). Rule 23(b)(3) provides a non- 14 exhaustive list of factors relevant to the superiority analysis that includes “the likely 15 difficulties in managing a class action.” Fed. R. Civ. P. 23(b)(3). 16 In arguing that class action is not superior to individual actions here, Defendant 17 reiterates its predominance arguments. 1 Dkt. # 29 at 22. As discussed in detail above, 18 19 20 21 22 23 24 25 26 27 28 1 Defendant also cites this Court’s decision in Brady v. Autozone, No. 2:13-cv-01862, 2018 WL 3526724 (W.D. Wash. July 23, 2018), appeal dismissed, 960 F.3d 1172 (9th Cir. 2020) in support of its superiority argument, leaning on its finding that “questions of both liability and damages are highly individualized.” Dkt. # 29 at 24. Defendant’s reliance is again misplaced. In Brady, the plaintiff sued his employer for unpaid wages for statutorily mandated meal breaks that the employer allegedly withheld from employees. 2018 WL 3526724, at *1. The employer presented extensive evidence demonstrating a range of reasons why an individual may not have received a meal break, including an employee’s waiver thereof. Id. at 4. Whether the employer withheld wages from an employee in violation of the statute thus required an individualized analysis of the particular reason each employee missed a meal break. Id. The Court was correct in concluding that the individualized analysis required for every putative class member “would make the class proceeding unmanageable.” Id. at 6. The absence of analogous facts requiring individualized analyses here, however, render the finding in Brady inapplicable. ORDER – 10 Case 2:19-cv-00514-RAJ Document 37 Filed 08/17/20 Page 11 of 11 1 the Court does not find that individual questions predominate over common questions of 2 law or fact. 3 Defendant also suggests that a superior alternative to resolving this matter is 4 through the complaint procedures of the Department of Labor & Industries pursuant to 5 RCW 39.12.065. Dkt. # 29 at 24. But as noted by Plaintiff (Dkt. # 35 at 12), such a 6 complaint concerning nonpayment would need to be filed “with the department of labor 7 and industries no later than sixty days from the acceptance date of the public works 8 project.” RCW 39.12.065. Given Plaintiff’s allegations of non-payment of prevailing 9 wages over several years, the Department of Labor & Industries would not provide an 10 11 alternative forum for adjudication. Dkt. # 35 at 12. Finally, the Court is unpersuaded that any difficulties of managing this putative 12 class action sufficiently outweigh the judicial economy of resolving all claims in one 13 stroke. Here, the resolution of predominantly common questions would most efficiently 14 be achieved in a class action. The Court therefore finds that a class action is superior to 15 other methods for fairly and efficiently adjudicating the dispute. 16 V. CONCLUSION 17 For the reasons stated above, the court GRANTS Plaintiff’s motion for class 18 certification. The Court GRANTS Plaintiff Martin’s request to be designated as Class 19 Representative, as his claims are typical and thereby representative of the class. The 20 Court also designates attorneys Adam J. Berger, Jamal Whitehead, and Lindsay Halm of 21 Schroeter Goldmark & Bender as Class Counsel. The Court orders that notice of this 22 action be provided to the class. 23 Dated this the 17th day of August, 2020. A 24 25 The Honorable Richard A. Jones United States District Judge__________ 26 27 28 ORDER – 11
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