Withey et al v. Federal Bureau of Investigation (FBI), No. 2:2018cv01635 - Document 96 (W.D. Wash. 2020)
Court Description: ORDER denying Plaintiffs' 54 Motion to strike the FBI's Glomar defense, for discovery, and for in camera review; granting Defendant's 62 Cross Motion for partial summary judgment on its Glomar response. Signed by U.S. District Judge John C Coughenour.(LH)
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Withey et al v. Federal Bureau of Investigation (FBI) Doc. 96 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 1 of 8 THE HONORABLE JOHN C. COUGHENOUR 1 2 3 4 5 6 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON AT SEATTLE 7 8 9 10 MICHAEL E. WITHEY and SHARON MAEDA, CASE NO. C18-1635-JCC ORDER Plaintiffs, 11 v. 12 13 FEDERAL BUREA OF INVESTIGATION (FBI), 14 Defendant. 15 16 This matter comes before the Court on Plaintiffs’ motion to strike the FBI’s Glomar 17 response, for discovery, and for in camera review (Dkt. No. 54) and on the FBI’s cross-motion 18 for partial summary judgment on its Glomar response (Dkt. No. 62). Having considered the 19 parties’ briefing and the relevant record, the Court hereby DENIES Plaintiffs’ motion and 20 GRANTS the FBI’s cross-motion for the reasons explained herein. 21 I. 22 BACKGROUND On June 16, 2015, Plaintiffs submitted a Freedom of Information Act (“FOIA”) request 23 to the FBI. (See Dkt. No. 1-1 at 2–8.) The request primarily focused on the murders of Gene 24 Viernes and Silme Domingo and any role that Levane Forsythe, an alleged FBI informant who 25 died over 30 years ago, may have played in the murders. (See id. at 5–8.) The FBI processed 26 Plaintiffs’ request over the next three years, eventually releasing 234 pages of documents while ORDER C18-1635-JCC PAGE - 1 Dockets.Justia.com Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 2 of 8 1 refusing to confirm or deny the existence of records that “might tend to indicate whether Mr. 2 Forsythe was an FBI informant.” (See Dkt. No. 30 at 21–25.) Plaintiffs appealed the FBI’s 3 refusal—a so-called “Glomar response”—to the Office of Government Information Services, 4 which held that the FBI had complied with FOIA. 1 (Dkt. No. 30-20 at 2–3.) Following their 5 unsuccessful appeal, Plaintiffs filed their complaint in this action. (Dkt. No. 1.) 6 Plaintiffs now move to force the FBI to disclose whether it has records that might reveal 7 whether Forsythe was an FBI informant. (See Dkt. No. 54 at 5–9.) In the alternative, Plaintiffs 8 ask the Court to either (a) grant a continuance under Federal Rule of Civil Procedure 56(d) so 9 that Plaintiffs can depose David Hardy, the FBI official who provided declarations explaining the 10 FBI’s response to Plaintiffs’ FOIA request, or (b) review three FBI files in camera to determine 11 if the FBI’s Glomar response is justified. (Id. at 9–14.) The FBI cross-moves for partial summary 12 judgment, arguing that its Glomar response is justified and that neither discovery nor an in 13 camera review is needed. (See Dkt. No. 62 at 2–3.) 14 II. DISCUSSION 15 A. Summary Judgment Standard 16 “The court shall grant summary judgment if the movant shows that there is no genuine 17 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. 18 Civ. P. 56(a). Material facts are those that may affect the outcome of the case, and a dispute 19 about a material fact is genuine if there is sufficient evidence for a reasonable jury to return a 20 verdict for the non-moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248–49 (1986). 21 In deciding whether there is a genuine dispute of material fact, the court must view the facts and 22 justifiable inferences to be drawn therefrom in the light most favorable to the nonmoving party. 23 Id. at 255. The court is therefore prohibited from weighing the evidence or resolving disputed 24 issues in the moving party’s favor. Tolan v. Cotton, 572 U.S. 650, 657 (2014). 25 1 26 Plaintiffs also appealed the FBI’s decision to withhold information under FOIA Exemptions 3, 6, 7(C), and 7(E). (See Dkt. No. 30-20 at 2–3.) Those claimed exemptions are not at issue here. ORDER C18-1635-JCC PAGE - 2 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 3 of 8 1 “The moving party bears the initial burden of establishing the absence of a genuine issue 2 of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). “If a moving party fails to 3 carry its initial burden of production, the nonmoving party has no obligation to produce anything, 4 even if the nonmoving party would have the ultimate burden of persuasion at trial.” Nissan Fire 5 & Marine Ins. Co. v. Fritz Cos., 210 F.3d 1099, 1102–03 (9th Cir. 2000). But once the moving 6 party properly supports its motion, the nonmoving party “must come forward with ‘specific facts 7 showing that there is a genuine issue for trial.’” Matsushita Elec. Indus. Co. v. Zenith Radio 8 Corp., 475 U.S. 574, 587 (1986) (quoting Fed. R. Civ. P. 56(e)). Ultimately, summary judgment 9 is appropriate against a party who “fails to make a showing sufficient to establish the existence 10 of an element essential to that party’s case, and on which that party will bear the burden of proof 11 at trial.” Celotex, 477 U.S. at 322. 12 B. 13 “FOIA calls for broad disclosure of Government records.” CIA. v. Sims, 471 U.S. 159, The FBI’s Glomar Response 14 166 (1985). “However, Congress has recognized that public disclosure is not always in the public 15 interest, and has therefore provided . . . nine exemptions listed in 5 U.S.C. § 552(b).” ACLU v. 16 U.S. Dep’t of Def., 628 F.3d 612, 618 (D.C. Cir. 2011). One of those exemptions, Exemption 17 7(D), allows the Government to refuse to disclose records that are “compiled for law 18 enforcement purposes” and that 19 20 21 22 23 could reasonably be expected to disclose the identity of a confidential source . . . and, in the case of a record or information compiled by criminal law enforcement authority in the course of a criminal investigation or by an agency conducting a lawful national security intelligence investigation, information furnished by a confidential source. 5 U.S.C. § 552(b)(7)(D). When a FOIA request implicates Exemption 7(D), the Government may respond to the 24 request in one of two ways. First, the Government can acknowledge that responsive records exist 25 but refuse to produce them because they would reveal the identity of a confidential source or 26 information furnished by a confidential source. See Pickard v. Dep’t of Justice, 653 F.3d 782, ORDER C18-1635-JCC PAGE - 3 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 4 of 8 1 786 (9th Cir. 2011). Second, if responding to the request would itself reveal the identity of a 2 confidential source or information furnished by a confidential source, then the Government may 3 provide a Glomar response by refusing to confirm or deny the existence of any records 4 responsive to the request. See id. at 785–86. 5 Plaintiffs’ FOIA request all but demands a Glomar response. The request seeks 6 “[d]ocuments which refer to or describe [the FBI’s] use of Mr. Forsythe as a confidential 7 informant.” (Dkt. No. 30 at 2–3.) Those documents include “the names of the people he worked 8 for”; “any declarations, affidavits, or statements he signed”; and “whether he engaged in any 9 surveillance . . . in his capacity as an informant.” (Id. at 3.) Such documents, should they exist, 10 “would pertain to the FBI’s integrated law enforcement mission and function.” (Id. at 22.) And if 11 such documents are acknowledged by the FBI, then the FBI would necessarily reveal that it used 12 Forsythe as a confidential informant and that Forsythe furnished certain information to the FBI. 13 (See id. at 21–25.) Accordingly, Plaintiff’s FOIA request is, as the FBI argues, “paradigmatic of 14 requests that invoke a Glomar response.” (Dkt. No. 62 at 8); see 5 U.S.C. § 552(b)(7)(D); 15 Pickard, 653 F.3d at 785–86. 16 Nevertheless, Plaintiffs argue that the Government’s Glomar response is inappropriate 17 because “the public interest in disclosure far outweighs any privacy or law enforcement 18 interests.” (See Dkt. Nos. 54 at 6–7, 64 at 3–8) (capitalization omitted). But in focusing on the 19 public’s interest in disclosure, Plaintiffs appear to confuse Exemption 7(D) with Exemption 7(C). 20 (See Dkt. No. 54 at 6–7) (citing cases addressing Exemption 7(C)). 2 Under Exemption 7(C), the 21 2 22 23 24 25 26 Plaintiffs claim that “[u]nder traditional Exemption 7(C) and (D) analysis, once a privacy interest and/or law enforcement concerns have been identified and their magnitude assessed, it must be balanced against any recognized interest that would be served by disclosure.” (Dkt. No. 54 at 7.) To support this claim, Plaintiffs cite three cases: Roth v. Department of Justice, 642 F.3d 1161, 1181–82 (D.C. Cir. 2011), Hidalgo v. FBI, 541 F. Supp. 2d 250, 255–56 (D.D.C. 2008), and Johnson v. Department of Justice, 2007 WL 3408458, slip op. at 4 (E.D. Wis. 2007). (See id. at 7–8.) All three cases involved Exemption 7(C); none made more than a passing reference to Exemption 7(D). See Roth, 642 F.3d at 1172–73 (“In providing its Glomar response . . . , the FBI relied on Exemptions 6 and 7(C) . . . .”) ; Hidalgo, 541 F. Supp. 2d at 255 (“The FBI . . . has attempted to withhold the entire file under FOIA Exemptions 6 and ORDER C18-1635-JCC PAGE - 4 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 5 of 8 1 Government may refuse to produce records that “could reasonably be expected to constitute an 2 unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(7)(C). To determine if an invasion 3 of privacy is “unwarranted,” a court must “balance the privacy interests that would be 4 compromised by disclosure against the public interest in release of the requested information.” 5 David v. U.S. Dep’t of Justice, 968 F.2d 1276, 1281 (D.C. Cir. 1992). Exemption 7(D), by 6 contrast, “does not involve a balancing of public and private interests; if the source was 7 confidential, the exemption may be claimed regardless of the public interest in disclosure.” 3 8 Jones v. FBI, 41 F.3d 238, 247 (6th Cir. 1994). Moreover, “[t]his per se limitation on 9 disclosure . . . does not disappear if the identity of the confidential source later becomes known 10 through other means.” L&C Marine Transp., Ltd. v. United States, 740 F.2d 919, 925 (11th Cir. 11 1984); see also Broward Bulldog, Inc. v. U.S. Dep’t of Justice, 939 F.3d 1164, 1189 (11th Cir. 12 2019) (“[T]he public domain doctrine does not apply to Exemption 7(D).”); Parker v. Dep’t of 13 Justice, 934 F.2d 375, 379–81 (D.C. Cir. 1991) (concluding based on Exemption 7(D)’s 14 language, legislative history, and caselaw that an informant cannot “waive” the Government’s 15 right to invoke Exemption 7(D) by testifying publicly at trial). Thus, the Government’s Glomar 16 response is appropriate even though Forsythe is dead, even if Forsythe said in a deposition that 17 he was an informant, and even if the public has an interest in knowing whether and how the FBI 18 used Forsythe as an informant. 4 See Jones, 41 F.3d at 247; Broward Bulldog, Inc., 939 F.3d at 19 20 21 22 23 24 25 26 7(C) . . . .”); Johnson, 2007 WL 3408458, slip op. at 3–4 (“In justifying its refusal to comply with plaintiff’s document request, defendant relies solely on 5 U.S.C. § 552(b)(7)(C).”) If Plaintiffs had looked at cases involving Exemption 7(D), they would have quickly discovered the marked differences between Exemptions 7(C) and 7(D). See, e.g., Jones v. FBI, 41 F.3d 238, 246–47 (6th Cir. 1994). 3 As used in Exemption 7(D), the term “confidential” means “given in confidence,” not “secret.” Broward Bulldog, Inc. v. U.S. Dep’t of Justice, 939 F.3d 1164, 1189 (11th Cir. 2019). The Government may therefore refuse to disclose or acknowledge records that would reveal an informant’s identity so long as the Government assured the informant that their identity would remain confidential. See id. 4 It is debatable whether Forsythe “testified he worked for the FBI as an informant for years,” as Plaintiffs claim. (Dkt. No. 54 at 4.) In a deposition, Forsythe made statements that suggest he ORDER C18-1635-JCC PAGE - 5 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 6 of 8 1 1189; Parker, 934 F.2d at 379–81. Accordingly, the Court DENIES Plaintiffs’ request to strike 2 the FBI’s Glomar response and GRANTS the FBI’s cross-motion for partial summary judgment 3 on this issue. 4 C. Rule 56(b) Continuance 5 Plaintiffs argue that if the Court is inclined to grant the FBI’s motion, the Court should 6 instead grant a Rule 56(d) continuance so that Plaintiffs can take a limited deposition of Hardy or 7 someone else in the FBI. (See Dkt. No. 64 at 10.) According to Plaintiffs, this deposition would 8 allow them to “probe for specific details with respect to the [FBI’s] programs in general to 9 protect CIs who have either voluntarily declared their status as a CI or who have been deceased.” 10 (Id.) Plaintiffs argue that these details are relevant because the FBI must explain why “its entire 11 program to use confidential informants will be jeopardized by confirming or denying a self- 12 professed CI, who died well over thirty years ago.” (See id. at 3.) 13 Plaintiffs’ argument conflates Exemption 7(D)’s goal with Exemption 7(D)’s 14 requirements. Although Congress enacted Exemption 7(D) with a specific goal in mind— 15 namely, “assist[ing] federal law enforcement agencies to obtain, and to maintain, confidential 16 sources”—Congress drafted the exemption broadly to achieve that goal. See Parker, 934 F.2d at 17 380. To prevail at summary judgment, the FBI need only show that the broad language of 18 Exemption 7(D) applies to Plaintiffs’ FOIA request. See Pickard, 653 F.3d at 785–76 (explaining 19 that the Government may provide a Glomar response if “answer[ing] the FOIA inquiry would 20 cause harm cognizable under a FOIA exemption”). Hardy’s declaration makes that showing 21 because it explains why confirming or denying the existence of “[d]ocuments which refer to or 22 23 24 25 26 might have been an FBI informant. (See Dkt. No. 26-2 at 17–21.) For example, Forsythe said that he was “working for [the FBI]” and that this work “involve[d] [him] in . . . [the] use of . . . electronic surveillance equipment.” (See id. at 19–20.) Forsythe also said that “physical harm could come to [himself]” if people knew “what [he] was involved in.” (Id. at 19.) But when Forsythe was explicitly asked, “Were you an informant for the FBI,” Forsythe did not directly answer the question. (Id.) Regardless, the Court’s analysis does not depend on whether Forsythe said he was an informant. The Court therefore assumes that he did for the purposes of this order. ORDER C18-1635-JCC PAGE - 6 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 7 of 8 1 describe [the FBI’s] use of Mr. Forsythe as a confidential informant,” (Dkt. No. 30 at 2–3), 2 would likely “disclose the identity of a confidential source” or “disclose . . . information 3 furnished by a confidential source,” 5 U.S.C. § 552(b)(7)(D). (See Dkt. No. 30 at 21–25.) 4 Accordingly, further discovery is unnecessary. (See Dkt. No. 58 at 5) (prohibiting discovery 5 because “[t]he FBI’s declarations provide a sufficient factual basis for the Court to 6 decide . . . whether [the FBI] properly withheld documents that it found”). The Court therefore 7 DENIES Plaintiffs’ request for a Rule 56(d) continuance. 8 D. In Camera Review 9 Plaintiffs also ask the Court to review three FBI files in camera to “determine itself 10 whether the Glomar defense is justified.” (Dkt. No. 54 at 14.) But the Ninth Circuit has 11 repeatedly warned that “in camera review is appropriate only if ‘the preferred alternative to in 12 camera review—government testimony and detailed affidavits—has first failed to provide a 13 sufficient factual basis for a decision.’” Maricopa Audubon Soc. v. U.S. Forest Serv., 108 F.3d 14 1089, 1093 n.2 (9th Cir. 1997) (quoting Pollard v. FBI, 705 F.2d 1151, 1154 (9th Cir. 1983)). 15 And as previously explained, Hardy’s declaration provides a sufficient factual basis for the Court 16 to conclude that the FBI cannot respond to Plaintiffs’ FOIA request without disclosing 17 information that is exempt under Exemption 7(D). Accordingly, the Court DENIES Plaintiffs’ 18 request for in camera review. 19 III. 20 CONCLUSION For the foregoing reasons, the Court DENIES Plaintiffs’ motion to strike the FBI’s 21 Glomar defense, for discovery, and for in camera review (Dkt. No. 54) and GRANTS the FBI’s 22 cross-motion for partial summary judgment on its Glomar response (Dkt. No. 62). 23 // 24 // 25 // 26 // ORDER C18-1635-JCC PAGE - 7 Case 2:18-cv-01635-JCC Document 96 Filed 08/06/20 Page 8 of 8 1 DATED this 6th day of August 2020. A 2 3 4 John C. Coughenour UNITED STATES DISTRICT JUDGE 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 ORDER C18-1635-JCC PAGE - 8
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