Creed v. Commonwealth Of Virginia et al, No. 1:2008cv00862 - Document 24 (E.D. Va. 2009)

Court Description: MEMORANDUM OPINION RE: Motions to Remand filed by the Commonwealth of Virginia and Pltf. Signed by District Judge James C. Cacheris on 01/12/09. (pmil)

Download PDF

IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF VIRGINIA Alexandria Division JOHN P. CREED, ) ) ) ) ) ) ) ) ) ) Plaintiff, v. COMMONWEALTH OF VIRGINIA et al., Defendants. 1:08cv862 (JCC) M E M O R A N D U M O P I N I O N This matter comes before the Court on Plaintiff Creed s Objection to Removal and Motion to Remand, and the Motion to Remand filed by Defendant Commonwealth of Virginia (the Commonwealth ). For the reasons stated below, the Court will grant both motions. I. Background Plaintiff John Creed ( Plaintiff ) brought this suit after his son, William Creed ( Creed ), died while in custody at the Prince William-Manassas Regional Adult Detention Center (the ADC ). Plaintiff filed an amended complaint (the Complaint ) in the Circuit Court of Prince William County, Virginia, on June 30, 2008. The Complaint alleges that Creed, who was detained for larceny and was exhibiting signs of mental instability, became combative and resistant during a medical examination before his planned transfer from the ADC to Western State Hospital for 1 involuntary commitment. ¶¶ 31-33. Def. s Pet. for Removal, Ex. A, at Several unknown John Does, also named as defendants, restrained Creed. The Complaint alleges that he was placed into a choke hold and then stopped breathing. Id. at ¶ 34. The autopsy report gave Creed s cause of death as acute stressinduced cardiac arrhythmia due to acute restraint-induced asphyxia and blunt trauma. Id. at ¶ 38. Plaintiff filed suit against the Commonwealth, Prince William County Sheriff Glendell Hill ( Hill ), ADC Superintendent Charles Land ( Land ), ADC Director of Inmate Services Peter Meletis ( Meletis ), and various unknown John Does ( John Doe Defendants ) (collectively, Defendants ). The suit contains five counts: (I) negligence, against the Commonwealth, filed through the Virginia Tort Claims Act (the VTCA or the Act ), Va. Code Ann. § 8.01-195.1 et seq.; (II) gross negligence, against Defendants; (III) willful and wanton negligence, against Defendants; (IV) claims under 42 U.S.C. § 1983, against the John Doe Defendants; and (V) supervisory liability claims under 42 U.S.C. § 1983, against Hill, Land, and Meletis. Id. at ¶¶ 44-64. Plaintiff seeks $20,000,000 in compensatory damages, plus punitive damages, costs, and attorneys fees. Id. at 15. On August 21, 2008, Defendants Hill, Land, and Meletis (collectively, the Individual Defendants ) filed a Petition for Removal under 28 U.S.C. §§ 1331, 1441, 1443, and 1446. 2 Jurisdiction in this Court is founded on the Plaintiff s federal claims and the federal questions arising therefrom. The Individual Defendants argue that because the Commonwealth and John Doe Defendants are only nominal parties, they do not need their consent to remove the case from state court. Pet. for Removal at ¶¶ 7-9. The Commonwealth does not consent to removal. On August 26, 2008, it filed an objection to removal and a Motion to Remand. Plaintiff also objected to removal and, on September 18, moved for a remand. The Individual Defendants submitted a separate Opposition to each motion. After oral argument on the motions, the Individual Defendants filed an affidavit further supporting their removal petition; Plaintiff responded with additional legal arguments, the Individual Defendants filed a reply, and Plaintiff ended the exchange with a sur-reply. The motions to remand are before the Court. II. Analysis Plaintiff and the Commonwealth raise overlapping arguments in their objections to removal. Each is rooted in the impropriety of removing the case without the consent of the Commonwealth. The Commonwealth objects to removal because, it argues, this Court cannot take jurisdiction over the claim brought against it under the VTCA for sovereign immunity reasons. The Commonwealth also raises a related Eleventh Amendment 3 argument against removal. Plaintiff expands on both of the Commonwealth s arguments and contends that the case cannot be removed because the Commonwealth did not consent to removal.1 A. The Rule of Unanimity and the Exception for Nominal Parties Under 28 U.S.C. § 1446(a), [a] defendant or defendants desiring to remove any civil action or criminal prosecution from a State court shall file in the district court of the United States for the district and division within which such action is pending a notice of removal. Courts construe the removal statute strictly because removal, by its nature, infringes upon state sovereignty. See Bellone v. Roxbury Homes, Inc., 748 F. Supp. 434, 436 (W.D. Va. 1990); see also Crockett v. Gen. Motors Corp., 2008 WL 5234702, at *2 (E.D. Va. Dec. 15, 2008). Generally, all defendants must unanimously join or consent to removal within thirty days of being served with the initial pleadings. 28 U.S.C. § 1446(b); Unicom Systems, Inc. v. Nat l Louis Univ., 262 F. Supp. 2d 638, 640 (E.D. Va. 2003); see Chicago, R.I. & P.R. Co. v. Martin, 178 U.S. 245 (1900). This rule of unanimity requires that each defendant register to the Court its official and unambiguous consent to a removal petition 1 Removal does not require the consent of the John Doe Defendants. The general rule that all defendants must consent is disregarded when the nonjoining defendants are unknown. See Green v. America Online, 318 F.3d 465, 470 (3d Cir. 2003) (citation omitted). 4 filed by a co-defendant. Stonewall Jackson Mem l Hosp. v. Am. United Life Ins. Co., 963 F. Supp. 553, 558 (N.D. W.Va. 1997). One exception to the rule of unanimity is that the defendant seeking removal does not need the consent of a codefendant present in the case as merely a nominal or formal party. Bellone, 748 F. Supp. at 436-37. The party seeking removal has the burden of proving that the objecting party is merely nominal. See Blue Mako, Inc. v. Minidis, 472 F. Supp. 2d 690, 696 (M.D.N.C. 2007) (citing 14C Wright et al., Federal Practice and Procedure § 3731, at 270-71 (3d ed. 1998)). In this case, the Commonwealth does not consent to removal. Whether removal is proper, then, turns on whether the Commonwealth should be considered merely a nominal or formal party, or, instead, a real party in interest whose failure to join the petition for removal requires the Court to remand the case to the Virginia Circuit Court. Id. at 437. Plaintiff argues that the Commonwealth is more than a nominal party because it is subject to liability under the VTCA. The Commonwealth, while agreeing with the Individual Defendants that ultimately it should not be held liable in the case, asserts that it is more than a nominal party because the procedural posture of the case puts its sovereign immunity into issue. The Fourth Circuit has not defined nominal party for removal purposes. See Allen v. Monsanto Co., 396 F. Supp. 2d 5 728, 732 (S.D. W.Va. 2005). of definitions. Other courts have employed a variety The Fifth Circuit has identified a nominal party as one serving solely as a depositary or stakeholder; whether a defendant party is nominal, the court explained, depends on the facts of each case. Tri-City Newspapers, Inc. v. Tri-City Printing Pressmen and Assistants Local 349, 427 F.2d 325, 327 (5th Cir. 1970) (quotation omitted). The same court subsequently held that a party was nominal where there was no possibility that the plaintiff could establish a cause of action against it in state court. Farias v. Bexar Cty. Bd. of Trustees for Mental Health Mental Retardation, 925 F.2d 866, 871 (5th Cir. 1991) (quotation omitted); see also Norman v. Cuomo, 796 F. Supp. 654, 658 (N.D.N.Y. 1992) (citations omitted). In Shaw v. Dow Brands, Inc., 994 F.2d 364, 369 (7th Cir. 1993), the Seventh Circuit stated that a defendant is nominal if there is no reasonable basis for predicting that it will be held liable. The Eighth Circuit has defined nominal defendants as those against whom no real relief is sought. Thorn v. Amalgamated Transit Union, 305 F.3d 826, 833 (8th Cir. 2002) (quotation omitted). Examples of a nominal party include a party with no assets or one that does not actively engage in business, Egle Nursing Home, Inc. v. Erie Ins. Group, 981 F. Supp. 932, 933 (D. Md. 1997) (citations omitted), a garnishee with no real interest in the litigation, Kiddie Rides USA, Inc. 6 v. Elektro-Mobiltechnik GMBH, 579 F. Supp. 1476, 1480 (D. Ill. 1984), or an incidental party one not concerned with who actually wins the suit, Selfix, Inc. v. Bisk, 867 F. Supp. 1333, 1335-36 (N.D. Ill. 1994) (citations omitted). Within this Circuit, the nominal party inquiry has been interpreted to turn on whether there is any legal possibility for predicting that the party could be held liable. Allen, 396 F. Supp. 2d at 733; see also Blue Mako, Inc., 472 F. Supp. 2d at 696; Mayes v. Moore, 367 F. Supp. 2d 919, 921-22 (M.D.N.C. 2005). One test used by district court in this Circuit to determine whether a party is nominal asks whether a court would be able to enter a final judgment favoring the plaintiff in the absence of the purportedly nominal defendant without materially affecting the relief due to the plaintiff. Blue Mako, Inc., 472 F. Supp. 2d at 696 (citing Mayes, 367 F. Supp. 2d at 922). In summary, the central inquiry appears to be whether, looking at the facts of the case as they appear at the preliminary stage of a petition for removal, the party in question is in some manner genuinely adverse to the plaintiff. B. Whether the Commonwealth is a Nominal Party The Complaint alleges that the ADC is an agency of the Commonwealth, as defined by the VTCA. The VTCA provides a limited waiver of sovereign immunity from suit. This waiver applies to, among other claims, those for personal injury or 7 death caused by the negligent or wrongful act or omission of any employee while acting in the scope of his employment under circumstances where the Commonwealth . . . if a private person, would be liable. Va. Code Ann. § 8.01-195.3. The statute defines Employee as any officer, employee or agent of any agency, or any person acting on behalf of an agency in an official capacity, temporarily or permanently in the service of the Commonwealth. Id. at § 8.01-195.2. An Agency is any department, institution, authority, instrumentality, board or other administrative agency of the government of the Commonwealth of Virginia. Id. Plaintiff alleges that employees of the ADC caused Creed s death. Thus, if the ADC is an agency under the terms of the VTCA, Virginia could be liable for wrongs committed by the ADC s employees. The Court finds that the Commonwealth is not a nominal party to this action and that removal was improper. First, at this time the Court cannot say that the Commonwealth could not possibly be liable without a full ruling on the merits as to the status of the ADC as an agency under Virginia state law. Thus, there is a legal possibility that the Commonwealth could be liable. Second, removal would raise serious federalism concerns and infringe on the sovereign immunity of the Commonwealth, which has objected to this Court s exercise of removal jurisdiction. Even if the Court were to ultimately decide that the Commonwealth 8 could not be liable under the VTCA, doing so would require the Court to assert jurisdiction over the Commonwealth based on a state statute that waives sovereign immunity only in state court. Because the Court does not find the Commonwealth to be a nominal party, and the Individual Defendants did not obtain the Commonwealth s consent for removal, the case will be remanded to the Virginia Circuit Court. At this stage of the litigation, it is not clear that there is no legal possibility that the Commonwealth could be liable for the actions of the ADC s employees. Indeed, even under the more permissive test outlined in Shaw v. Dow Brands, Inc., a reasonable basis exists for predicting that the Commonwealth could be liable. 994 F.2d 364, 369 (7th Cir. 1993). The Individual Defendants argue that under Virginia law, the ADC is not an agency as that term is defined in the VTCA. In support, they rely primarily on Kitchen v. Upshaw, 286 F. 3d 179, 184 (4th Cir. 2002), which held that a Regional Jail Authority in Virginia was not an arm of the state for Eleventh Amendment purposes. Whether a Regional Jail Authority not, as in this case, the jail itself is an arm of the state for Eleventh Amendment purposes, however, does not conclusively determine whether the ADC is or is not an agency under the VTCA. The Eleventh Amendment inquiry is not necessarily synonymous with the inquiry into whether the ADC is a 9 department, institution, authority, instrumentality, board or other administrative agency of the government of the Commonwealth of Virginia. Va. Code Ann. § 8.01-195.2. Indeed, no party submitted any Virginia case law regarding the agency status of an ADC-like jail under the VTCA, and this Court was unable to locate any such authority. The precise question of the ADC s status as an agency under the VTCA was, however, squarely before the Virginia circuit court hearing this case before the action was removed.2 In these circumstances, whether the Commonwealth was properly named to the lawsuit turns on a contested question of Virginia statutory interpretation a question that was before a Virginia state court until the Individual Defendants filed their Petition for removal. The Commonwealth had and continues to have a definite interest in this case. Whether it may be liable for money damages for Creed s death depends on an as-yet-unanswered question about the scope of the VTCA, an Act providing a cause of action that can be heard only in Virginia courts. § 8.01-195.4. Va. Code Ann. At no point in the litigation was the Commonwealth a placeholder, an incidental party to the litigation, or a party against whom no real relief is sought. 2 Thorn v. Amalgamated Before the Individual Defendants filed their Petition for Removal, the Commonwealth had submitted a Plea of Sovereign Immunity and Demurrer to the state court. The Plea and Demurrer addressed the question of the ADC s status as an agency under the VTCA. Commonwealth s Mem. in Supp., Ex. B. The Virginia court took no action on the Commonwealth s Plea because the removal petition stripped it of jurisdiction over the case. 10 Transit Union, 305 F.3d 826, 833 (8th Cir. 2002) (quotation omitted). What the Individual Defendants really request, then, is a determination, on the merits, that the ADC is not an agency under the VTCA. An opposition to a motion for a remand is not the proper place for such a determination. Indeed, that the Individual Defendants require a finding on unsettled Virginia law to show that the Commonwealth is a nominal party significantly weakens their argument. Other courts have determined that parties were nominal where, for example, the causes of action asserted against them were clearly unavailable as a matter of law, Farias, 925 F.2d at 872, the complaint did not contain any allegations implicating the non-removing party, Michaels v. State of N.J., 955 F. Supp. 315, 319 (D. N.J. 1996), or the cause of action required owner[ship] and the evidence unquestionably showed that the non-removing party was not an owner, Zerafa v. Montefiore Hosp. Housing Co., 403 F. Supp. 2d 320, 325-27 (S.D.N.Y. 2005). The Individual Defendants did not cite any case in which a court resolved a new question of law en route to finding a party nominal. In an oft-cited case, the Fifth Circuit in Farias required a removing party to that there was no possibility that the plaintiff could establish a cause of action against the nonremoving defendants in state court to establish their status as 11 nominal parties. 925 F.2d at 871. When Plaintiff filed this suit, it was by no means impossible for him to establish a cause of action against the Commonwealth. In fact, the question whether he could do so has sparked vigorous litigation, with each side pointing to factors that could lead a court to ascribe agency status to the ADC under the VTCA. If there was controlling Virginia precedent on the status of a jail like the ADC, it is possible that the question whether the Commonwealth was nominal would be foreclosed. As the case stands now, however, the Court finds that the Commonwealth is not a nominal party. The question about the nominal status of the Commonwealth is, in any event, seriously doubtful. If doubts exist as to the propriety of removal, they should be resolved in favor of remanding the action back to state court. See Dixon v. Coburg Dairy, Inc., 369 F.3d 811, 816 (4th Cir. 2004) (en banc) (stating that removal jurisdiction must be construed strictly because it implicates significant federalism concerns). For this reason, the Court will remand the case back to the state court. C. Sovereign Immunity Federalism concerns implicated by the Commonwealth s potential liability under the VTCA underscore the propriety of remanding the case back to the state court. Whether the Commonwealth can be liable for the actions of the ADC s employees 12 under the VTCA depends on the construction of a statute that commits all causes of action brought under it exclusively to the Virginia courts. Any decision rendered by this Court on the breadth of the VTCA necessarily intrudes on the Commonwealth s interest in defining the scope of its waiver of sovereign immunity. The Court will not make such a decision when the circumstances do not require it to do so. The Commonwealth argues that the Court should not allow the removal of the case because the Court cannot take and decide a claim under the VTCA. Normally, a defendant may remove any civil action brought in a State court of which the district courts of the United States have original jurisdiction. U.S.C. § 1441(a). 28 The propriety of removal thus depends on whether the case originally could have been filed in federal court. City of Chicago v. Int l College of Surgeons, 522 U.S. 156, 163 (1997) (citing Caterpillar Inc. v. Williams, 482 U.S. 386, 392 (1987)). A complaint that contains a federal claim is a civil action within the original jurisdiction of the federal courts. Int l College of Surgeons, 522 U.S. at 166. In International College of Surgeons, the Supreme Court explained that raising a claim based on federal law, or one based on state law that necessary involves a substantial question of federal law, subjects a plaintiff s case to possible removal. 164. Id. at When a case involving a federal claim is removed, related 13 state claims also can be removed because the federal court can exercise supplemental jurisdiction over them pursuant to 28 U.S.C. § 1367. Federal law, however, also requires a district court to remand a removed case from state court if, at any time before final judgment, it appears to lack subject matter jurisdiction. 28 U.S.C. § 1447(c). Federal removal statutes are strictly construed against the party seeking removal. If a court has doubts about the propriety of removal, it should remand the action. See Dixon v. Coburg Dairy, Inc., 369 F.3d 811, 816 (4th Cir. 2004) (en banc). Here, a federal court would have original jurisdiction over Plaintiff s Complaint because it contains federal claims. The removal question is complicated, however, by the presence of the claim brought under the VTCA. In light of the difficult jurisdictional and sovereign immunity problems that taking jurisdiction over the VTCA claim would entail, remand to state court is the wiser course. The VTCA provides a limited waiver of Virginia s sovereign immunity in its own courts. In the absence of express statutory or constitutional provisions waiving immunity, the Commonwealth and its agencies are immune from liability for the tortious acts or omissions of their agents and employees. Baumbardner v. Sw. Va. Mental Health Inst., 442 S.E.2d 400, 401 (Va. 1994). The VTCA provides an express, limited waiver of that 14 sovereign immunity and must be strictly construed because the Act is a statute in derogation of the common law. Id. at 402. The Act waives sovereign immunity in some cases for tort liability provided the suit is filed in State court. Reynolds v. Sheriff of Richmond, 574 F. Supp 90, 91 (D. Va. 1983); see McConnell v. Adams, 829 F.2d 1319, 1329 (4th Cir. 1987) (citing Reynolds for the proposition that the VTCA waives sovereign immunity for tort claims filed in state courts, but does not waive Eleventh Amendment immunity). The VTCA explicitly limits jurisdiction over claims brought under the Act to Virginia courts: The general district courts shall have exclusive original jurisdiction to hear, determine, and render judgment on any claim against the Commonwealth . . . when the amount of the claim does not exceed $4,500 . . . . Jurisdiction shall be concurrent with the circuit courts [for claims of between $4,500 and $10,000] . . . . Jurisdiction of claims when the amount exceeds $15,000 shall be limited to the circuit courts of the Commonwealth. Va. Code Ann. § 8.01-195.4 (emphases added). The Virginia legislature consented to suit with the express provision that such suits could be heard exclusive[ly] in Virginia courts. The phrase shall have exclusive original jurisdiction to . . . render judgment suggests that the claim must remain with a Virginia court from inception to final judgment. Thus, it does not appear that a VTCA claim could be brought in a federal court in the first instance. Even if a district court could exercise 15 supplemental jurisdiction over it, such an assertion of jurisdiction would violate the terms of the state s agreement to limit its sovereign immunity.3 In the unique circumstance presented by the VTCA, the Court believes that exercising supplemental jurisdiction would unnecessarily infringe upon the Commonwealth s sovereign immunity. While [t]he whole point of supplemental jurisdiction is to allow the district courts to exercise pendent jurisdiction over claims as to which original jurisdiction is lacking, what is lacking here is not just original jurisdiction over the VTCA claim but, under the terms of the statute, the ability to hear such a claim at all. Int l College of Surgeons, 522 U.S. at 167. A district court s ability to take jurisdiction over a VTCA claim is doubtful because the Virginia legislature has expressly limited the jurisdiction over VTCA claims to Virginia state courts. It is unclear whether 28 U.S.C. § 1367, which allows for supplemental jurisdiction, overcomes the sovereign immunity bar to hearing a claim that the Commonwealth has only allowed state 3 A federal court may exercise supplemental jurisdiction over claims so related to claims in the action within . . . original jurisdiction that they form part of the same case or controversy under Article III. 28 U.S.C. § 1367(a). While supplemental jurisdiction could be appropriate, for example, when state law tort claims are brought against defendants in their personal capacity, claims brought under the VTCA, though related to claims in the action within [the Court s] original jurisdiction, implicate the sovereign immunity of the Commonwealth. Here, the limited waiver of the state s sovereign immunity argues against a federal court s assertion of jurisdiction over a VTCA claim. 16 courts to hear.4 28 U.S.C. § 1367. The Individual Defendants point to the decision of one district court in this Circuit for the proposition that a federal court could take supplemental jurisdiction over a VTCA claim. In Morrissey v. Rockingham Mem l Hosp., 2006 WL 297741, at *5 (W.D. Va. Feb. 7, 2007), the court declined to exercise supplemental jurisdiction over a number of state law claims after it dismissed all of the related federal claims. Before dismissing the state law causes of action, the court stated that jurisdiction over those claims including the VTCA claim can only be predicated on 28 U.S.C. § 1367(a). Id. The Morrissey court neither considered nor addressed the issue presented here in its cursory dismissal. Its statement is insufficient to support an extension of supplemental jurisdiction over VTCA claims. This Court is not aware of any district court that has exercised supplemental jurisdiction over a VTCA claim or concluded that it had subject matter jurisdiction over a VTCA claim. The Court notes that the removal situation presented here differs from that in Wisconsin Dept. of Corrections v. 4 Additionally, the federal claims in this suit are not separate and independent from the VTCA claim under 28 U.S.C. § 1441(c), which allows for a defendant to remove separate and independent federal claims along with otherwise non-removable claims joined with them. Where there is a single wrong to plaintiff, for which relief is sought, arising from an interlocked series of transactions, there is no separate and independent claim or cause of action under § 1441(c). Am. Fire & Cas. Co. v. Finn, 341 U.S. 6, 14 (1951). Here, all of Plaintiff s claims arise out of the alleged wrongful death of his son. The claims are not separate and independent. 17 Schacht, 524 U.S. 381 (1998). In Schacht, the Supreme Court held that the presence of a claim barred by the Eleventh Amendment in an otherwise removable case would not strip a federal court of removal jurisdiction. Id. at 386. The Court reasoned that Eleventh Amendment immunity did not automatically destroy original jurisdiction in a way that would bar removal, because a state retains the option of waiving its Eleventh Amendment defense. Id. at 389; cf. Lapides v. Bd. of Regents of the Univ. Sys. of Ga., 535 U.S. 613, 620 (2002). In other words, the Eleventh Amendment did not pre-emptively block jurisdiction when a state could decide to allow a federal court to hear the objectionable claim. In the instant case, however, the jurisdictional bar arises out of the state legislature s pre-determination that only Virginia courts can hear VTCA claims. In effect, the state has already spoken by refusing to allow VTCA claims to be heard in any but its own courts. The manner in which Schacht applies to the singular procedural circumstances in this case is at least ambiguous, and the Court has serious doubts concerning its ability to hear a claim brought under the VTCA. Remanding the case allows a Virginia court to decide the VTCA issue and cures any jurisdictional bar that may exist. The Individual Defendants suggest that granting a remand in this situation will encourage future plaintiffs to 18 insulate their federal claims from removal by adding VTCA claims against the Commonwealth to whatever federal claim they bring. The Court acknowledges the potential for such abuse of the VTCA cause of action. The potential for abuse does not, however, override the jurisdictional problems inherent in the removal petition. In addition, denying a remand in this situation would create equally perverse incentives. A plaintiff bringing a valid VTCA claim in state court as the VTCA requires along with a valid federal claim, would face the opposite problem if the defendant removed the case to federal court: under the terms of the VTCA, the federal court would not be able to render judgment on the VTCA claim. In short, the jurisdictional problems raised by the presence of the VTCA claim in the suit before the Court create serious doubts as to the propriety of removal. Such jurisdictional doubts further support the Court s conclusion that the case should be remanded because of the Commonwealth s failure to consent to removal. III. Conclusion For the reasons stated above, the Court will grant the Motions to Remand filed by the Commonwealth of Virginia and Plaintiff. An appropriate Order will issue. January 12, 2009 Alexandria, Virginia /s/ James C. Cacheris UNITED STATES DISTRICT COURT JUDGE 19

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.