Johnson v. Keith - Document 22
Court Description:
OPINION AND ORDER by Judge James H Payne ; denying certificate of appealability; denying 17 Petition for Writ of Habeas Corpus (2241/2254); finding as moot 1 Petition for Writ of Habeas Corpus (2241/2254) (pll, Dpty Clk)
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IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OKLAHOMA
DARRELL ROBERT JOHNSON,
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Petitioner,
vs.
JIM KEITH, Warden,
Respondent.
Case No. 08-CV-691-JHP-PJC
OPINION AND ORDER
Before the Court is the amended petition for writ of habeas corpus (Dkt. # 17)1 filed by
Petitioner Darrell Robert Johnson, a state inmate appearing pro se. Respondent filed a response
(Dkt. # 19) and provided the state court records (Dkt. ## 19, 20, and 21) necessary for adjudication
of Petitioner’s claims. Petitioner did not file a reply to Respondent’s response. For the reasons
discussed below, the Court finds the amended petition for writ of habeas corpus shall be denied.
BACKGROUND
A. Factual Background
Pursuant to 28 U.S.C. § 2254(e)(1), the historical facts found by the state court are presumed
correct. Following review of the record, including the trial transcripts, the Court finds that the
following factual summary by the OCCA is adequate and accurate. Therefore, the Court adopts this
portion of the OCCA’s summary as its own:
Testimony introduced at trial indicated that during September of 2002, Tulsa
Police Officers William Wolthuis and Israel Rodrigue[z] were assigned to a multijurisdictional organized crime task force conducting narcotic investigations. Part of
1
Because the amended petition replaces and supersedes the original petition, the original
petition shall be declared moot.
their duties included motel/hotel interdictions. On the afternoon of September 30,
2002, they went to the Days Inn at 8181 East Skelly in Tulsa County. They observed
some short-term traffic in and out of room number 254. When they asked the motel
manager, they learned that the room was registered to a woman with a California
driver’s license, Regina Moody. Appellant’s name was on the bottom of the
registration card.
The officers went to the room and knocked on the door. They identified
themselves and asked if they could come in. Appellant let them in and once inside,
the officers noted that there was another individual identified as Lillie LaGrone in
the room. The officers advised Appellant and LaGrone that they were investigating
possible drug activity and they asked if there was anything illegal in the room.
Appellant replied that there was not. When the officers asked if they could look in
the room, Appellant replied, “Sure, go ahead.” Underneath the bed Wolthuis
observed several large baggies containing what looked like rolled-up toilet paper.
He unrolled one of the pieces of toilet paper and found what he believed to be a rock
of crack cocaine. He asked Appellant what it was and Appellant responded that it
was “crack.” Appellant also volunteered that there was a half a key of powder on the
other side of the bed. When Wolthuis looked on the other side of the bad [sic], he
found two large baggies of white powder, three bottles of liquid PCP and a set of
scales.
After he found the drugs, Wolthuis told Appellant that he was under arrest
and he read him his Miranda rights. Appellant did not request a lawyer and agreed
to talk to the officers. He told them that he had purchased the drugs for $20,000 in
Oklahoma City. He sold the drugs out of the hotel room but kept the drug proceeds
in his apartment in order to avoid detection by law enforcement. Appellant gave the
officers written consent to search his apartment where they found over $10,000 in
cash.
(Dkt. # 19, Ex. 4 at 2-3). In addition, evidence presented at trial demonstrated that the weights and
volumes of the controlled drugs recovered in the motel room were as follows: the total weight of the
cocaine powder introduced as State’s Exhibits 2 and 3 was 487.06 grams, the total weight of the
cocaine base introduced as State’s Exhibit 4 was 334.53 grams, and the total volume of the PCP
introduced as State’s Exhibit 17 was about 2.5 fluid ounces. (Dkt. # 21-2, Tr. Trans. at 321-27).
B. Procedural Background
Based on those events, and pursuant to a Fifth Amended Information, filed February 13,
2006, in Tulsa County District Court, Case No. CF-2002-5046, Petitioner was charged with
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Trafficking in Illegal Drugs (Count 1) and Possession of Paraphernalia (Count 2). A second page
listed three (3) prior felony convictions. Three (3) additional counts were previously dismissed by
the trial court. Petitioner was tried by a jury. At the conclusion of a two-stage trial, he was found
guilty as charged. On February 15, 2006, Petitioner was sentenced in accordance with the jury’s
recommendation to life without parole on Count 1 and one (1) year in the county jail and a fine of
$1,000 on Count 2. In addition, the trial court judge entered a fine of $20,000 as to Court 1. The
sentence for Count 2 was ordered to be served concurrently with Count 1. At trial, Petitioner was
represented by attorney David Phillips.
Petitioner appealed his convictions and sentences to the Oklahoma Court of Criminal
Appeals (OCCA). On direct appeal, Petitioner was represented by attorney Stuart Southerland.
Petitioner raised the following propositions of error:
Proposition 1: It was reversible error for the trial court to deny Appellant’s “Batson”
challenge to prospective juror Hassan.
Proposition 2: The evidence was discovered as a result of an illegal search and seizure in
violation of Article II, § 30 of the Oklahoma Constitution as well as the
Fourth and Fourteenth Amendments of the United States Constitution. It was
error for the district court to overrule Appellant’s motion to suppress.
a)
Darrell Johnson had standing to contest the validity of the search of
the motel room.
b)
The Oklahoma Constitution requires a knowing, written waiver of the
search warrant requirement to establish consent in a “knock and talk”
search.
c)
Under the facts of this case, the State failed to establish that
Appellant consented to a search of the motel room.
d)
Even if this Court deems the entry into the room consensual,
Appellant’s statements were the product of an unlawful arrest and
should have been suppressed.
Proposition 3: It was error to refuse to instruct the jury on any lesser included or related
offenses.
Proposition 4: It was reversible error to admit evidence of other crimes.
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Proposition 5: Trafficking in controlled drugs as prohibited by 63 O.S.Supp.2002, § 2-415,
is unconstitutional, because it purports to create a non-rebuttable presumption
of an intent to distribute drugs, on a large scale, based solely upon the
quantity possessed.
Proposition 6: Imprisonment for life, without opportunity of parole, for the possession of a
controlled substance violates the excessive punishment provisions of both the
Oklahoma and the United States Constitutions under the facts of this case.
Proposition 7: By failing to provide an opportunity to present mitigating evidence to the
jury at sentencing, Appellant was denied the right to a fair sentencing
proceeding guaranteed by the Fourteenth Amendment to the United States
Constitution.
Proposition 8: The jury should have been provided with a definition of reasonable doubt.
(Dkt. # 19, Ex. 1). On July 20, 2007, in Case No. F-2006-212, the OCCA entered its unpublished
opinion affirming Petitioner’s Judgment and Sentence. See Dkt. # 19, Ex. 4.
On July 17, 2008, Petitioner filed an application for post-conviction relief in the state district
court. See Dkt. # 19 ¶ 3. The trial court denied post-conviction relief on September 5, 2008. Id.
Petitioner appealed. See Dkt. # 19, Ex. 5. In his supporting brief filed in his post-conviction appeal,
Petitioner identified the following seven (7) grounds for relief:
1.
Mr. Johnson is factually innocent of Trafficking in Controlled Dangerous
Substances.
2.
Fundamental error occurred when the trial court permitted a violation of the
Confrontation Clause.
3.
Fundamental error occurred when Mr. Johnson was charged and convicted with a
defective state information.
4.
The trial court failed to resolve a conflict of interest.
5.
Trial counsel was ineffective and the district court should have granted Mr. Johnson
an evidentiary hearing to prove that fact.
6.
Appellate counsel was ineffective and the district court should have granted Mr.
Johnson an evidentiary hearing to prove that fact.
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7.
Each of these issues must be addressed on its legal merits.
See Dkt. # 19, Ex. 6. By order filed October 15, 2008, in Case No. PC-2008-915, the OCCA
affirmed the denial of post-conviction relief. Id., Ex. 7.
Petitioner commenced the instant habeas corpus action by filing his petition on October 23,
2008. See Dkt. # 1. In his amended petition (Dkt. # 17), he identifies the following grounds of
error:
Ground 1:
Mr. Johnson is factually innocent of crime charged of Trafficking in Illegal
Drugs.
Ground 2:
Mr. Johnson’s fundamental rights to due process and equal protection were
violated when he was not allowed to confront his accuser.
Ground 3:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when he was convicted by a defective State’s Information
Sheet.
Ground 4:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the trial court failed to conduct a hearing on a
claimed conflict of interest.
Ground 5:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the trial court refused Petitioner’s “Batson”
challenge to prospective juror Hassan.
Ground 6:
Fundamental error occurred when the trial court refused to instruct the jury
on any lesser included or related offenses.
Ground 7:
Fundamental error occurred when the trial court allowed the State to admit
evidence of other crimes.
Ground 8:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the trial court allowed Mr. Johnson to be convicted
under an unconstitutional drug trafficking statute, 63 O.S.Supp.2002, § 2415.
Ground 9:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the trial court violated the excessive punishment
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clause of both the Oklahoma and United States Constitutions when Petitioner
was sentenced to life without the possibility of parole.
Ground 10:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the trial court failed to provide Petitioner an
opportunity to present mitigating evidence to the jury at sentencing.
Ground 11:
Mr. Johnson’s fundamental rights to due process and equal protection of the
law were violated when the[re] was not provided a definition of reasonable
doubt by the trial court.
Ground 12:
Mr. Johnson’s rights to due process and equal protection of the law were
violated by the ineffectiveness of his trial counsel.
Ground 13:
Mr. Johnson’s rights to due process and equal protection of the law were
violated by the ineffectiveness of his appellate counsel.
Ground 14:
Mr. Johnson’s rights to due process and equal protection of the law were
violated by Oklahoma’s arbitrary and capricious appellate and postconviction procedures.
(Dkt. # 17). In response, see Dkt. # 19, Respondent argues that Petitioner is not entitled to habeas
corpus relief.
ANALYSIS
A. Exhaustion
As an initial matter, the Court must determine whether Petitioner meets the exhaustion
requirements of 28 U.S.C. § 2254(b). See Rose v. Lundy, 455 U.S. 509, 510 (1982). Except for
many of his equal protection challenges and his claim raised in ground 14, Petitioner has exhausted
his state remedies by presenting his claims to the OCCA on direct and post-conviction appeal. The
unexhausted claim raised in ground 14 is denied as procedurally barred, as discussed in Part D,
below. Habeas relief on the unexhausted equal protection claims is denied in Part E, below.
Therefore, the Court finds that consideration of Petitioner’s claims is not precluded by the
exhaustion requirement of 28 U.S.C. § 2254(b).
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B. Evidentiary hearing
The Court finds that an evidentiary hearing is not warranted as Petitioner has not met his
burden of proving entitlement to an evidentiary hearing. See Williams v. Taylor, 529 U.S. 420
(2000); Miller v. Champion, 161 F.3d 1249 (10th Cir. 1998).
C. Claims adjudicated by the OCCA
The Antiterrorism and Effective Death Penalty Act (AEDPA) provides the standard to be
applied by federal courts reviewing constitutional claims brought by prisoners challenging state
convictions. Under the AEDPA, when a state court has adjudicated a claim, a petitioner may obtain
federal habeas relief only if the state decision “was contrary to, or involved an unreasonable
application of, clearly established Federal law, as determined by the Supreme Court of the United
States” or “was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” See 28 U.S.C. § 2254(d); Williams v. Taylor, 529 U.S.
362, 402 (2000); Neill v. Gibson, 278 F.3d 1044, 1050-51 (10th Cir. 2001). When a state court
applies the correct federal law to deny relief, a federal habeas court may consider only whether the
state court applied the federal law in an objectively reasonable manner. See Bell v. Cone, 535 U.S.
685, 699 (2002); Hooper v. Mullin, 314 F.3d 1162, 1169 (10th Cir. 2002).
In this case, the OCCA adjudicated grounds 5, 6, 7, 8, 9, 10, and 11 on direct appeal. In
addition, the OCCA adjudicated Petitioner’s claims of ineffective assistance of appellate counsel,
ground 13, on post-conviction appeal. Therefore, those claims will be reviewed pursuant to §
2254(d).
1. Ruling on Batson challenge (ground 5)
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As his fifth proposition of error, Petitioner claims that his constitutional rights to due process
and equal protection were violated when the trial court refused his Batson2 challenge to prospective
juror Hassan. The record reflects that Petitioner is African-American. See Dkt. # 21-1, Tr. Trans.
at 91. In objecting to the State’s peremptory challenge, defense counsel stated that prospective juror
Hassan appeared to be Indian. Id. at 115. In rejecting this claim on direct appeal, the OCCA
discussed the standard set forth in Batson, and found as follows:
[T]he record reflects that after having previously used a peremptory challenge to
excuse an African-American venireman, the prosecutor used another peremptory
challenge to excuse a venireman of either Indian or Middle Eastern descent. Defense
counsel objected to the challenge based upon Batson and the trial court asked the
prosecutor to offer an explanation. The prosecutor responded, “He is a young person.
I was concerned about whether he was interested in the process or not. He also
expressed some strong reservations about the death penalty, which don’t come into
play in this case, but there was no race issue on my part.”
The trial court apparently accepted the prosecutor’s reasons for striking the
prospective juror. As to the prosecutor’s concern that the potential juror was not
interested in the process, the trial judge seemed to agree, noting that he was, “kind
of a weak stick.” While the potential juror’s ability to impose the death penalty was
not relevant to this case, the prosecutor could, as the State asserts, have felt that such
reservations could also have an impact on his ability to impose the sentence of life
without the possibility of parole. This Court does not find that the trial court’s
decision on the issue of the prosecutor’s discriminatory intent was clearly erroneous.
This proposition does not require relief.
(Dkt. # 19, Ex. 4 at 4-5 (footnotes omitted)).
In order to establish an equal protection violation under Batson, Petitioner must be able to
prove that the prosecutor intentionally discriminated on the basis of race when exercising his
peremptory challenges. See Sallahdin v. Gibson, 275 F.3d 1211, 1225-26 (10th Cir. 2002). The
disposition of a Batson claim raised in a habeas corpus petition is a question of fact subjected to the
standard enunciated in 28 U.S.C. § 2254(d)(2). Id. at 1225 (citing Weaver v. Bowersox, 241 F.3d
2
Batson v. Kentucky, 476 U.S. 79 (1986).
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1024, 1029-30, 1031 (8th Cir. 2001)). This Court presumes the state courts’ factual findings are
correct unless they are rebutted by clear and convincing evidence. Id.; 28 U.S.C. § 2254(e)(1).
Petitioner has not met that burden in this case. The trial record reflects that after defense counsel
objected to the prosecutor’s peremptory challenge as to Mr. Hassan, the prosecutor explained that
Mr. Hassan was removed because he was a “young person” and the prosecutor was “concerned
about whether he was interested in the process or not.” See Dkt. # 21-1, Tr. Trans. at 115. He also
appeared confused about the possible punishment faced by Petitioner. Id. at 61. Petitioner has failed
to show that these reasons were pretextual. Nor do the prosecutor’s proffered reasons for striking
Mr. Hassan appear illogical or unpersuasive. Therefore, the Court finds Petitioner has not presented
clear and convincing evidence demonstrating that the prosecution purposefully discriminated on the
basis of race when exercising its peremptory strikes. As a result, Petitioner is not entitled to habeas
corpus relief under 28 U.S.C. § 2254(d)(2). Sallahdin, 275 F.3d at 1225.
2. Refusal to issue certain instructions (grounds 6 and 11)
As his sixth ground of error, Petitioner complains that fundamental error occurred when the
trial court refused his request for a lesser included instruction on simple possession. See Dkt. # 17.
On direct appeal, he also argued that the trial court erred in failing to sua sponte instruct on the
lesser offense of possession with intent to distribute. The OCCA rejected this claim, as follows:
We review a trial court’s decision on the submission of lesser included offense
instructions for an abuse of discretion. Jackson v. State, 2006 OK CR 45, ¶ 24, 146
P.3d 1149, 1159. Further, if a defendant convicted of the charged offense complains
that the trial court should have given, sua sponte, some lesser offense instruction, this
Court will consider whether the trial court’s omission amounts to plain error.
McHam v. State, 2005 OK CR 28, ¶ 21, 126 P.3d 662, 670.
It is true that the trial court must instruct on any lesser-included offense
warranted by the evidence. Jones v. State, 2006 OK CR 17, ¶ 6, 134 P.3d 150, 154,
citing Shrum v. State, 1999 OK CR 41, 991 P.2d 1032 (lesser included instructions
should be given if supported by any evidence). An underlying requirement of Shrum,
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however, is that a lesser offense instruction should not be given unless the evidence
would support a conviction for the lesser offense. Id. See also Harris v. State, 2004
OK CR 1, ¶ 50, 84 P.3d 731, 750 (To determine whether lesser-included offense
instructions are warranted, this Court looks at whether the evidence might allow a
jury to acquit the defendant of the greater offense and convict him of the lesser). In
Leech v. State, 2003 OK CR 4, ¶ 4, 66 P.3d 987, 989, this Court found that where the
uncontradicted evidence was that Appellant possessed a trafficking quantity of
methamphetamine, instruction on lesser offenses were not warranted.
Trafficking requires that a person knowingly distribute, manufacture, bring
into this state or possess a specified controlled substance in a specified quantity. 63
O.S.Supp.2002, § 2-415(B). Cocaine, cocaine base and PCP are all specified
controlled substances for purposes of trafficking. See 63 O.S.Supp.2002, § 2-415(A).
In the present case, the evidence presented at trial was that the quantity of cocaine
found in the motel room was 334.53 grams, the total quantity of cocaine base found
was 487.06 grams and the quantity of PCP was about 2.5 ounces. This is
significantly more than is statutorily required for trafficking in each of these drugs.
If the amount of the drugs found would have been reasonably disputable, instructions
on lesser offenses may have been warranted. However, this evidence was not
reasonably disputable and accordingly, we find that the trial court’s failure to instruct
the jury on the lesser offenses of simple possession and possession with intent to
distribute was not an abuse of discretion as the jury could not, on the evidence before
it, acquit the Appellant of the greater offense and convict him of either of the lesser
offenses.
(Dkt. # 19, Ex. 4 at 9-10 (footnote omitted)).
In ground 11, Petitioner claims that his constitutional rights were violated by the trial court’s
refusal to instruct the jury on the definition of “reasonable doubt.” (Dkt. # 17 at 24). In considering
this claim on direct appeal, the OCCA cited Holland v. United States, 348 U.S. 121, 140 (1954)
(noting that “[a]ttempts to explain the term ‘reasonable doubt’ do not usually result in making it any
clearer to the minds of the jury”), and, in the absence of “persuasive argument to the contrary,”
declined to depart from its “long held position condemning the giving of such instructions.” (Dkt.
# 19, Ex. 4 at 14-15).
“As a general rule, errors in jury instructions in a state criminal trial are not reviewable in
federal habeas corpus proceedings, ‘unless they are so fundamentally unfair as to deprive petitioner
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of a fair trial and to due process of law.’” Nguyen v. Reynolds, 131 F.3d 1340, 1357 (10th Cir. 1997)
(quoting Long v. Smith, 663 F.2d 18, 23 (6th Cir. 1981)); see also Maes v. Thomas, 46 F.3d 979,
984 (10th Cir. 1995) (“A state trial conviction may only be set aside in a habeas proceeding on the
basis of erroneous jury instructions when the errors had the effect of rendering the trial so
fundamentally unfair as to cause a denial of a fair trial.”). Thus, the burden on a petitioner attacking
a state court judgment based on a refusal to give a requested jury instruction is especially great
because “‘[a]n omission, or an incomplete instruction, is less likely to be prejudicial than a
misstatement of the law.’” Maes, 46 F.3d at 984 (quoting Henderson v. Kibbe, 431 U.S. 145, 155
(1977)).
Petitioner has failed to demonstrate that the OCCA’s adjudication of these claims was
contrary to, or an unreasonable application of, clearly established federal law, or resulted in a
decision based on an unreasonable determination of the facts in light of the evidence presented at
trial. 28 U.S.C. § 2254(d)(1),(2). As to the trial judge’s failure to instruct on lesser included or
related offenses, uncontroverted and unchallenged testimony presented at trial demonstrated that the
quantities of drugs found in the motel room supported the trafficking charge. See Dkt. # 21-2, Tr.
Trans. at 321-27. As a result, instructions on the lesser included offenses were not warranted.
Furthermore, Tenth Circuit precedent establishes a rule of “automatic non-reviewability” for claims
based on a state court’s failure, in a non-capital case, to give a lesser included offense instruction.
Dockins, 374 F.3d at 938 (stating that neither the Tenth Circuit nor the United States Supreme Court
has ever recognized a federal constitutional right to a lesser included offense instruction in noncapital cases). Petitioner’s trial was not rendered fundamentally unfair as a result of the trial judge’s
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failure to issue lesser included offense instructions, either sua sponte or as requested by Petitioner.
Petitioner is not entitled to habeas corpus relief under § 2254(d) on this ground of error.
Petitioner fares no better on his claim based on the trial judge’s failure to define “reasonable
doubt.” In Wansing v. Hargett, 341 F.3d 1207 (10th Cir. 2003), the Tenth Circuit discussed the
constitutional implications of the reasonable doubt standard, as follows:
As the Supreme Court has repeatedly emphasized, “[t]he reasonable-doubt
standard plays a vital role in the American scheme of criminal procedure.” In re
Winship, 397 U.S. 358, 363, 90 S. Ct. 1068, 25 L. Ed. 2d 368 (1970). Trial courts
have considerable latitude in determining how to convey the concept of reasonable
doubt to the jury; the constitutional requirement is only that “‘taken as a whole, the
instructions [must] correctly conve[y] the concept of reasonable doubt to the jury.’”
Victor v. Nebraska, 511 U.S. 1, 5, 114 S. Ct. 1239, 127 L. Ed. 2d 583 (1994)
(quoting Holland v. United States, 348 U.S. 121, 140, 75 S. Ct. 127, 99 L. Ed. 150
(1954)) (modifications in original). The question we must answer is whether “there
is a reasonable likelihood that the jury understood the instructions to allow
conviction based on proof insufficient to meet the [constitutional requirement].” Id.
at 6, 114 S. Ct. 1239.
Wansing, 341 F.3d at 1212-13.
Under Oklahoma law, it is error for a trial court to attempt to define reasonable doubt.
Smallwood v. State, 907 P.2d 217, 231 (Okla. Crim. App. 1995); Summers v. State, 704 P.2d 91,
92 (Okla. Crim. App. 1985). This is because Oklahoma has determined that such definitions are
more likely to confuse than to clarify the standard. See Romano v. State, 909 P.2d 92, 124-25 (Okla.
Crim. App. 1995); Smallwood, 907 P.2d at 231. In Williams v. State, 572 P.2d 257, 259 (Okla.
Crim. App. 1977), the court explained that “‘reasonable doubt’ is self-explanatory, and . . . therefore
definitions thereof do not clarify the meaning of the phrase, but rather tend to confuse the jury.” As
noted in Wansing, “[t]he underlying purpose of [Oklahoma’s] rule-ensuring that the jury is not
misled-thus bears some resemblance to the federal constitutional inquiry.” Wansing, 341 F.3d at
1212.
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Petitioner has failed to demonstrate that the OCCA’s adjudication of this claim was contrary
to, or an unreasonable application of, clearly established federal law, or resulted in a decision based
on an unreasonable determination of the facts in light of the evidence presented at trial. 28 U.S.C.
§ 2254(d)(1),(2). Nothing provided by Petitioner suggests that there is a reasonable likelihood that
his jury was misled or understood their instructions to allow conviction based on proof insufficient
to meet the constitutional requirement of “reasonable doubt.” Therefore, Petitioner’s trial was not
rendered fundamentally unfair as a result of the trial court’s failure to instruct the jury as requested
by Petitioner. Petitioner is not entitled to habeas corpus relief under § 2254(d) on ground eleven.
3. Admission of other crimes evidence (ground 7)
Next, Petitioner complains that his trial was rendered fundamentally unfair by the admission
of other crimes evidence. Specifically, he complains that the State was allowed to introduce
evidence that Petitioner had over $10,000 in cash at his apartment, as well as scales and plastic
baggies. On direct appeal, the OCCA discussed the admissibility of the evidence as part of the res
gestae of the crime charged, and denied relief on this claim, finding that:
It is important to note that in addition to Trafficking, Appellant was also charged in
Count II with Possession of Paraphernalia. Thus, the evidence that scales and plastic
baggies were found in the motel room is clearly not other crimes evidence. We find
that the evidence that Appellant possessed a large sum of cash and had the likely
intent to distribute the drugs he trafficked was so closely connected to the charged
offense as to form part of the entire transaction. It was necessary to give the jury a
complete understanding of the crime charged. This evidence was admissible as part
of the res gestae. See Warner v. State, 2006 OK CR 40, ¶ 68, 144 P.3d 838, 868.
This relevant evidence, while prejudicial, was admissible as it was not so prejudicial
that its probative value was substantially outweighed by the danger of unfair
prejudice. 12 O.S.2001, § 2403. Further, because this evidence was part of the res
gestae, there was no requirement that the trial court give the jury a limiting
instruction. See Jackson v. State, 2006 OK CR 45, ¶ 28, 146 P.3d 1149, 1160.
(Dkt. # 19, Ex. 4 at 11-12).
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“In a habeas proceeding claiming a denial of due process, ‘we will not question the
evidentiary . . . rulings of the state court unless [the petitioner] can show that, because of the court’s
actions, his trial, as a whole, was rendered fundamentally unfair.’” Maes v. Thomas, 46 F.3d 979,
987 (10th Cir. 1995) (quoting Tapia v. Tansy, 926 F.2d 1554, 1557 (10th Cir. 1991)). “[W]e
approach the fundamental fairness analysis with ‘considerable self-restraint.’” Jackson v. Shanks,
143 F.3d 1313, 1322 (10th Cir. 1998) (quoting United States v. Rivera, 900 F.2d 1462, 1477 (10th
Cir. 1990) (en banc)). A proceeding is fundamentally unfair under the Due Process Clause only if
it is “shocking to the universal sense of justice.” United States v. Tome, 3 F.3d 342, 353 (10th Cir.
1993) (quoting United States v. Russell, 411 U.S. 423, 432 (1973) (internal quotation omitted)),
rev’d, 513 U.S. 150 (1995). A habeas court evaluates admission of “other crimes evidence” under
general due process principles to determine whether evidence was “introduced that is so unduly
prejudicial that it renders the trial fundamentally unfair . . . .” Payne v. Tennessee, 501 U.S. 808, 825
(1991) (citing Darden v. Wainwright, 477 U.S. 168, 179-83 (1986)); see also Estelle v. McGuire,
502 U.S. 62, 69-70 (1991); Knighton v. Mullin, 293 F.3d 1165, 1170 (10th Cir. 2002). The Tenth
Circuit has held that this standard will be satisfied only if “the probative value of [the challenged]
evidence is . . . greatly outweighed by the prejudice flowing from its admission . . . .” Knighton, 293
F.3d at 1171 (internal quotation marks omitted).
After reviewing the trial transcripts, the Court finds that the OCCA’s rejection of Petitioner’s
claim on direct appeal is neither contrary to, nor an unreasonable application of, these general
principles. The state courts’ determination that the admitted evidence was part of the res gestae of
the charged crime was not erroneous. Furthermore, even if the challenged testimony could be
characterized as “other crimes evidence” as opposed to res gestae, the admission of the evidence did
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not render Petitioner’s trial fundamentally unfair. Petitioner is not entitled to habeas corpus relief
on this claim. 28 U.S.C. § 2254(d).
4. Constitutionality of Oklahoma’s drug trafficking statute (ground 8)
As his eighth ground of error, Petitioner claims that Oklahoma’s drug trafficking statute is
unconstitutional because it “purports to create a non-rebuttable presumption that the possession of
five grams or more of cocaine base turns a person into a large-scale drug dealer based solely upon
the quantity possessed.” (Dkt. # 17). The OCCA cited Anderson v. State, 905 P.2d 231 (Okla. Crim
App. 1995), and denied relief on this claim, stating that “[t]his argument has previously been
addressed and rejected by this Court upon a finding that the plain language of the statute does not
create a presumption of an intent to sell drugs but rather reflects a determination by the Legislature
that individuals who possess specific quantities of certain drugs deserve harsh punishment.” (Dkt.
# 19, Ex. 4 at 12).
On habeas review, this Court is bound by a state court’s application or interpretation of state
law unless it violates federal law. See Estelle v. McGuire, 502 U.S. 62, 67-68 (1991); Bowser v.
Boggs, 20 F.3d 1060, 1065 (10th Cir.1994). The OCCA has considered the argument raised here by
Petitioner, and concluded that Okla. Stat. tit. 63, § 2-415 “does not create a presumption a defendant
sold the drugs or intended to sell drugs. Rather, the Legislature . . . has defined ‘trafficking’ as
possessing specific amounts of a controlled dangerous substance.” Anderson v. State, 905 P.2d 231,
233 (Okla. Crim. App. 1995). The Court finds no violation of federal law in the state court’s
interpretation of its state law.
As to Petitioner’s challenge to the trafficking statute based on due process and equal
protection grounds, the Court finds no basis for habeas corpus relief under § 2254(d). Section 2-415
15
of Title 63 recognizes the intent of the Oklahoma legislature “that those who possess [a drug in
excess of a specified amount] deserve a stiff punishment.” Anderson, 950 P.2d at 233 (quotation
omitted). Petitioner does not allege that federal law prohibits imposing increasingly severe
sentences as the amount of cocaine base involved increases. Therefore, the Court finds that
Petitioner has failed to establish that the OCCA’s resolution of this claim was contrary to or an
unreasonable application of federal law, and he is not entitled to habeas corpus relief. 28 U.S.C. §
2254(d).
5. Excessive sentence (ground 9)
As his ninth proposition of error, Petitioner claims that his sentence of life without parole
for the Trafficking conviction is excessive in violation of his constitutional rights. See Dkt. # 17.
Petitioner raised a claim that his sentence was excessive on direct appeal. The OCCA ruled as
follows:
Appellant alleges in Proposition VI, that the punishment of life without the
possibility of parole for drug trafficking violates the prohibition against excessive
punishment of both the federal and state constitutions. Appellant acknowledges that
this Court has previously rejected this argument in Dodd v. State, 1994 OK CR 51,
879 P.2d 822. However he asks that we now reconsider that decision. We note that
this Court has adhered to the ruling in Dodd in at least two additional published
opinions. See Ott v. State, 1998 OK CR 51, ¶ 12, 967 P.2d 472, 477; Dufries v. State,
2006 OK CR 13, ¶¶ 21-22, 133 P.3d 887, 891. We decline to reconsider our
previous rulings on this issue and note, as we did in both Dodd and Ott that the crime
committed by Appellant, Trafficking in drugs after two or more prior drug related
felonies is not a minor drug offense but is a major crime. Dodd, 1994 OK CR 51 at
17, Ott, 1998 OK CR 51 at ¶ 12. Appellant’s sentence, while harsh, is neither cruel
nor unusual and is not unconstitutional.
(Dkt. # 19, Ex. 4 at 12-13).
This Court affords “wide discretion to the state trial court’s sentencing decision, and
challenges to the decision are not generally constitutionally cognizable, unless it is shown that the
16
sentence imposed is outside the statutory limits or unauthorized by law.” Dennis v. Poppel, 222 F.3d
1245, 1258 (10th Cir. 2000). Indeed, the Court’s review generally ends “once we determine the
sentence is within the limitation set by statute.” Id. A sentence violates the Eighth Amendment only
if it is “grossly disproportionate to the severity of the crime.” Ewing v. California, 538 U.S. 11, 21
(2003) (quoting Rummel v. Estelle, 445 U.S. 263, 271 (1980)). But “[t]he gross disproportionality
principle reserves a constitutional violation for only the extraordinary case.” Lockyer v. Andrade,
538 U.S. 63, 77 (2003).
In this case, Petitioner had two or more prior drug related felonies and, as a result, his
sentence of life without the possibility of parole is mandatory under Oklahoma’s trafficking statute.
See Okla. Stat. tit. 63, § 2-415(D)(3). To the extent Petitioner alleges a violation of the Eighth
Amendment’s prohibition on cruel and unusual punishment as the basis for his claim, the Court finds
Petitioner is not entitled to relief because his sentence is not grossly disproportionate to the crimes
he committed, Trafficking in Illegal Drugs. See Hawkins v. Hargett, 200 F.3d 1279, 1282 (10th Cir.
1999); see also Rummel, 445 U.S. 263, 285 (finding that a mandatory life sentence is not
disproportionate for a three-time non-violent recidivist). The Court agrees with the OCCA that
Petitioner’s sentence is harsh. However, his sentence cannot be said to be unreasonable in light of
the deferential standard that binds this Court’s analysis. See Lockyer, 538 U.S. at 72–73 (observing
numerous impediments to challenging the length of a prison sentence under federal habeas review).
The OCCA’s decision was not an unreasonable application of the gross disproportionality test. Thus,
Petitioner is not entitled to habeas corpus relief based on any claim that his sentence is
constitutionally excessive.
6. No opportunity to present mitigating evidence at sentencing (ground 10)
17
In ground 10, Petitioner claims that his constitutional rights were violated when the trial
court failed to provide him with an opportunity to present mitigating evidence during the sentencing
phase of his trial. (Dkt. # 17 at 21). On direct appeal, the OCCA characterized Petitioner’s
argument as “not well taken,” and found that because the crime of Trafficking, after former
conviction of two or more crimes which are felonies under the Uniform Controlled Dangerous
Substance Act, carries a mandatory sentence of life without the possibility of parole, Petitioner’s
jury could exercise no discretion in assessing punishment and “it would serve no purpose for
Appellant to present evidence in mitigation of punishment.” (Dkt. # 19, Ex. 4 at 13-14).
In habeas corpus cases, this Court may only grant relief if a petitioner demonstrates that he
is “in custody in violation of the Constitution or laws or treaties of the United States.” 28 U.S.C. §
2254(a). The Supreme Court has never held that the Eighth Amendment’s requirement that the jury
be allowed to consider and give effect to all relevant mitigating evidence in capital cases, see, e.g.,
Boyde v. California, 494 U.S. 370 (1990), applies to noncapital cases. Gilmore v. Taylor, 508 U.S.
333, 349 (1993). In addition, a failure to afford an opportunity for allocution or to consider
mitigating factors at sentencing raises no constitutional error cognizable in a non-capital federal
habeas case. Scrivner v. Tansy, 68 F.3d 1234, 1240 (10th Cir. 1995). This claim is not cognizable
on federal habeas corpus review. For that reason, habeas corpus relief on this ground of error shall
be denied.
7. Ineffective assistance of appellate counsel (ground 13)
18
As his thirteenth ground of error, Petitioner alleges that appellate counsel provided
ineffective assistance in failing to raise on direct appeal grounds 1, 2, 3, 4, and 12.3 (Dkt. # 17 at 30).
On post-conviction appeal, the OCCA rejected Petitioner’s claim of ineffective assistance of
appellate counsel, as follows:
In order to prevail on his claim of ineffective assistance of appellate counsel,
Petitioner must establish that counsel made errors so serious the performance was
deficient, and that the deficient performance deprived Petitioner of an appeal whose
results are reliable and fair. Strickland v. Washington, 466 U.S. 668, 687, 104 S. Ct.
2052, 2064, 80 L. Ed. 2d 674, 693 (1984). The fact appellate counsel fails to
recognize or raise a claim, regardless of merit, is not and cannot alone be sufficient
to establish ineffective assistance, or to preclude enforcement of a procedural default.
Id. We FIND Petitioner has not established appellate counsel’s performance was
deficient, or that the result of his trial and appeal was not reliable and fair.
(Dkt. # 19, Ex. 7 at 2).
Although the OCCA correctly cited Strickland v. Washington, 466 U.S. 668 (1984), for the
standard governing ineffective assistance of counsel claims, the OCCA’s statement regarding
appellate counsel’s failure “to recognize or raise a claim, regardless of merit” deviates from the
controlling federal standard. Cargle v. Mullin, 317 F.3d 1196, 1202-05 (10th Cir. 2003) (explaining
that (1) the merit of the omitted claim is the focus of the appellate ineffectiveness inquiry, (2)
omission of a sufficiently meritorious claim can, in itself, establish ineffective assistance, and, thus,
(3) the state court’s rejection of an appellate ineffectiveness claim on the basis of the legal premise
invoked here is wrong as a matter of federal constitutional law). See also Malicoat v. Mullin, 426
F.3d 1241, 1248 (10th Cir. 2005) (following Cargle). Because the OCCA’s analysis of Petitioner’s
3
The Court notes that Petitioner also complains that appellate counsel provided ineffective
assistance in failing to raise on direct appeal the claim identified in ground 5 of the amended
petition. However, appellate counsel did in fact raise ground 5 on direct appeal. Therefore, there
is no factual basis for a claim of ineffective assistance of appellate counsel for failing to raise ground
5 and Petitioner is not entitled to habeas corpus relief on that claim.
19
allegations of ineffective assistance of appellate counsel deviated from the controlling federal
standard, it is not entitled to deference on habeas review. Cargle, 317 F.3d at 1205; see also
Malicoat, 426 F.3d at 1248. Therefore, the Court will analyze Petitioner’s claims of ineffective
assistance of appellate counsel de novo.
In evaluating a claim of ineffective assistance of appellate counsel, this Court applies the
Strickland two-pronged standard used for general claims of ineffective assistance of trial counsel.
See United States v. Cook, 45 F.3d 388, 392 (10th Cir. 1995). When a habeas petitioner alleges that
his appellate counsel rendered ineffective assistance by failing to raise an issue on direct appeal, the
Court first examines the merits of the omitted issue. Hawkins v. Hannigan, 185 F.3d 1146, 1152
(10th Cir. 1999). “ If the omitted issue is so plainly meritorious that it would have been unreasonable
to winnow it out even from an otherwise strong appeal, its omission may directly establish deficient
performance; if the omitted issue has merit but is not so compelling, the case for deficient
performance is more complicated, requiring an assessment of the issue relative to the rest of the
appeal, and deferential consideration must be given to any professional judgment involved in its
omission; of course, if the issue is meritless, its omission will not constitute deficient performance.”
Cargle, 317 F.3d at 1202 (citation and footnote omitted); see also Parker v. Champion, 148 F.3d
1219, 1221 (10th Cir. 1998) (citing Cook, 45 F.3d at 392-93). For the reasons discussed below, the
Court finds Petitioner has failed to demonstrate entitlement to relief on his claims of ineffective
assistance of appellate counsel.
20
a. Failure to raise claim of actual innocence
First, Petitioner claims that appellate counsel provided ineffective assistance in failing to
argue that Petitioner is actually innocent of Trafficking. On post-conviction appeal to the OCCA,
Petitioner argued that his conviction was based on uncorroborated testimony that he was in
“constructive possession” of the controlled substance. He also alleges that the State “has no further
facts or evidence to present to this Court for its alleged factual claim that Mr. Johnson is guilty as
charged under the ‘Reasonable Doubt Standard.’” See Dkt. # 19, Ex. 6 at 4. Petitioner grossly
underestimates the strength of the State’s evidence against him. Although he claims to recognize
the difference between “legal” and “actual” innocence, he provides nothing to support his claim of
actual innocence. Appellate counsel did not perform deficiently in failing to raise a claim of actual
innocence on direct appeal.
b. Failure to allege violation of Confrontation Clause
Next, Petitioner claims that appellate counsel provided ineffective assistance in failing to
allege that Petitioner’s right to confront a witness against him was violated when his co-defendant,
Lillie Price Lagrone, was not called to testify at trial. On post-conviction appeal, Petitioner argued
that the State failed to call the only witness to the alleged Drug Trafficking, Lillie Lagrone, and, as
a result, he was unable to cross-examine her regarding “incriminating statements” she made about
Petitioner to the police officers. See Dkt. # 19, Ex. 6 at 6. However, contrary to Petitioner’s
argument, no evidence was presented during his trial regarding “incriminating statements” made by
Ms. Lagrone. Significantly, Petitioner has failed to demonstrate that the result of his appeal would
have been different had appellate counsel alleged that the Confrontation Clause had been violated.
Therefore, this claim of ineffective assistance of appellate counsel lacks merit.
21
c. Failure to allege defective charging document
Petitioner also claims that appellate counsel provided ineffective assistance in failing to
argue that the Information was defective. On post-conviction appeal, Petitioner argued that, in
preparing the Information, the State relied on hearsay statements made by Ms. Lagrone that
Petitioner was her boyfriend and that he gave her crack cocaine. See Dkt. # 19, Ex. 6 at 6-7. The
Information read to Petitioner’s jury, see Dkt. # 21-1, Tr. Trans. at 181-82, stated only that “Darrell
Robert Johnson ... did commit the crime of trafficking in illegal drugs ... while acting in concert with
another person ....” Nothing in the Information suggested it was based on statements attributable to
Ms. Lagrone. This claim lacks merit. Appellate counsel did not provide constitutionally ineffective
assistance.
d. Failure to raise conflict of interest claim
Petitioner next claims that appellate counsel provided ineffective assistance in failing to
argue that Petitioner had a conflict of interest with his trial counsel. Other than stating that the trial
court denied his request to allow trial counsel to withdraw, Petitioner fails to identify or explain the
basis of his allegation that he had a conflict of interest with his trial counsel. Given the strength of
the State’s evidence in this case, the Court finds Petitioner cannot satisfy the prejudice prong of the
Strickland standard, i.e., he cannot demonstrate “a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.” Strickland, 466 U.S.
at 694. Appellate counsel did not provide ineffective assistance in failing to raise a claim based on
Petitioner’s purported conflict of interest with trial counsel.
e. Failure to allege ineffective assistance of trial counsel
22
In ground twelve of his amended petition, Petitioner complains that the trial court failed to
conduct a hearing on his claims of ineffective assistance of trial counsel and that appellate counsel
provided ineffective assistance in failing to request a hearing. In support of this claim, Petitioner
cites to grounds one through eleven of the amended petition as support for his claim of ineffective
assistance of trial counsel. The Court has determined herein that Petitioner is not entitled to habeas
corpus relief on any claim raised in the amended petition. Therefore, the Court finds that Petitioner
cannot satisfy the prejudice prong of the Strickland standard, i.e., he cannot demonstrate “a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.” Strickland, 466 U.S. at 694. Appellate counsel did not provide
ineffective assistance in failing to request an evidentiary hearing based on Petitioner’s claim of
ineffective assistance of trial counsel.
In summary, for the reasons discussed above, the Court finds that Petitioner has failed to
satisfy the Strickland standard. He is not entitled to habeas corpus relief on his claim of ineffective
assistance of appellate counsel.
D. Procedural Bar (grounds 1, 2, 3, 4, 12, and 14)
Respondent argues that Petitioner’s claims numbered 1, 2, 3, 4, 12, and 144 are procedurally
barred from this Court’s review as a result of Petitioner’s failure to raise those claims on direct
appeal. See # 19. In affirming the state district court’s denial of post-conviction relief, the OCCA
found as follows:
4
It does not appear that ground 14 has been presented to the state courts. As a result, it is
unexhausted. However, under the facts of this case, the claim is subject to application of an
anticipatory procedural bar. Anderson v. Sirmons, 476 F.3d 1131, 1139-40 n.7 (10th Cir. 2007)
(finding that an “anticipatory procedural bar” may be applied to deny an unexhausted claim that
would be procedurally barred under state law if the petitioner returned to state court to exhaust it).
23
[A]ny claim that could have been raised in Petitioner’s direct appeal, but was not, is
waived, and may not be the basis of a post-conviction application. 22 O.S.2001, §
1086; Rules 2.1(B) & 4.2(A), Rules of the Oklahoma Court of Criminal Appeals,
Title 22, Ch.18, App. (2008). See also, Berget v. State, 1995 OK CR 66, 907 P.2d
1078, 1081-85. Further, all legal issues previously raised and ruled upon are res
judicata and may not be the basis of a subsequent post-conviction application. Id.
(Dkt. # 19, Ex. 7).
The doctrine of procedural default prohibits a federal court from considering a specific
habeas claim where the state’s highest court declined to reach the merits of that claim on
independent and adequate state procedural grounds, unless a petitioner “demonstrate[s] cause for
the default and actual prejudice as a result of the alleged violation of federal law, or demonstrate[s]
that failure to consider the claim[] will result in a fundamental miscarriage of justice.” Coleman v.
Thompson, 501 U.S. 722, 724 (1991); see also Maes v. Thomas, 46 F.3d 979, 985 (10th Cir. 1995);
Gilbert v. Scott, 941 F.2d 1065, 1067-68 (10th Cir. 1991). “A state court finding of procedural
default is independent if it is separate and distinct from federal law.” Maes, 46 F.3d at 985. A
finding of procedural default is an adequate state ground if it has been applied evenhandedly “‘in
the vast majority of cases.’” Id. (citation omitted).
Applying the principles of procedural default to these facts, the Court concludes that
Petitioner’s grounds 1, 2, 3, 4, 12, and 14 are procedurally barred from this Court’s review. In
general, the OCCA’s reliance on Okla. Stat. tit. 22, § 1086, to bar claims that could have been but
were not raised on direct appeal is independent and adequate to preclude federal habeas review. See
Ellis v. Hargett, 302 F.3d 1182, 1186 (10th Cir. 2002) (holding Okla. Stat. tit. 22, § 1086 “is an
independent and adequate state ground for denying habeas relief”). The Court also finds that the bar
imposed by the OCCA on Petitioner’s claims of ineffective assistance of trial counsel as raised in
ground 12 was based on state law grounds adequate to preclude federal review. When the
24
underlying claim is ineffective assistance of counsel, the Tenth Circuit Court of Appeals has
recognized that countervailing concerns justify an exception to the general rule of procedural
default. Brecheen v. Reynolds, 41 F.3d 1343, 1363 (10th Cir. 1994) (citing Kimmelman v.
Morrison, 477 U.S. 365 (1986)). In English v. Cody, 146 F.3d 1257 (10th Cir. 1998), the Tenth
Circuit found that:
Kimmelman, Osborn, and Brecheen indicate that the Oklahoma bar will apply in
those limited cases meeting the following two conditions: trial and appellate counsel
differ; and the ineffectiveness claim can be resolved upon the trial record alone. All
other ineffectiveness claims are procedurally barred only if Oklahoma’s special
appellate remand rule for ineffectiveness claims is adequately and evenhandedly
applied.
Id. at 1264 (citation omitted).
After reviewing the record in this case in light of the factors identified in English, the Court
concludes that Petitioner’s claims of ineffective assistance of trial counsel are procedurally barred.
At trial, Petitioner was represented by attorney David Phillips. On appeal, Petitioner was represented
by attorney Stuart Southerland. For purposes of the first requirement identified in English, the Court
finds that Petitioner had the opportunity to confer with separate counsel on appeal.
The second English factor requires that the claim could have been resolved either “upon the
trial record alone” or after adequately developing a factual record through some other procedural
mechanism. Id. at 1263-64. Even if Petitioner’s defaulted claims could not all be resolved on the
record alone, he failed to file a reply to Respondent’s response and has otherwise failed to allege
with specificity how the Oklahoma remand procedure provided by Rule 3.11, Rules of the Oklahoma
Court of Criminal Appeals, was inadequate to allow him to supplement the record on his ineffective
assistance of counsel claim. See Hooks v. Ward, 184 F.3d 1206, 1217 (10th Cir. 1999) (once the
state pleads the affirmative defense of an independent and adequate state procedural bar, the burden
25
shifts to the petitioner to make specific allegations as to the inadequacy of the state procedure). The
Court recognizes that in ground 14 of the amended petition (Dkt. # 17), Petitioner claims that:
The inconsistent application of the doctrines of waiver and bar raise unconstitutional
barriers to the presentation of meritorious claims in both state appellate and postconviction proceedings. The refusal to permit meaningful evidentiary hearings on the
ineffectiveness of trial and appellate counsel underscores the deliberate indifference
of the state court system.
(Dkt. # 17 at 35). Those allegations, however, are conclusory and completely lacking in factual
specificity. As a result, Petitioner has failed to carry his burden of demonstrating that Oklahoma’s
procedural bar is inadequate and his claims of ineffective assistance of trial counsel as raised in his
post-conviction proceedings are procedurally barred.
Because of the procedural default of the identified claims in state court, this Court may not
consider the claims unless Petitioner is able to show cause and prejudice for the default, or
demonstrate that a fundamental miscarriage of justice would result if his claims are not considered.
See Coleman, 501 U.S. at 750. The cause standard requires a petitioner to “show that some
objective factor external to the defense impeded . . . efforts to comply with the state procedural
rules.” Murray v. Carrier, 477 U.S. 478, 488 (1986). Examples of such external factors include the
discovery of new evidence, a change in the law, and interference by state officials. Id. As for
prejudice, a petitioner must show “‘actual prejudice’ resulting from the errors of which he
complains.” United States v. Frady, 456 U.S. 152, 168 (1982). A “fundamental miscarriage of
justice” instead requires a petitioner to demonstrate that he is “actually innocent” of the crime of
which he was convicted. McCleskey v. Zant, 499 U.S. 467, 494 (1991).
Petitioner argues ineffective assistance of appellate counsel as “cause” for his failure to raise
his defaulted claims on direct appeal. However, the Court has determined above that appellate
26
counsel was not constitutionally ineffective. As a result, Petitioner’s ineffective assistance of
appellate counsel claim does not serve as “cause” to overcome the procedural bar.
Petitioner may also overcome the procedural bar applicable to his defaulted claims under the
fundamental miscarriage of justice exception. That exception is applicable only when a petitioner
asserts a claim of actual innocence. Herrera v. Collins, 506 U.S. 390, 403-04 (1993); Sawyer v.
Whitley, 505 U.S. 333, 339-41 (1992); see also Schlup v. Delo, 513 U.S. 298 (1995). To meet this
test, a criminal defendant must make a colorable showing of factual innocence. Beavers v. Saffle,
216 F.3d 918, 923 (10th Cir. 2000) (citing Herrera, 506 U.S. at 404). Under Schlup, a showing of
innocence sufficient to allow consideration of procedurally barred claims must be “so strong that
a court cannot have confidence in the outcome of the trial unless the court is also satisfied that the
trial was free of nonharmless constitutional error . . . .” Schlup, 513 U.S. at 316. Petitioner has the
burden of persuading this Court “that, in light of the new evidence, no juror, acting reasonably,
would have voted to find him guilty beyond a reasonable doubt.” Id. at 329. “The exception is
intended for those rare situations ‘where the State has convicted the wrong person of the crime. . .
[or where] it is evident that the law has made a mistake.’” Klein v. Neal, 45 F.3d 1395, 1400 (10th
Cir. 1995) (citation omitted). Petitioner does claim that he is actually innocent of the crimes for
which he was convicted. However, in this habeas action, he provides no new evidence supporting
this claim. Therefore, Petitioner has failed to demonstrate that he falls within the fundamental
miscarriage of justice exception to the doctrine of procedural bar.
Accordingly, because Petitioner has not demonstrated “cause and prejudice” or that a
“fundamental miscarriage of justice” will result if his claims are not considered, the Court concludes
27
that it is procedurally barred from considering the merits of Petitioner’s defaulted claims. Coleman,
501 U.S. at 724. He is not entitled to habeas corpus relief on those claims.
E. No habeas relief on conclusory allegations of equal protection violations
As part of grounds 2-5, and 8-14, Petitioner claims that his right to equal protection of the
law was violated. Only Petitioner’s Batson claim has been presented to the OCCA. As a result, the
remaining equal protection claims appear to be unexhausted. However, Petitioner fails to identify
any similarly-situated individual that has been given any different or more beneficial treatment. His
bare equal protection claims are simply too conclusory to permit a proper legal analysis. See Brown
v. Zavaras, 63 F.3d 967, 971 (10th Cir. 1995) (stating that complaint's allegations were “too
conclusory” to allow for complete equal protection analysis). Therefore, the Court finds that
Petitioner has failed to raise any plausible equal protection claims. As a result, Petitioner is not
entitled to habeas corpus relief on the unexhausted equal protection claims. 28 U.S.C. § 2254(b)(2).
F. Certificate of appealability
Rule 11, Rules Governing Section 2254 Cases in the United States District Courts, instructs
that “[t]he district court must issue or deny a certificate of appealability when it enters a final order
adverse to the applicant.” Pursuant to 28 U.S.C. § 2253, the court may issue a certificate of
appealability “only if the applicant has made a substantial showing of the denial of a constitutional
right,” and the court “indicates which specific issue or issues satisfy [that] showing.” A petitioner
can satisfy that standard by demonstrating that the issues raised are debatable among jurists, that a
court could resolve the issues differently, or that the questions deserve further proceedings. Slack
v. McDaniel, 529 U.S. 473, 483-84 (2000) (citing Barefoot v. Estelle, 463 U.S. 880, 893 (1983)).
In addition, when the Court’s ruling is based on procedural grounds, Petitioner must demonstrate
28
that “jurists of reason would find it debatable whether the petition states a valid claim of the denial
of a constitutional right and that jurists of reason would find it debatable whether the district court
was correct in its procedural ruling.” Slack, 529 U.S. at 484.
After considering the record in this case, the Court concludes that a certificate of
appealability should not issue. Nothing suggests that the Tenth Circuit would find that this Court’s
application of deference to the decision by the OCCA was debatable amongst jurists of reason. See
Dockins v. Hines, 374 F.3d 935 (10th Cir. 2004). As to those claims denied on a procedural basis,
Petitioner has failed to satisfy the second prong of the required showing, i.e., that the Court’s ruling
resulting in the denial of the petition on procedural grounds was debatable or incorrect. The record
is devoid of any authority suggesting that the Tenth Circuit Court of Appeals would resolve the
issues in this case differently. A certificate of appealability shall be denied.
CONCLUSION
After carefully reviewing the record in this case, the Court concludes that the Petitioner has
not established that he is in custody in violation of the Constitution or laws of the United States.
ACCORDINGLY, IT IS HEREBY ORDERED that the amended petition for a writ of
habeas corpus (Dkt. #17) is denied. The original petition (Dkt. # 1) is declared moot. A separate
judgment shall be entered in this matter. A certificate of appealability is denied.
DATED THIS 25th of April, 2012.
29
