Securities and Exchange Commission v. Villena et al, No. 1:2018cv04309 - Document 71 (S.D.N.Y. 2019)

Court Description: FINAL JUDGMENT AS TO DEFENDANT FAIYAZ DEAN: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section l0(b) of the Exchange Act [15 U.S.C. § 78j(b)] and Rule l0b-5 promulgated thereunder [17 C.F.R. § 240. 10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant shall pay a civil penalty in the amount of one hundred and sixty thousand dollars ($160,000.00) to the Securities and Exchange Commission pursuant to Section 20 (d)(1) of the Securities Act [15 U.S.C. § 77t(d)(l)] and Section 21 (d)(3)(A) of the Exchange Act [15 U.S.C. § 78u(d)(3)(A)]. Defendant shall make this payment within fourteen (14) days after entry of this Final Judgment. Defendant ma y transmit payment electronically to the Commission, which will provide detailed ACH transfer/Fedwire instructions upon request. Payment may also be made directly from a bank account via Pay.gov through the SEC website at http://www.sec.gov/abo ut/offices/ofm.htm. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. (And as further set forth herein.) Faiyaz Dean terminated. (Signed by Judge P. Kevin Castel on 11/27/2019) (jca)