Securities and Exchange Commission v. Tuzman et al, No. 1:2015cv07057 - Document 157 (S.D.N.Y. 2019)

Court Description: FINAL JUDGMENT AS TO DEFENDANT ROBIN SMYTH: The Securities and Exchange Commission having filed a Complaint and Defendant Robin Smyth having entered a general appearance; consented to the Court's jurisdiction over Defendant and th e subject matter of this action; consented to entry of this Final Judgment; waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defenda nt is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R.  67; 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security; as further set forth herein. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. Robin Smyth terminated. (Signed by Judge Alison J. Nathan on 11/21/2019) (mro) (Additional attachment(s) added on 11/22/2019: # 1 Appeal Package) (mro).

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Securities and Exchange Commission v. Tuzman et al Doc. 157 Dockets.Justia.com

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