-RJJ Wilson v. Biomat USA, Inc., No. 2:2010cv01657 - Document 55 (D. Nev. 2011)

Court Description: ORDER Granting in part and denying in part 50 Defendant Biomat USA, Inc's Motion to Strike; Granting in part and denying in part 51 Plaintiff Edward Wilson's Motion to Admit Evidence and Witnesses; and Granting in part and denying in part 53 Defendant's Motion to Strike. Signed by Judge Gloria M. Navarro on 10/17/11. (Copies have been distributed pursuant to the NEF - EDS)

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-RJJ Wilson v. Biomat USA, Inc. Doc. 55 1 UNITED STATES DISTRICT COURT 2 DISTRICT OF NEVADA 3 4 EDWARD WILSON, Plaintiff, 5 vs. 6 BIOMAT USA, INC., 7 Defendant. 8 ) ) ) ) ) ) ) ) ) Case No.: 2:10-cv-1657-GMN-RJJ ORDER 9 Before the Court is Defendant Biomat USA, Inc.’s Motion to Strike Witness List and 10 11 Objections (ECF No. 50). Also before the Court is Plaintiff Edward Wilson’s Motion to Admit 12 Plaintiff’s Evidence and Witnesses (ECF No. 51) and Defendant’s Motion to Strike Plaintiff’s 13 Motion to Admit Plaintiff’s Evidence and Witnesses (ECF No. 53). The Court addresses each 14 request and objection in turn. 15 A. DEFENDANT’S MOTION TO STRIKE AND OBJECTIONS (ECF NO. 50) 16 1. Motion to Strike Amended Witness List 17 Plaintiff submitted an Amended Witness List (ECF No. 50) after the October 6, 2011 18 deadline to file witness lists as ordered in the Order Regarding Trial (ECF No. 38). Plaintiff 19 added one witness to the amended list, Dr. Gary LaTourette, M.D. Defendant asks this court to 20 strike Dr. LaTourette as a witness because of the untimely filing of the amended list despite 21 Plaintiff’s apparent compliance with Rule 26(a) and (e). 22 The Order Regarding Trial [ECF No. 38 (8)(e)] merely states that witness lists shall be 23 filed with the Clerk of the Court “for use by the Court during jury selection.” The Court first 24 notes that since this is not a jury trial the requirement contained in section (8)(e) of the Court’s 25 Order Regarding Trial does not apply here. Even if this were a jury trial, the Order Regarding Page 1 of 7 Dockets.Justia.com 1 Trial does not necessarily supplant the requirements of Fed. R. of Civ. P. 26(a) and (e) which 2 govern the requirements of disclosure of witnesses prior to trial. Federal Rule of Civil 3 Procedure 37(c) allows the Court to strike a witness if he was not properly disclosed under Rule 4 26(a) and (e). The Court will not strike Dr. LaTourette as a witness without any evidence that 5 he was not properly disclosed. Defendant has failed to demonstrate that the witness was not 6 properly disclosed pursuant to Rule 26(a) and (e). Accordingly, Defendant’s motion to strike 7 Dr. LaTourette as a witness is DENIED. Limit Scope of Dr. Anthony’s Testimony 8 2. 9 Defendant asks this Court to limit the scope of Dr. Anthony’s testimony. The Court 10 previously denied Defendant’s motion in limine to exclude Dr. Anthony as an expert witness. 11 However, in making that ruling the Court clarified that Dr. Anthony’s testimony will be limited 12 to his review of the medical records and opinion as disclosed in the expert report assuming he is 13 qualified to testify as to the opinions provided in his report. Dr. Anthony can only testify 14 regarding matters if he is qualified as an expert in those areas. Therefore, any opinion that has 15 not been disclosed or an area outside his expertise will not be allowed. However, the parties 16 have failed to provide the court with sufficient information; therefore, the Court cannot make a 17 blanket ruling denying any and all testimony of Dr. Anthony, nor determine his ability to testify 18 as to causation at this time. At trial, Plaintiff will be allowed to call Dr. Anthony to lay a 19 foundation for all of the his qualifications and areas of expertise and the Defendant may 20 question Dr. Anthony and raise specific objections at the appropriate time to the qualifications 21 of Dr. Anthony and any opinion offered by Dr. Anthony. 22 3. Drs. Rosler, Shah, and LaTourette as Experts 23 Defendant argues that Plaintiff did not disclose Drs. Rosler, Shah and LaTourette as 24 experts and therefore the scope of their testimony should be limited. The Court agrees. Drs. 25 Rosler, Shah, and LaTourette are only allowed to testify as treating physicians since they were Page 2 of 7 1 not disclosed as experts under Rule 26(a)(2). A treating physician’s testimony is governed by 2 Federal Rule of Evidence 701. A treating physician’s testimony is limited to facts and opinions 3 developed during the course of the doctor’s treatment of the plaintiff. See Goodman v. Staples 4 The Office Superstore, LLC, 644 F.3d 817, 826 (requiring an expert report if a treating 5 physician is to offer an opinion formed outside the course of treatment). However, as the 6 Ninth Circuit recently held a treating physician is not allowed to offer opinion testimony 7 on the issue of causation because causation is a hypothetical question designated for 8 expert witnesses. United States v. Urena, ---F.3d---, 2010 WL 4840665, *3 (October 13, 9 2011). 10 B. PLAINTIFF’S MOTION TO ALLOW EVIDENCE (ECF NO. 51) Admit Plaintiff’s Medical and Billing Records 11 1. 12 Plaintiff asks the court to allow all his exhibits regarding his medical and billing records. 13 Some of the exhibits are accompanied by affidavits or declarations. Plaintiff offers other 14 exhibits that will only be authenticated by Dr. Anthony and Plaintiff at trial. 15 16 17 18 A memorandum, report, record . … in any form, of acts, events, conditions, opinions, or diagnoses, made at or near the time by, or from information transmitted by, a person with knowledge, if kept in the course of a regularly conducted business activity, and if it was the regular practice of that business activity to make the [record] as shown by the testimony of the custodian or other qualified witness, or by certification that complies with Rule 902(11) . . . 19 Fed. R. of Evid. 803(6). Rule 902(11) provides that: 20 21 22 23 24 25 The original or a duplicate of a domestic record or regularly conducted activity that would be admissible under Rule 803(6) if accompanied by a written declaration of its custodian or other qualified person . . ., certifying that the record (A) was made at or near the time of the occurrence of the matters set forth by, or from information transmitted by, a person with knowledge of those matters. (B) was kept in the course of the regularly conducted activity; and (C) was made by the regularly conducted activity as a regular practice. Page 3 of 7 1 Fed. R. of Evid. 902(11). 2 The medical records and bills that are accompanied by the affidavits described by 3 Plaintiff in his motion (ECF No. 51) do not appear to satisfy the requirements under Fed. R. of 4 Evid. 803(6) and 902(11). The affidavits do not appear to state that the record was kept as a 5 “regular practice.” However, until the parties actually submit the exhibits and affidavits for the 6 Court’s review, the Court cannot rule as to whether or not they will be allowed. 7 Plaintiff also argues that Cameron Medical Center and Fine Chiropractic are the same 8 facility and therefore the affidavit from the Cameron Medical Center should be “sufficient” for 9 Fine Chiropractic. The Court does not agree. Any documents and records from Fine 10 Chiropractic can only be authenticated by a custodian or other qualified witness of Fine 11 Chiropractic’s records. Even if the two businesses share the same custodian of records, the 12 certificate of authenticity or affidavit must list, describe or otherwise identify the Fine 13 Chiropractic records which Plaintiff seeks to admit. It does not appear that the affidavit from 14 Cameron Medical Center is sufficient. However, again the parties have provided neither the 15 affidavit nor the exhibits; therefore, the Court cannot make any ruling regarding the 16 authentication of the Fine Chiropractic records at this time. If Plaintiff moves to admit the 17 records, Defendant may object so the court may consider the sufficiency of the affidavits 18 offered to authenticate the documents. 19 Plaintiff would also like the Court to admit medical records and bills from Southern 20 Nevada Medical Group, Wellcare Pharmacy, Las Vegas Pharmacy and Radiology Associates of 21 Nevada based on the testimony of Dr. Anthony and Plaintiff. First of all, the Court fails to see 22 how Dr. Anthony would be qualified to testify regarding the business activities of businesses 23 where he has not been employed. Similarly, Plaintiff would also not be qualified to 24 authenticate the medical records and bills of a business where he has not been employed. 25 Plaintiff could testify regarding whether he received or paid bills when purchasing a Page 4 of 7 1 prescription or visiting a doctor, however Plaintiff would not be qualified to testify if a specific 2 medical record or billing record was created in the regular course of business, etc. as required 3 to satisfy the requirements under Fed. R. of Evid. 803(6) and 902(11). Therefore, unless 4 another basis for authentication is provided to the Court, it appears that these exhibits will not 5 be admissible at trial. Dr. Anthony’s Ability to Testify and Additional Witness 6 2. 7 In his motion (ECF No. 51) Plaintiff also responds to Defendant’s arguments in his 8 motion (ECF No. 50) regarding the scope of Dr. Anthony’s testimony and qualifications as well 9 as his ability to amend his witness list to add Dr. LaTourette. The Court has addressed these 10 issues supra in sections A-1 and A-2 and Plaintiff’s response does not clarify the matter. 11 C. DEFENDANT’S MOTION TO STRIKE (ECF NO. 53) 12 1. Strike Exhibit List 13 Plaintiff submitted an updated exhibit list on October 16, 2011 (ECF No. 52). 14 Defendant argues that it should be stricken because it was filed after the October 6, 2011 15 deadline provided in the Order Regarding Trial (ECF No. 38). The purpose of the instruction 16 in the Order Regarding Trial is to enable the Courtroom Administrator and the Court to be able 17 to receive and track exhibits at trial. The Order specifically instructs parties to use the form on 18 the Court’s website to easily facilitate trial preparation and provides the link. However, both 19 parties have failed to comply with the Court’s Order. The Court has within its discretion the 20 ability to sanction the parties for noncompliance with this Order, but will not automatically 21 strike all the proposed exhibits not provided in the proper format prior to the deadline. 22 Again, as to admissibility of the exhibits, so long as the newly added exhibits listed on 23 the updated exhibit list were previously properly disclosed to Defendant pursuant to Fed. R. of 24 Civ. P. 26(a) and (e) as explained supra, in section A-1, the Court will not strike the updated 25 exhibit list for failure to comply with the ORT. Page 5 of 7 1 2. Strike Expert Witness Motion 2 Next, Defendant asks the Court to strike Plaintiff’s Expert Witness Motion (ECF No. 3 51). While the Court notes that Plaintiff’s motion raises evidentiary matters that are best 4 determined at trial, it appears that Plaintiff made his motion – in part – to respond to 5 Defendant’s first motion to strike (ECF No. 50). The Court has determined that these parties 6 may benefit from the court’s consideration of Plaintiff’s motion as reflected in section B of this 7 Order. 8 3. Medical Records Authenticity 9 The Court will not allow any medical records that do not comply with Fed. R. of Evid. 10 803(6) and 902(11) as explained supra in section B-1. However, Defendant makes the 11 additional arguments. 12 First, Defendant argues that in order to properly certify the documents, the affidavits 13 from the custodian of records must be notarized. Defendant cites to no authority for its 14 assertion. Therefore, the Court finds that an un-notarized affidavit is sufficient under Rule 15 902(11) to satisfy the “written declaration” requirement to certify the records. However, the 16 affidavits must still also comply with all other requirements of Fed. R. of Evid. 803(6) and 17 902(11) as explained supra. 18 19 Next, Defendant argues the certifications do not establish that the records were made as a “regular practice.” The Court addressed this argument supra, in Section B-1. 20 Finally, Defendant argues that he was not provided sufficient notice as required by Rule 21 902(11) which states that the “party intending to offer a record . . . must provide written notice 22 . . . to the adverse parties, and must make the record and declaration available for inspection 23 sufficiently in advance of their offer into evidence to provide the adverse party with a fair 24 opportunity to challenge them.” Defendant claims that it did not have notice “until now.” 25 Defendant then argues that Plaintiff mislead this court when it stated that the parties were trying Page 6 of 7 1 to reach a stipulation regarding the admissibility of the evidence. In arguing that a stipulation 2 was never reached, Defendant admits that it must have received some notice on or prior to 3 October 11, 2011, either at or before calendar call and written notice by October 14, 2011, at 4 the very latest. Again, the parties have failed to provide the Court with the relevant facts 5 necessary to determine whether written notice was provided sufficiently in advance of trial to 6 provide a fair opportunity to raise a challenge. Therefore, the Court will not strike the exhibits 7 on that basis at this time. The objection may be raised again if and when the Plaintiff seeks to 8 admit the documents using these affidavits. 9 10 11 4. Dr. Anthony’s Testimony Defendant again raises the issue of the scope of Dr. Anthony’s testimony. The Court has addressed Dr. Anthony’s ability to testify as an expert above, supra section A-2. 12 CONCLUSION 13 IT IS HEREBY ORDERED that Defendant Biomat USA, Inc.’s Motion to Strike 14 Witness List and Objections (ECF No. 50) is GRANTED in part and DENIED in part. 15 Plaintiff’s Amended Witness List (ECF No. 49) is not stricken. 16 IT IS FURTHER ORDERED that Plaintiff Edward Wilson’s Motion to admit 17 Plaintiff’s Evidence and Witnesses (ECF No. 51) is GRANTED in part and DENIED in part. 18 IT IS FURTHER ORDERED that Defendant’s Motion to Strike (ECF No. 53) is 19 20 GRANTED in part and DENIED in part. DATED this 17th day of October, 2011. 21 22 23 ________________________________ Gloria M. Navarro United States District Judge 24 25 Page 7 of 7

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