Nghiem v. Santa Clara University et al, No. 5:2021cv06872 - Document 92 (N.D. Cal. 2024)
Court Description: ORDER granting 67 Motion for Summary Judgment; denying 77 Motion for Extension of Time to Complete Discovery. Signed by Judge P. Casey Pitts on 1/5/2024. The Clerk shall close the file. (nmc, COURT USER) (Filed on 1/5/2024)Any non-CM/ECF Participants have been served by First Class Mail to the addresses of record listed on the Notice of Electronic Filing (NEF)
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 PETER P NGHIEM, Plaintiff, 8 v. 9 10 SANTA CLARA UNIVERSITY, et al., ORDER GRANTING MOTION FOR SUMMARY JUDGMENT AND DENYING RULE 56(D) MOTION Dkt. Nos. 67, 77 Defendants. 11 United States District Court Northern District of California Case No. 21-cv-06872-PCP 12 13 Peter Nghiem, a former part-time adjunct lecturer, filed this employment discrimination 14 lawsuit against Santa Clara University (SCU) alleging race and age discrimination. SCU moves 15 for summary judgment, and Nghiem moves to delay summary judgment under Federal Rule of 16 Civil Procedure 56(d). For the reasons that follow, the Court grants SCU’s motion for summary 17 judgment and denies Nghiem’s Rule 56(d) motion. 18 BACKGROUND 19 Nghiem was a quarterly part-time adjunct lecturer (QAL) within the Department of 20 Computer Science and Engineering (COEN) at SCU from 2018–2020. He was 60–62 years old 21 during the relevant time period and is of Vietnamese descent. The COEN Department was chaired 22 by Nam Ling, who is of Chinese descent. Nghiem taught two courses (COEN 210 and COEN 389) 23 at SCU in Fall 2019 and was scheduled to teach these courses again in both Winter 2019 and 24 Spring 2020. Purportedly because of SCU’s policy that a course with fewer than seven registered 25 students will be cancelled, both courses were cancelled for those two terms. Nghiem was 26 scheduled to teach COEN 210 again in Fall 2020, but the course was cancelled for the same 27 reason. 28 Nghiem was not rehired as a QAL in Spring 2021, which SCU claims was due to his five 1 cancelled low-enrollment courses over the four terms. Nghiem alleges, however, that his courses 2 were cancelled because of his race and his age. 3 4 characteristics. In support of that claim, he alleges that Chairperson Nam Ling told him in 5 December 2019 that he “had not been considered for the openings because of [his] old age” and 6 that the Department was “looking for younger PhD graduates who focused more in doing research 7 even though they could not teach well.” Dkt. No. 86, at 8. 8 9 United States District Court Northern District of California Nghiem also alleges that he was denied a full-time position because of these protected In a separate incident, Nghiem alleges that SCU’s Online / Hybrid Learning Specialist Jeremy Kemp subjected him to harassment when Kemp implied that Nghiem was not qualified to 10 teach Computer Architecture. Specifically, Nghiem alleges that Kemp said that “Peter did not 11 know his subject matter because he could not explain it to a 6-year-old,” after which Nghiem filed 12 a complaint with SCU’s Title IX Office in August 2019. Dkt. No. 59, at 5. Another workshop 13 participant (Brian Larkin) also allegedly reported this incident to the Title IX Office. 14 Finally, Nghiem alleges that Nam Ling recruited his daughter Grace Ling, who took 15 Nghiem’s COEN 210 course, to “calumniate” Nghiem by posting a negative review on 16 ratemyprofessor.com in December 2019. Nghiem filed a formal complaint against Grace Ling 17 with SCU in January 2020. 18 Nghiem thereafter filed this employment discrimination lawsuit alleging: (1) race 19 discrimination and retaliation in violation of Title VII against SCU; (2) race discrimination and 20 retaliation in violation of 42 U.S.C. § 1981 against SCU and individuals Nam Ling and Jeremy 21 Kemp; (3) age discrimination and retaliation in violation of the federal Age Discrimination in 22 Employment Act (ADEA) against SCU; (4) race and age discrimination and retaliation in 23 violation of California’s Fair Employment and Housing Act (FEHA) against SCU; (5) intentional 24 infliction of emotional distress against SCU and individual defendants; and (6) negligent infliction 25 of emotional distress against SCU and individual defendants. He requests declaratory relief, 26 injunctive relief, compensatory damages, consequential damages, punitive damages, and 27 attorneys’ fees. SCU now moves for summary judgment. 28 2 STANDARD OF REVIEW 1 Under the Federal Rules, a Court “shall grant summary judgment if the movant shows that United States District Court Northern District of California 2 3 there is no genuine dispute as to any material fact and the movant is entitled to judgment as a 4 matter of law.” Fed. R. Civ. P. 56(a). A disputed issue of fact is genuine “if the evidence is such 5 that a reasonable jury could return a verdict for the nonmoving party.” Anderson v. Liberty Lobby, 6 Inc., 477 U.S. 242, 248 (1986). The moving party may submit affidavits to support a Rule 56 7 motion for summary judgment. Fed. R. Civ. P. 56(c); Celotex Corp. v. Catrett, 477 U.S. 317 8 (1986). “When the moving party has carried its burden under Rule 56(c), its opponent must do 9 more than simply show that there is some metaphysical doubt as to the material facts.” Matsushita 10 Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). “Where the record taken as 11 a whole could not lead a rational trier of fact to find for the non-moving party, there is no genuine 12 issue for trial.” Id. at 587. 13 Under Federal Rule of Civil Procedure 56(d), if a nonmovant “shows by affidavit or 14 declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the 15 court may defer considering the motion [for summary judgment] or deny it; allow time to obtain 16 affidavits or declarations or to take discovery; or issue any other appropriate order.” Fed. R. Civ. 17 P. 56(d). A party seeking relief under Rule 56(d) must show that: “(1) it has set forth in affidavit 18 form the specific facts it hopes to elicit from further discovery; (2) the facts sought exist; and (3) 19 the sought-after facts are essential to oppose summary judgment.” Family Home & Fin. Ctr., Inc. 20 v. Fed. Home Loan Mortg. Corp., 525 F.3d 822, 827 (9th Cir. 2008). ANALYSIS 21 22 23 24 25 I. SCU Is Entitled to Summary Judgment. A. Nghiem’s Employment Discrimination Claims Fail Because He Cannot Rebut SCU’s Showing of Legitimate, Nondiscriminatory Reasons for its Actions. SCU argues that it is entitled to summary judgment on Nghiem’s discrimination claims 26 under Title VII, § 1981, ADEA, and FEHA. To establish a prima facie case of employment 27 discrimination, a plaintiff must show that (1) he belongs to a protected class; (2) he was 28 performing according to the employer’s legitimate expectations; (3) he suffered an adverse 3 1 employment action; and (4) he was treated less favorably than similarly situated employees 2 outside of his protected class. McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1981). 3 Once the plaintiff meets this initial burden, the burden then shifts to the employer “to articulate 4 some legitimate, nondiscriminatory reason for the” adverse employment action. Id. The plaintiff 5 retains the burden of persuasion and can then rebut this purported nondiscriminatory reason by 6 providing evidence that it is pretextual. Texas Dept. of Community Affairs v. Burdine, 450 U.S. 7 248, 256 (1981). 8 United States District Court Northern District of California 9 Here, SCU argues that the cancellation of Nghiem’s courses and the decision not to rehire him as a QAL were due to the COEN Department’s policy of cancelling courses with fewer than 10 seven enrolled students. Dkt. No. 67-2. Acting Chairperson Silvia Figueira (who headed the 11 COEN Department while Nam Ling was on sabbatical from Fall 2019 to Winter 2020) states that 12 she cancelled Nghiem’s COEN 210 and COEN 389 courses in Spring 2020 due to low enrollment. 13 Id. at 2. Figueira notes that four other courses were also cancelled that term for the same reason, 14 that none of those professors were Vietnamese, and that two were younger than Nghiem. SCU 15 thus contends that it had a valid nondiscriminatory reason for its actions and that Nghiem was not 16 treated less favorably than similarly situated employees outside of his protected classes. 17 Nghiem responds that his courses were cancelled because of his protected characteristics. 18 But he fails to present any evidence suggesting that the adverse employment decisions were made 19 because of his race or age, as he must do to rebut SCU’s showing of a legitimate, 20 nondiscriminatory reason for the cancellations. Dkt. No. 87, at 11. Indeed, Nghiem acknowledged 21 in his deposition that his Spring 2020 courses were cancelled at the last minute because of low 22 enrollment. Dkt. No. 67-1, at 5–7. Because Nghiem has not rebutted SCU’s showing, summary 23 judgment must be granted to defendants on all claims arising from the cancellation of his courses 24 and the decision not to rehire him. 25 Regarding his earlier rejection from a full-time faculty position, Nghiem argues that Nam 26 Ling’s statement to him that Nghiem had “not been considered for the openings because of [his] 27 old age” shows that SCU’s purportedly nondiscriminatory rationale for that decision is pretextual. 28 He contends that the comment amounts to a “clearly sexist, racist, or similarly discriminatory 4 1 statement” by SCU and is therefore direct evidence of pretext. Coghlan v. American Seafoods Co., 2 413 F.3d 1090, 1095 (9th Cir. 2005); see also Cordova v. State Farm Ins. Cos., 124 F.3d 1145, 3 1149 (9th Cir. 1997) (holding on appeal from summary judgment that the employer’s sole 4 derogatory comment that employee was a “dumb Mexican” was enough to create an inference of 5 discriminatory motive). Nghiem further argues that Nam Ling’s comment directly demonstrates 6 bias and that no further evidence is needed to find discriminatory animus at the summary 7 judgment stage. See EEOC v. Boeing Co., 577 F.3d 1044, 1049 (9th Cir. 2009) (holding that “very 8 little” direct evidence is required to survive summary judgment); see also Chuang v Univ. of Cal. 9 Davis, 225 F.3d 1115, 1124 (9th Cir. 2000) (“With direct evidence, a triable issue as to the actual 10 United States District Court Northern District of California 11 motivation of the employer is created even if the evidence is not substantial.”). SCU, however, has presented unrebutted evidence that Nam Ling was not part of the 12 selection committee responsible for screening applicants for full-time faculty positions between 13 2017 and 2021, Dkt. No. 87-2, and Nghiem has not provided any evidence demonstrating why 14 Nam Ling would have material knowledge of that process notwithstanding his noninvolvement. In 15 the absence of such a showing, Nghiem cannot establish that Nam Ling’s statement provides 16 competent evidence of the reasons Nghiem was rejected from the role. Such a “stray” remark by a 17 nonparticipant lacking reliable knowledge of the events at issue is insufficient, standing alone, to 18 establish discrimination. Merrick v. Farmers Ins. Group, 892 F.2d 1434, 1438 (9th Cir. 1990). 19 Indeed, as Silvia Figueira (who was on the relevant selection committee) points out, over 100 20 applications were received and only eight candidates, all with stronger research and publication 21 records than Nghiem, were interviewed. Dkt. No. 87-1. Other than Nam Ling’s comment, Nghiem 22 presents no evidence that the selection committee (of which Ling was not a member) 23 discriminated against Nghiem in any way. 24 In sum, SCU has provided valid nondiscriminatory reasons for its cancellation of 25 Nghiem’s courses, its decision not to rehire him as a QAL, and its rejection of his application for a 26 full-time position. Because Nghiem has not provided evidence demonstrating that there is any 27 genuine dispute of material fact, Nghiem’s discrimination claims fail and the Court grants 28 summary judgment in favor of SCU. 5 United States District Court Northern District of California 1 B. SCU Is Entitled to Summary Judgment on Nghiem’s Retaliation Claims. 2 SCU also argues that it is entitled to summary judgment on Nghiem’s retaliation claims 3 under Title VII, § 1981, ADEA, and FEHA. To establish a prima facie case of retaliation, a 4 plaintiff must show that (1) he engaged in protected activity; (2) he suffered a materially adverse 5 action; and (3) there was a causal relationship between the two. See Westendorf v. W. Coast 6 Contractors of Nev., Inc., 712 F.3d 417, 422 (9th Cir. 2013) (citing Burlington Northern & Santa 7 Fe Ry. Co. v. White, 548 U.S. 53, 57 (2006)). Here, Nghiem alleges that Jeremy Kemp subjected 8 him to harassment by making comments implying that Nghiem was not qualified to teach 9 Computer Architecture, that he engaged in protected activity by submitting a complaint with 10 SCU’s Title IX Office, and that he subsequently suffered material adverse action by having his 11 courses cancelled and by not being rehired as a QAL. Dkt. No. 85, at 18–19. He alleges that his 12 complaint also resulted in the disparaging review from Grace Ling, who purportedly aided and 13 abetted Nam Ling. 14 SCU is entitled to summary judgment on Nghiem’s claim for retaliation because Nghiem 15 cannot establish a causal relationship between his protected activity and the materially adverse 16 employment actions at issue. As SCU notes, neither Nam Ling nor Figueira were aware of the 17 complaint made against Kemp at the time it was made. Dkt. Nos. 67-1, 67-2. And Kemp had no 18 role in the alleged adverse action against Nghiem. Thus, the Title IX complaint was disconnected 19 from the decision to discontinue Nghiem’s courses and not rehire him as a QAL. Likewise, 20 Nghiem’s claim that Grace Ling “aided and abetted” Nam Ling is unsubstantiated. While Nghiem 21 speculates that Nam Ling directed his daughter to submit the review as retaliation for Nghiem’s 22 Title IX complaint, he has not provided any evidence to support this assertion. 23 Nghiem separately contends that his January 2020 complaint against Grace Ling after she 24 posted her review may have resulted in the decision to cancel his Spring 2020 courses. Again, 25 however, Nam Ling was on sabbatical during that time and was not responsible for course 26 cancellations. Since there is no evidence that Grace Ling could have influenced Acting 27 Chairperson Silvia Figueira to cancel Nghiem’s courses, Nghiem’s retaliation claims fail. The 28 Court therefore grants summary judgment in favor of SCU on these claims as well. 6 United States District Court Northern District of California 1 C. SCU Is Entitled to Summary Judgment on Nghiem’s Emotional Distress Claims. 2 Finally, SCU argues that it is entitled to summary judgment on Nghiem’s intentional 3 infliction of emotional distress and negligent infliction of emotional distress claims. To state a 4 cause of action for intentional infliction of emotional distress, the plaintiff must show: (1) 5 outrageous conduct by the defendant; (2) the defendant intended to cause or recklessly disregarded 6 the probability of causing emotional distress; (3) the plaintiff suffered severe or extreme emotional 7 distress; and (4) actual and proximate causation of emotional distress by defendant’s outrageous 8 conduct. Yau v. Santa Margarita Ford, Inc., 229 Cal.App.4th 144, 160 (Cal. 2014). Similarly, to 9 prevail on a claim for negligent infliction of emotional distress, the plaintiff must establish that: 10 (1) the defendant was negligent; (2) the plaintiff suffered serious emotional distress; and (3) the 11 defendant’s negligence was a substantial factor in causing the plaintiff’s serious emotional 12 distress. Id. 13 Here, Nghiem asserts intentional infliction of emotional distress and negligent infliction of 14 emotional distress claims against all defendants, including individuals Nam Ling and Jeremy 15 Kemp. Specifically, Nghiem argues that the comments made by these individuals resulted in a loss 16 of wages, emotional distress, and physical injuries (including cancer recurrence in Fall 2021). Dkt. 17 No 86, at 23. Nghiem contends that the comments made by the two individuals were extreme and 18 outrageous because they should have known that he previously survived a stroke in 2018 and had 19 just recently recovered from prostate cancer in 2019. Id. SCU responds that the intentional 20 infliction of emotional distress claim should fail because there was no extreme or outrageous 21 conduct, and there was no intent to cause Nghiem emotional distress. SCU also contends that the 22 intentional infliction of emotional distress and negligent infliction of emotional distress claims 23 both fail because there is a lack of proximate causation. Dkt. No. 67, at 17. 24 The comments made by Nam Ling and Jeremy Kemp do not meet the high bar of extreme 25 and outrageous conduct needed to establish a claim for intentional infliction of emotional distress. 26 Janken v. GM Hughes Electronics, 46 Cal.App.4th 55, 80 (Cal. 1996) (“An essential element of 27 such a claim is a pleading of outrageous conduct beyond the bounds of human decency.”). 28 Moreover, Nghiem does not present evidence that either individual intended to cause him 7 1 emotional distress. As to the negligent infliction of emotional distress claim, Nghiem fails to 2 demonstrate causation between the individuals’ comments and his purported cancer recurrence. 3 And without a manifestation of physical symptoms, Nghiem must show that he suffered serious 4 emotional distress. Molien v. Kaiser Foundation Hospitals, 27 Cal.3d 916, 930 (Cal. 1980). 5 Because Nghiem fails to make the showing that the comments had the requisite impact on his 6 emotional state, both the intentional infliction of emotional distress and negligent infliction of 7 emotional distress claims fail. Accordingly, the Court also grants summary judgment in favor of 8 SCU on these state law tort claims. 9 II. United States District Court Northern District of California 10 The Court Denies Nghiem’s Rule 56(d) Motion. In the alternative, Nghiem argues that the Court should delay summary judgment pending 11 further discovery under Rule 56(d). He contends that SCU has been evasive in responding to his 12 interrogatories and document production requests. Dkt. No. 77. In response, SCU argues that 13 Nghiem has had ample time to engage in discovery given that the lawsuit has been ongoing for 14 more than two years yet he has never deposed any of the individual defendants. SCU also denies 15 Nghiem’s allegations of being evasive. Specifically, SCU notes that it responded to Nghiem’s 16 June 20, 2023 requests for production and special interrogatories, but found many of the requests 17 to be “compound, vague, and ambiguous.” After the parties met and conferred several times, 18 Nghiem refined his requests, and SCU provided a few additional answers. 19 Nghiem found the subsequent answers inadequate and argues that they were not fully 20 responsive to his requests. But finding a party’s responses to discovery requests unsatisfactory 21 does not on its own establish a basis for Rule 56(d) relief. As SCU notes, Nghiem could have filed 22 a motion to compel further responses, but did not do so at any time prior to the hearing on SCU’s 23 motion for summary judgment. Considering that this lawsuit has been ongoing for more than two 24 years and that Nghiem has failed to depose any of the individual defendants, the Court is not 25 convinced that there are likely to be facts that Nghiem will elicit from further discovery that would 26 be necessary to oppose SCU’s motion for summary judgment. Accordingly, the Court denies 27 Nghiem’s Rule 56(d) motion. 28 8 CONCLUSION 1 2 3 For the foregoing reasons, the Court grants summary judgment in favor of SCU and denies Nghiem’s Rule 56(d) motion. The Clerk shall enter judgment and close the case. 4 5 6 IT IS SO ORDERED. Dated: January 5, 2024 7 8 P. Casey Pitts United States District Judge 9 10 United States District Court Northern District of California 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 9
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