Yates v. Sonoma County et al, No. 4:2023cv01812 - Document 34 (N.D. Cal. 2024)

Court Description: ORDER by Judge Haywood S. Gilliam, Jr. ORDER GRANTING IN PART AND DENYING IN PART ( 11 , 25 ) MOTIONS TO DISMISS. Amended Pleadings due by 4/15/2024. (ndr, COURT STAFF) (Filed on 3/25/2024)

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Yates v. Sonoma County et al Doc. 34 1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 ZACHARY YATES, 7 Plaintiff, 8 v. 9 SONOMA COUNTY, et al., 10 Defendants. 11 United States District Court Northern District of California Case No. 23-cv-01812-HSG ORDER GRANTING IN PART AND DENYING IN PART MOTIONS TO DISMISS Re: Dkt. Nos. 11, 25 12 Pending before the Court are the County Defendants’1 and Legacy Long Distance 13 14 International’s motions to dismiss. See Dkt. Nos. 11, 25. The Court finds these matters 15 appropriate for disposition without oral argument and the matters are deemed submitted. See Civil 16 L.R. 7-1(b). For the reasons discussed below, the Court GRANTS IN PART and DENIES IN 17 PART Defendants’ motions to dismiss. 18 I. REQUEST FOR JUDICIAL NOTICE In support of their motion to dismiss, the County Defendants filed a request for judicial 19 20 notice regarding, inter alia, court records associated with Plaintiff’s underlying criminal matters as 21 well as administrative jail records. See Dkt. Nos. 12–13. Legacy joins in this request. See Dkt. 22 No. 25 at 10–11.2 Plaintiff opposes the request for judicial notice, arguing, in short, that “[t]here 23 is no evidence of the circumstances under which any of these items were presented, whether [he] 24 was given time to or actually read any of the documents, or whether he was bullied or tricked into 25 26 27 28 The complaint names Sonoma County (the “County”) and Sonoma County Sheriff Mark Essick (“Defendant Essick”), as well as Sonoma County Probation Officers Laura Consiglio, Brandon Bannister, and “DPO Chastain” (the “Probation Defendants”). See Dkt. No. 1 (“Compl.”) at ¶¶ 5– 8. For ease of reference, the Court refers to all of the Defendants associated with Sonoma County as the “County Defendants.” 2 All references to page numbers in filings are to the ECF pagination at the top of the document. 1 Dockets.Justia.com 1 signing.” Dkt. No. 24 at 3; see also Dkt. Nos. 24-1, 31-1; Dkt. No. 31 at 2–3 (objecting to Exhibit 2 N, the jail custody advisements, because “the meaning of the face of the document is ambiguous 3 and out of context”). Filings in other courts are the proper subject of judicial notice when directly related to the United States District Court Northern District of California 4 5 case, but only for the existence of assertions made in them, not for the truth of the matters 6 asserted. See Trigueros v. Adams, 658 F.3d 983, 987 (9th Cir. 2011); Lee v. City of Los Angeles, 7 250 F.3d 668, 688–90 (9th Cir. 2001); see also Fed. R. Evid. 201(b). The Court therefore 8 GRANTS IN PART the request for judicial notice as to those documents referenced below, but 9 otherwise DENIES AS MOOT the request as to documents that the Court did not consider as part 10 of this order. 11 II. 12 BACKGROUND As with the related case brought by the bankruptcy trustee, the procedural background of 13 this case is complicated, though largely undisputed. See Hoffman v. Sonoma Cty. et al., Case No. 14 22-05446-HSG (N.D. Cal.), Dkt. No. 37 (“Hoffman Order”). In December 2021, Plaintiff filed a 15 Chapter 7 Bankruptcy in the United States Bankruptcy Court for the Northern District of 16 California. See In re Zachary Yates, Case No. 21-10506-RLE (Bankr. N.D. Cal.), Dkt. No. 1. 17 Timothy Hoffman was appointed as the trustee of the bankruptcy estate, and Stephen Olson was 18 appointed as bankruptcy counsel for the trustee. See id., Dkt. Nos. 20, 32. As relevant to this 19 case, Plaintiff listed in his schedule of assets “[y]et to be filed contingent unliquidated and (likely) 20 disputed legal claims re: . . . (d) jail call wiretapping.” Id., Dkt. No. 15 at 33. 21 Plaintiff was represented in the bankruptcy action by Stephen Kent Rose. According to the 22 schedule of assets, Plaintiff had entered into an earlier “[a]ttorney contingency fee contract to 23 prosecute [a] legal malpractice case” in Sonoma Superior Court with Mr. Rose. Id. at 24. Mr. 24 Rose thus had a “[c]ontingent, unliquidated attorney lien on [the] legal malpractice lawsuit.” See 25 id. at 24, 33–34. As trustee, Mr. Hoffman requested that the bankruptcy court value Mr. Rose’s 26 secured claim against the estate as zero dollars, arguing that the contract between Plaintiff and Mr. 27 Rose was unenforceable; the trustee did not assume the contract; Mr. Rose did not keep any time 28 records for his services; and he did not meaningfully advance the malpractice lawsuit. See id., 2 1 2 Mr. Hoffman later appeared to reach an agreement with Mr. Rose and Plaintiff as to Mr. 3 Rose’s claim. See id., Dkt. No. 65 (“Motion to Compromise”). As part of this motion, Mr. Rose 4 agreed to accept $10,000 in full satisfaction of his claim. See id. at 6. Mr. Hoffman also agreed to 5 abandon certain scheduled assets, including Plaintiff’s claims for false imprisonment and for jail 6 call wiretapping because Mr. Hoffman did “not believe it would be in the best interests of the 7 estate for the Trustee to administer these claims, in light of the expense of litigation and the 8 possibility the claims will not prevail.” Id. at 7–8. Mr. Hoffman explained that he was concerned 9 that the value of these claims was “greatly exaggerated,” and would ultimately turn on Plaintiff’s 10 United States District Court Northern District of California Dkt. No. 44. Mr. Rose objected. See id., Dkt. No. 50. credibility as a witness. Id. at 8. 11 At the time of the Motion to Compromise, the parties appeared aware that Plaintiff might 12 have difficulty pursuing these abandoned claims because of the applicable statutes of limitations. 13 The parties therefore included the following provision in the Motion for Compromise: 14 15 16 17 18 19 [T]he Trustee will allow Rose to prepare and file complaints, in the Trustee’s name, after the Trustee and his counsel have reviewed [] the complaints and authorized the filing, regarding the scheduled litigation claims to be abandoned to the Debtor, to enable the Debtor to obtain the benefit of the extension of the statute of limitations set forth in Section 108 of the Bankruptcy Code. See In re Zachary Yates, Dkt. No. 66, Ex. 1 at ¶ 4 (emphasis added); see also Dkt. No. 65 at 6. On September 23, 2022, before the bankruptcy court approved the Motion to Compromise, 20 Mr. Rose filed the complaint in the related matter purportedly on behalf of Mr. Hoffman as the 21 bankruptcy trustee against the County Defendants and Legacy. See Hoffman v. Sonoma Cty. et al., 22 Dkt. No. 1. The complaint contended that on April 13, 2021, Plaintiff was released from a 23 Sonoma County jail, and under the conditions of his post release community supervision, he had 24 to report to the Sonoma County Probation Department within one day of his release. Id. at ¶¶ 17– 25 20. The next day, on April 14, a no-bail arrest warrant was issued claiming that Plaintiff had 26 failed to report as required. Id. at ¶ 21. According to the complaint, this was premature, and 27 Plaintiff ultimately reported to probation the afternoon of April 14. See id. at ¶ 22. Nevertheless, 28 Plaintiff was arrested for failing to report and was imprisoned for 10 days as a result. See id. at 3 United States District Court Northern District of California 1 ¶¶ 22–23. The complaint further alleged that while incarcerated, the County Defendants and 2 Legacy, which operated the inmate telephone system in Sonoma County jails, also improperly 3 recorded calls between Plaintiff and his attorney. See id. at ¶¶ 10, 24–27. The complaint alleged 4 violations of Plaintiff’s Fourth, Sixth, and Fourteenth Amendment rights, as well as related state 5 laws. See id. at ¶¶ 28–60. On September 26, 2022, the bankruptcy court granted the Motion to 6 Compromise, and Mr. Hoffman formally abandoned the legal claims at issue in the related case. 7 See In re Zachary Yates, Dkt. No. 73. 8 On April 13, 2023, Plaintiff filed the complaint in this case, which contains allegations that 9 are nearly identical to those pled in the Hoffman complaint. See Compl. at ¶¶ 5–8, 10, 17–60.4. A 10 few days later, in light of Mr. Hoffman’s abandonment of the claims and his lack of standing, the 11 Court dismissed the Hoffman complaint without leave to amend and denied Mr. Hoffman’s motion 12 to substitute Mr. Yates as the plaintiff under Federal Rule of Civil Procedure 25(c). Dkt. No. 37. 13 As the Court explained, It is obvious from the Motion to Compromise and Mr. Hoffman’s briefing in this case that the filing of this case, and the abandonment of the false imprisonment and jail cell call claims, were intended to extend the relevant statutes of limitations for Mr. Yates. As early as August 2022, Mr. Hoffman indicated his belief that the claims at issue in this case were meritless and should not be pursued by the bankruptcy estate. Yet Mr. Rose filed this case anyway on behalf of the trustee and now argues that Mr. Yates should receive the benefit of an extension of any statute of limitations under 11 U.S.C. § 108(a)(2). See Dkt. No. 17 at 3–4; Dkt. No. 35 at 4–5; see also Dkt. No. 32-1 at ¶ 7; Dkt. No. 34 at 1–2. Rule 25 is a procedural vehicle, and is not intended to change the substantive rights of the parties. Cf. Copelan v. Techtronics Indus. Co., 95 F. Supp. 3d 1230, 1235 (S.D. Cal. 2015) (allowing substitution of bankruptcy trustee because “the change is merely formal”). The Court declines to credit this transparent gamesmanship. 14 15 16 17 18 19 20 21 22 23 Id. at 7. 24 III. MOTIONS TO DISMISS 25 A. 26 Federal Rule of Civil Procedure 8(a) requires that a complaint contain “a short and plain Legal Standard 27 statement of the claim showing that the pleader is entitled to relief.” Fed. R. Civ. P. 8(a)(2). A 28 defendant may move to dismiss a complaint for failing to state a claim upon which relief can be 4 1 granted under Rule 12(b)(6). “Dismissal under Rule 12(b)(6) is appropriate only where the 2 complaint lacks a cognizable legal theory or sufficient facts to support a cognizable legal theory.” 3 Mendiondo v. Centinela Hosp. Med. Ctr., 521 F.3d 1097, 1104 (9th Cir. 2008) (citation omitted). 4 To survive a Rule 12(b)(6) motion, a plaintiff need only plead “enough facts to state a claim to 5 relief that is plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim 6 is facially plausible when a plaintiff “pleads factual content that allows the court to draw the 7 reasonable inference that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 8 556 U.S. 662, 678 (2009). United States District Court Northern District of California 9 In reviewing the plausibility of a complaint, courts “accept factual allegations in the 10 complaint as true and construe the pleadings in the light most favorable to the nonmoving party.” 11 Manzarek v. St. Paul Fire & Marine Ins. Co., 519 F.3d 1025, 1031 (9th Cir. 2008). Nevertheless, 12 courts do not “accept as true allegations that are merely conclusory, unwarranted deductions of 13 fact, or unreasonable inferences.” In re Gilead Scis. Sec. Litig., 536 F.3d 1049, 1055 (9th Cir. 14 2008) (quoting Sprewell v. Golden State Warriors, 266 F.3d 979, 988 (9th Cir. 2001)). 15 “A claim may be dismissed under Rule 12(b)(6) on the ground that it is barred by the 16 applicable statute of limitations only when the running of the statute is apparent on the face of the 17 complaint.” Von Saher v. Norton Simon Museum of Art at Pasadena, 592 F.3d 954, 969 (9th Cir. 18 2010) (internal quotation marks and citation omitted). “[A] complaint cannot be dismissed unless 19 it appears beyond doubt that the plaintiff can prove no set of facts that would establish the 20 timeliness of the claim.” Id. (citation omitted). 21 22 23 B. Discussion 1. Claims Related to the Flash Incarceration (Claims One and Two) Plaintiff raises two constitutional challenges under § 1983 regarding his flash 24 incarceration, alleging that it: (1) constituted an unreasonable search and seizure (Claim One), and 25 (2) violated his rights to due process (Claim Two). See Compl. at ¶¶ 28–33. “‘[F]lash 26 incarceration’ is a period of detention in a city or county jail due to a violation of an offender’s 27 conditions of postrelease supervision,” the length of which “can range between one and 10 28 consecutive days.” Cal. Penal Code § 3454(c). California law provides that a person subject to 5 1 postrelease community supervision (“PRCS”) “shall waive any right to a court hearing” before 2 imposition of a period of “flash incarceration” in a city or county jail “for any violation of his or 3 her postrelease supervision conditions.” Id. § 3453(q). 4 “An incorrect arrest does not provide grounds for a claim of deprivation of liberty without 5 due process if the arrest was made pursuant to a valid warrant based upon probable cause.” Bretz 6 v. Kelman, 773 F.2d 1026, 1030–31 (9th Cir. 1985) (citation omitted). While innocence or 7 acquittal after trial “may be relevant to a tort claim for false imprisonment, it is largely irrelevant 8 to a claim of deprivation of liberty without due process of the law.” Id. (citation omitted). 9 “Nevertheless, if an arrest is made in bad faith, there may be a cause of action under § 1983 as an 10 illegal, unconstitutional arrest.” Id. (citations omitted). Here, the County Defendants argue that the existence of a facially valid warrant fatally United States District Court Northern District of California 11 12 undermines Plaintiff’s claims. See Dkt. No. 11 at 17–19. They also argue that Plaintiff was 13 afforded prompt judicial review following his detention, which constituted adequate due process. 14 See id. at 19–21.3 However, taking the allegations in the complaint as true, as the Court must at 15 the pleading stage, Plaintiff has adequately alleged the Fourth and Fourteenth Amendment claims. 16 Plaintiff alleges that he reported to the Probation Department on April 14, 2021 in accordance with 17 the terms of his PRCS and an order issued by the Superior Court one day prior. See Compl. at 18 ¶¶ 20–22. He contends that upon timely reporting, the Probation Defendants caused Defendant 19 Essick to “unlawfully, falsely, summarily, and extrajudicially imprison” him. Id. at ¶¶ 22–23. 20 Plaintiff also contests the validity of the warrant, contending it was based on false statements by 21 some of the County Defendants, such that there was no lawful basis for his seizure and 22 imprisonment. See id. at ¶¶ 22–23, 28. Plaintiff further alleges that his seizure and incarceration 23 were “malicious, oppressive, wanton, and despicable,” and that he was detained for ten days “with 24 no judicial process whatsoever.” Id. at ¶¶ 30–31. 25 26 27 28 3 In making these arguments, the County Defendants rely on a number of documents raised in their request for judicial notice. See Dkt. No. 11 at 16–21. In doing so, they essentially ask the Court to assume the truth of the matters asserted in these documents, which is not appropriate at the motion to dismiss stage. See Lee, 250 F.3d at 688–90 (holding that district court erred in granting motion to dismiss § 1983 claims by relying on extrinsic evidence and by taking judicial notice of disputed matters of fact to support its ruling). 6 United States District Court Northern District of California 1 Whether the County Defendants acted pursuant to a valid arrest warrant, whether they 2 acted in bad faith, and whether Plaintiff was deprived of due process are in dispute. Courts have 3 declined to resolve analogous issues at the motion to dismiss stage. See, e.g., Lee, 250 F.3d at 4 684–85 (“In such circumstances, a due process violation may have occurred. Certainly at the 5 pleading stage we cannot conclude otherwise.”) (citations omitted); Alvarez-Orellana v. City of 6 Antioch, Case No. 12–CV–04693 JSC, 2013 WL 428622, at *5 (N.D. Cal. Feb. 1, 2013) (finding 7 allegation that plaintiff’s arrest violated the Fourth and Fourteenth Amendments to be sufficiently 8 pled against some defendants, where the only justification for arrest and 14-day detention was a 9 warrant alleged to be invalid); Harvey v. City of Oakland, Case No. C07-01681 MJJ, 2007 WL 10 3035529, at *3 (N.D. Cal. Oct. 16, 2007) (denying motion to dismiss where the plaintiff disputed 11 the validity of the warrant and alleged the defendants’ actions were “willful, wanton, malicious, 12 oppressive, and in bad faith”). 13 However, the first and second claims of the complaint fail to plead any facts (as opposed to 14 arguments or conclusions) with respect to Defendant Essick, beyond alleging that he complied 15 with the purportedly unlawful flash incarceration order. See Compl. at ¶¶ 23, 28, 30–31, 33. 16 These “threadbare recitals of a cause of action’s elements, supported by mere conclusory 17 statements,” Iqbal, 556 U.S. at 663, are insufficient to state a claim against Defendant Essick. See 18 Alvarez-Orellana, 2013 WL 428622, at *5 (dismissing with leave to amend conclusory claims that 19 defendant police chief violated plaintiff’s Fourth Amendment rights in connection with allegedly 20 unlawful arrest). Accordingly, the Court GRANTS the motion to dismiss Plaintiff’s first and 21 second claims against Defendant Essick with leave to amend. Because the disputed factual 22 matters relevant to Plaintiff’s other allegations cannot be resolved at the pleading stage, the Court 23 DENIES the County Defendants’ motion to dismiss as to the remaining Defendants. 24 25 2. State Law Claims (Claims Three and Five) The complaint also alleges two state law claims: (1) false arrest and imprisonment (Claim 26 Three), and (2) unlawful jail call wiretapping under California Penal Code Sections 636 and 637.2 27 (Claim Five). See Compl. at ¶¶ 34–38, 50–53. Defendants argue that because Plaintiff filed his 28 lawsuit after the expiration of the one-year statute of limitations in California Code of Civil 7 1 Procedure section 340, these two state law claims must be dismissed. See Dkt. No. 11 at 14–15; 2 Dkt. No. 25 at 23–25. The Court agrees. The statute of limitations for false imprisonment is one year. Cal. Civ. Proc. Code § 340(c). United States District Court Northern District of California 3 4 “False arrest and false imprisonment overlap; the former is a species of the latter.” Wallace v. 5 Kato, 549 U.S. 384, 388 (2007); see also Blankenhorn v. City of Orange, 485 F.3d 463, 486 n.15 6 (9th Cir. 2007) (citing Collins v. City and Cty. of San Francisco, 50 Cal. App. 3d 671, 673 (1975) 7 (“False arrest is but one way of committing a false imprisonment.”)); Bolbol v. City of Daly City, 8 Case Nos. C–09–1944 EMC, C–09–5318 EMC, 2011 WL 3156866, at *3 (N.D. Cal. July 26, 9 2011) (citing Milliken v. City of South Pasadena, 96 Cal. App. 3d 834, 840 (1979) (recognizing a 10 one-year statute of limitations for a claim of false arrest and imprisonment under § 340)). The 11 “[l]imitations [period] begin[s] to run against an action for false imprisonment when the alleged 12 false imprisonment ends.” Wallace, 549 U.S. at 389 (citations omitted). “Reflective of the fact 13 that false imprisonment consists of detention without legal process, a false imprisonment ends 14 once the victim becomes held pursuant to such process—when, for example, he is bound over by 15 a magistrate judge or arraigned on charges.” Id. (emphasis in original). The statute of limitations 16 for a Section 637.2 civil action is also one year, and does not begin to run “until the plaintiff 17 discovers or should have discovered his injury.” NEI Contracting and Eng’g, Inc. v. Hanson 18 Aggregates Pac. Sw., Inc., No. 3:12–CV–01685–BAS(JLB), 2015 WL 1346110, at *4 (S.D. Cal. 19 Mar. 24, 2015) (citing Quesada v. Banc of Am. Inv. Servs., Inc., Case No. C–11–1703 EMC, 2012 20 WL 34228, at *1 (N.D. Cal. Jan. 6, 2012); Cal. Civ. Proc. Code § 340(a)).4 Plaintiff’s claim of false arrest and imprisonment is premised on his 10-day “flash” 21 22 incarceration, which he alleges ended on April 23, 2021 when he was released from custody. See 23 Compl. at ¶¶ 22–24. Accordingly, at the latest, he had until April 23, 2022 to file this claim. And 24 25 26 27 28 4 Citing Montalti v. Catanzariti, 191 Cal. App. 3d 96, 99–100 (1987), Plaintiff contends that the three-year statute of limitations in California Code of Civil Procedure Section 338(a) applies to his fifth claim. See Dkt. No. 24 at 8–9; Dkt. No. 31 at 8. However, Montalti directly held that the one-year statute of limitations under § 340 applied to a cause of action brought under § 637.2. 191 Cal. App. 3d at 98. Plaintiff’s argument that the California Court of Appeal erred in Montalti, see Dkt. No. 31 at 8, is not persuasive, and the Court has no reason to conclude that the California Supreme Court would reach a different conclusion if confronted with this question. 8 United States District Court Northern District of California 1 Plaintiff claims his phone calls were recorded between July 27, 2021, and August 23, 2021.5 Id. at 2 ¶¶ 26–26.1. In the underlying criminal action, the prosecutor represented on September 2, 2021 3 that Plaintiff’s phone calls to his attorney from jail were not blocked as privileged and had been 4 recorded, putting Plaintiff on at least inquiry notice as to that issue on that date. See Dkt. No. 13 5 at 40–42 (Ex. O) (transcript of proceedings on September 2, 2021). At the latest, Plaintiff had 6 until September 2, 2022 to file his wiretapping claim. He filed the complaint in this case on April 7 13, 2023. See Compl. His two state law claims are therefore untimely and facially barred by the 8 statute of limitations. 9 Despite his tardy filing, Plaintiff urges that dismissal of these claims is improper because, as 10 the debtor in a bankruptcy proceeding, he should receive the benefit of an extension of any statute 11 of limitations under 11 U.S.C. § 108(a)(2). See Compl. at ¶ 16; Dkt. No. 24 at 8–9; Dkt. No. 31 at 12 8–9. The Court squarely rejected virtually identical arguments made against the same Defendants 13 in denying the trustee’s request to substitute Mr. Yates as plaintiff in the Hoffman matter: 14 []Mr. Hoffman has not identified any authority supporting his argument that Mr. Yates can benefit from § 108(a)(2)—the only reason given for substituting Mr. Yates in this case. Mr. Hoffman and Mr. Yates appear to argue that it would be unjust if the Court does not allow Mr. Yates’s substitution into this case, and the Court would somehow be interfering with a private agreement among the parties. See Dkt. No. 35 at 4–5, 8. But it is not clear that Messrs. Yates, Rose, and Hoffman had the power to enter into this arrangement at all[.] 15 16 17 18 Section 108(a)(2) does not extend the benefit to the debtor. It explicitly allows trustees to commence actions two years after the commencement of the bankruptcy proceeding. See 11 U.S.C. § 108(a)(2). Courts have explained that § 108 “was enacted to benefit the creditors of the bankrupt debtor, rather than the mere debtor itself.” See Natco Indus., Inc. v. Fed. Ins. Co., 69 B.R. 418, 419–20 (S.D.N.Y. 1987) (collecting cases); Cunningham v. Healthco, Inc., 824 F.2d 1448, 1460 (5th Cir. 1987) (“While a debtor-in-possession is entitled to § 108’s tolling period, however, a debtor is not.”). Here, any recovery from Mr. Yates’s false imprisonment and jail cell wiretapping claims would only benefit Mr. Yates and not any creditors. If such strategies were permitted, this could “discourage debtors from bringing timely actions . . . .” Natco, 69 B.R. at 420. Neither Mr. Hoffman nor Mr. Yates explains why § 108 should nevertheless apply now that Mr. Hoffman has abandoned these claims. Despite their urging, this is not “an undeserved windfall to 19 20 21 22 23 24 25 26 27 28 5 According to the complaint, Plaintiff was back in custody starting on July 23, 2021. See Compl. at ¶ 24. 9 defendants,” . . . but rather a straightforward application of existing law. 1 2 Moreover, the Motion to Compromise among Messrs. Hoffman, Yates, and Rose does not just affect their rights, but also the rights of others who are not a party to this arrangement. Mr. Yates is explicitly attempting to extend the statute of limitations for claims against other entities—namely the Defendants in this case—who were not parties to the Motion to Compromise. Mr. Yates does not cite, and the Court is not aware, of any authority that would permit a person to unilaterally extend the statute of limitations in this way. 3 4 5 6 The Court will not sanction such an arrangement by allowing Mr. Yates to continue litigating this case by way of an obvious effort to evade the statute of limitations . . . . 7 United States District Court Northern District of California 8 9 Hoffman Order at 8–9. In the absence of binding authority compelling a contrary conclusion, the 10 Court finds that there is no basis to revisit its prior ruling. And Plaintiff does not assert any other 11 basis on which the applicable statutes of limitations should be tolled. Accordingly, the Court GRANTS Defendants’ motions to dismiss Plaintiff’s third and 12 13 fifth claims.6 While it appears unlikely that Plaintiff could plead any facts establishing the 14 timeliness of these claims given what he has already pled, because of the standard applicable on a 15 motion to dismiss, the Court will grant one final opportunity to amend. Von Saher, 592 F.3d at 16 969. 17 3. Claim Regarding the Privileged Phone Calls (Claim Four) 18 Plaintiff next contends that the recording of several allegedly attorney-client privileged 19 telephone conversations between himself and Mr. Rose while he was incarcerated gives rise to 20 § 1983 liability under the Fourth and Sixth Amendments (Claim Four). See Compl. at ¶¶ 24–27.1, 21 40–44.7 “The Fourth Amendment is not triggered unless the state intrudes into an area in which 22 23 there is a constitutionally protected reasonable expectation of privacy.” United States v. Van 24 Poyck, 77 F.3d 285, 290 (9th Cir. 1996) (internal quotation marks and citations omitted). “Such a 25 26 27 28 6 Because the Court finds that that the state law claims are time-barred, it does not reach Defendants’ arguments that these claims should be dismissed for failure to state a claim. See Dkt. No. 11 at 21, 26–28; Dkt. No. 25 at 24–25. 7 Plaintiff names Legacy in his fourth, fifth, and sixth claims. See Compl. at ¶¶ 40–44, 50–53, 60.4. However, it appears his primary contentions are generally directed to the County Defendants. 10 1 ‘constitutionally protected reasonable expectation of privacy’ exists only if (1) the defendant has 2 an ‘actual subjective expectation of privacy’ in the place searched and (2) society is prepared to 3 recognize that expectation.” Id. (citation omitted). Applying this standard in the context of 4 routinely recorded prison calls, the Ninth Circuit held that “any expectation of privacy in outbound 5 calls from prison is not objectively reasonable and that the Fourth Amendment is therefore not 6 triggered by the routine taping of such calls.” Id. at 291. The court excepted from its analysis 7 “properly placed” telephone calls between a defendant and his attorney, noting that the jail where 8 defendant was detained did not record or monitor such calls as a matter of policy. See id. at n.9. 9 The court further concluded that Van Poyck’s consent to the taping of the phone calls vitiated his United States District Court Northern District of California 10 Fourth Amendment claim, such that it independently failed on that ground. Id. at 291. 11 In addition, “[i]n order to show that the government’s alleged intrusion into the attorney- 12 client relationship amounted to a violation of the Sixth Amendment, a defendant must show, at a 13 minimum, that the intrusion was purposeful, that there was communication of defense strategy to 14 the prosecution, or that the intrusion resulted in tainted evidence.” United States v. Fernandez, 15 388 F.3d 1199, 1240 (9th Cir. 2004) (citations and emphasis omitted). Such a deliberate 16 interference “violates the Sixth Amendment right to counsel if it substantially prejudices the 17 criminal defendant.” Williams v. Woodford, 384 F.3d 567, 584–85 (9th Cir. 2004) (citations 18 omitted). “Substantial prejudice results from the introduction of evidence gained through the 19 interference against the defendant at trial, from the prosecution’s use of confidential information 20 pertaining to defense plans and strategy, and from other actions designed to give the prosecution 21 an unfair advantage at trial.” Id. at 585. 22 Here, the parties dispute whether Plaintiff consented to the taping of his phone calls, 23 whether his calls were “properly placed” so as to fall outside of the rule articulated by the Ninth 24 Circuit in Van Poyck, and whether he was prejudiced by disclosure of any information purportedly 25 derived from these phone calls with his attorney. Compare Dkt. No. 11 at 22–26; Dkt. No. 25 at 26 18–23, with Dkt. No. 24 at 6–7; Dkt. No. 31 at 3–4. Both motions to dismiss again rely on 27 documents proffered with the request for judicial notice, and again it would be improper for the 28 Court to assume the truth of the matters asserted in those documents to contradict Plaintiff’s 11 1 allegations. See Lee, 250 F.3d at 688–90. Defendants also cite the Ninth Circuit’s recent decision 2 in Evans v. Skolnik, 997 F.3d 1060 (9th Cir. 2021). See Dkt. No. 11 at 22–26; Dkt. No. 25 at 18– 3 23. But that case was decided on qualified immunity grounds at the summary judgment stage 4 based on the Court’s finding that the right Plaintiff asserted was not clearly established. 997 F.3d 5 at 1066-1069. Because the factual issues in dispute are not susceptible to resolution at the 6 pleading stage, the Court DENIES the motion to dismiss this claim as to all Defendants other than 7 Defendant Essick.8 Plaintiff’s only allegation against Defendant Essick as to this claim is that he participated 8 United States District Court Northern District of California 9 in the purportedly unlawful recording of the jail cell calls, see Compl. at ¶¶ 25–26.3, 40–44, but 10 there are no facts supporting a reasonable inference that he did so. See Jones v. Williams, 297 11 F.3d 930, 934 (9th Cir. 2002) (“In order for a person acting under color of law to be liable under 12 section 1983 there must be a showing of personal participation in the alleged rights deprivation: 13 there is no respondeat superior liability under section 1983.”). The Court thus GRANTS the 14 motions to dismiss as to Defendant Essick only, with leave to amend. 15 4. Monell Claim (Claim Six) Finally, Plaintiff alleges municipal liability under Monell v. N.Y. City Dep’t of Social 16 17 Servs., 436 U.S. 658 (1978), against the County Defendants for violating his constitutional rights 18 (Claim Six). See Compl. at ¶¶ 60–60.3. He also adds a purported Monell claim against Legacy. 19 Id. at ¶ 60.4. 20 a. The County Defendants “[A] municipality cannot be held liable under § 1983 on a respondeat superior theory.” 21 22 Monell, 436 U.S. at 691. To state a claim for municipal liability under Monell, “a plaintiff must 23 allege either that (1) ‘a particular municipal action itself violates federal law, or directs an 24 employee to do so’; or (2) the municipality, through inaction, failed to implement adequate 25 policies and procedures to safeguard its community members’ federally protected rights.” Hyun 26 27 28 Relatedly, Defendants argue that Plaintiff’s federal wiretapping claim should be dismissed, inter alia, because he consented to the recording of his phone calls. See Dkt. No. 11 at 25–26; Dkt. No. 25 at 22–23. For the same reasons, the Court DENIES the motions to dismiss on this ground. 12 8 1 Ju Park v. City and Cty. of Honolulu, 952 F.3d 1136, 1141 (9th Cir. 2020) (citations omitted) 2 (emphasis in original). “When . . . a plaintiff pursues liability based on a failure to act, she must 3 allege that the municipality exhibited deliberate indifference to the violation of her federally 4 protected rights.” Id. (citation omitted). At the pleading stage, a plaintiff’s Monell claim “may not 5 simply recite the elements of a cause of action, but must contain sufficient allegations of 6 underlying facts to give fair notice and to enable the opposing party to defend itself effectively.” 7 AE ex rel. Hernandez v. Cty. of Tulare, 666 F.3d 631, 637 (9th Cir. 2012) (citation omitted). Here, Plaintiff alleges that his experience—the 10-day flash incarceration—is indicative of 8 United States District Court Northern District of California 9 the County’s official policy, practice, and custom of failing to train its officers, resulting in the 10 unlawful arrest and incarceration of “many victims.” Compl. at ¶¶ 60–60.3. He also claims that 11 the County Defendants, at all relevant times, were well aware of this practice but nonetheless were 12 deliberately indifferent to it. See id. at ¶¶ 60.1–60.2. “These conclusory allegations, however, do 13 not supply underlying facts to establish that the alleged conduct even occurred on more than one 14 occasion,” or that the County or authorized policymakers were aware of, or had constructive 15 knowledge of, any unconstitutional conduct. Freeman v. Rohnert Park Dep’t of Pub. Safety, Case 16 No. 18-cv-07661-HSG, 2019 WL 4082852, at *6 (N.D. Cal. Aug. 29, 2019). “This is not enough 17 to survive a motion to dismiss.” Id. Similarly, Plaintiff sets forth no plausible factual allegations supporting an inference that 18 19 Defendant Essick personally did anything other than comply with a court order as the County 20 sheriff. See Compl. at ¶¶ 23, 28, 30–31, 33. That is inadequate. See Jones, 297 F.3d at 934. 21 Accordingly, Plaintiff fails to state a Monell claim against the County Defendants. 22 b. Legacy Plaintiff’s Monell claim against Legacy is similarly not cognizable. To make out a claim 23 24 under Monell against Legacy, a private entity, Plaintiff must show that (1) Legacy “acted under 25 color of state law,” and (2) “if a constitutional violation occurred, the violation was caused by” 26 Legacy’s official policy or custom. Tsao v. Desert Palace, Inc., 698 F.3d 1128, 1139 (9th Cir. 27 2012). 28 First, the complaint lacks any facts plausibly suggesting that Legacy acted under color of 13 1 state law. “It is generally presumed that private individuals and entities do not act ‘under color of 2 state law’ within the meaning of § 1983.” Rabieh v. Paragon Sys. Inc., 316 F. Supp. 3d 1103, 3 1109 (N.D. Cal. 2018) (citations omitted). “Under § 1983, a claim may lie against a private party 4 who is a willful participant in a joint action with the State or its agents. Private persons, jointly 5 engaged with state officials in the challenged action, are acting under color of law for purposes of 6 § 1983 actions.” Dietrich v. John Ascuaga’s Nugget, 548 F.3d 892, 899–900 (9th Cir. 2008) 7 (internal quotation marks and citations omitted). “However, a bare allegation of such joint action 8 will not overcome a motion to dismiss; the plaintiff must allege facts tending to show that 9 [Defendants] acted under color of state law or authority.” Id. (internal quotation marks and United States District Court Northern District of California 10 citations omitted). 11 Here, Plaintiff’s bare, conclusory allegation that Legacy and the County Defendants 12 “intentionally intercepted, recorded, and disclosed the contents” of the outgoing jail calls and were 13 deliberately indifferent to the likelihood that those calls contained privileged attorney-client 14 communications, Compl. at ¶ 60.4, does not plausibly plead that Legacy acted under color of state 15 law or authority. See, e.g., Jackson v. City of Inglewood, Case No. CV 07-05311 TJH(AJW), 16 2009 WL 699948, at *4–5 (C.D. Cal. Mar. 12, 2009) (granting motion to dismiss where the 17 plaintiff failed to plausibly allege any facts supporting his bare allegation that the business entity 18 defendants acted under state law). Second, Plaintiff fails to allege facts sufficient to plausibly plead that any constitutional 19 20 deprivation occurred as a result of Legacy’s custom or policy. Importantly, he sets forth no factual 21 allegations supporting the inference that his injuries resulted from any specified policy or custom 22 of Legacy. See Rabieh, 316 F. Supp. 3d at 1112 (granting motion to dismiss where the plaintiff 23 made no allegations that his injuries resulted from the private entity’s polices or customs). Thus, 24 Plaintiff fails to state a Monell claim against Legacy. Because Plaintiff fails to plausibly plead a Monell claim against any of the Defendants, the 25 26 Court GRANTS the motions to dismiss as to Plaintiff’s sixth claim with leave to amend. 27 IV. 28 CONCLUSION Defendants’ motions to dismiss are GRANTED with leave to amend as to Claims Three, 14 1 Five, and Six. See Dkt. Nos. 11, 25. The motions are DENIED as to Claims One, Two, and Four, 2 except for the allegations against Defendant Essick, as to which the motions are GRANTED with 3 leave to amend. Id. While the Court has significant skepticism that some of the identified 4 pleading flaws can be overcome given the circumstances here, it cannot say definitively that 5 amendment would be futile. The claims are thus dismissed with leave to amend. Plaintiff may 6 file an amended complaint within 21 days of the date of this order, but he may not add any new 7 claims or defendants. 8 9 IT IS SO ORDERED. Dated: 3/25/2024 10 United States District Court Northern District of California 11 HAYWOOD S. GILLIAM, JR. United States District Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 15

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