Okinawa Dugong (Dugong Dugon) et al v. Rumsfeld et al, No. 3:2003cv04350 - Document 188 (N.D. Cal. 2015)

Court Description: AMENDED ORDER Granting 163 Defendants' Motion to Dismiss. Signed by Judge Edward M. Chen on 2/13/2015. (emcsec, COURT STAFF) (Filed on 2/13/2015)
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Okinawa Dugong (Dugong Dugon) et al v. Rumsfeld et al Doc. 188 1 2 3 4 5 UNITED STATES DISTRICT COURT 6 NORTHERN DISTRICT OF CALIFORNIA 7 8 CENTER FOR BIOLOGICAL DIVERSITY, et al., No. C-03-4350 EMC 9 Plaintiffs, AMENDED ORDER GRANTING DEFENDANTS’ MOTION TO DISMISS v. 11 For the Northern District of California United States District Court 10 (Revisions in green highlight) CHUCK HAGEL, et al., 12 13 Defendants. ___________________________________/ (Docket No. 163) 14 15 16 Plaintiffs are three Japanese individuals and four environmental groups that are challenging a 17 U.S. Department of Defense (DoD)1 decision, made jointly with the Government of Japan, to 18 construct a new military base on Okinawa. According to Plaintiffs, construction of two aircraft 19 runways on landfill in Henoko Bay will destroy critical feeding grounds and habitat for the Okinawa 20 dugong, a species of marine mammal similar to a manatee. It is undisputed that the Okinawa 21 dugong is critically endangered. 22 Plaintiffs originally filed this lawsuit in 2003, arguing that DoD failed to “take into account” 23 any adverse effects that construction of the military base might have on the dugong. Plaintiffs 24 contended that such action was necessary pursuant to section 402 of the National Historic 25 Preservation Act (NHPA). This Court (Patel, J.) agreed with Plaintiffs, and in 2008 ordered the 26 27 28 1 The Court refers to the Defendants in this case alternatively as DoD or “the Government.” Dockets.Justia.com 1 DoD to comply with the NHPA. DoD completed a report intended to satisfy its NHPA obligations 2 in April 2014. 3 Now, with construction of the military base apparently underway, Plaintiffs seek to challenge 4 the DoD’s NHPA findings under the Administrative Procedures Acts (APA). Specifically, Plaintiffs 5 ask this Court for (1): a declaratory judgment that the DoD’s NHPA findings are arbitrary and 6 capricious, or otherwise violate the APA; (2) an order setting the Government’s NHPA findings 7 aside; and (3) an injunction prohibiting the DoD from building the military base until it complies 8 with its NHPA obligations. 9 The Government moves to dismiss Plaintiffs’ case pursuant to the political question doctrine. According to the Government, this Court lacks jurisdiction to grant any of the relief requested by 11 For the Northern District of California United States District Court 10 Plaintiffs because the DoD’s decision to construct a military base overseas is an unreviewable 12 Executive decision made at the apex of the President’s foreign policy and national defense powers. 13 For the reasons explained below, the Court grants the Government’s motion to dismiss, albeit 14 on slightly different grounds than the Government requests. The Government is correct that 15 Plaintiffs’ claim for injunctive relief is barred by the political question doctrine. Put simply, this 16 Court lacks the power or necessary competence to enjoin or otherwise interfere with the construction 17 of a U.S. military facility overseas that is being built consistent with American treaty obligations and 18 in cooperation with the Japanese Government. And while this Court does have the power to grant 19 Plaintiffs’ request for declaratory relief that the DoD did not comply with the NHPA, and similarly 20 has the power to order the DoD’s NHPA findings set aside, the Court will nevertheless grant the 21 Government’s motion to dismiss these claims because any action the Court takes with respect to the 22 NHPA findings will not redress Plaintiffs’ injuries. After decades of negotiations, the American and 23 Japanese governments have made a final and (apparently) irreversible decision to construct the 24 challenged military base, and as suggested above, this Court lacks the power to enjoin or otherwise 25 alter that decision. Given that the military base will be built regardless of what this Court might 26 determine regarding the DoD’s compliance with the procedural mandates of the NHPA, Plaintiffs 27 cannot show that an order requiring the Government’s compliance with a purely procedural statute 28 2 1 will in any way redress their claimed injuries. Thus, for the reasons explained at length below, 2 Plaintiffs’ entire lawsuit is hereby dismissed with prejudice. 3 4 I. A. BACKGROUND Factual Background 5 1. 6 The dugong is a species of herbivorous marine mammal related to the manatee. See 7 Okinawa Dugong v. Gates, 543 F. Supp. 2d 1082, 1083 (N.D. Cal. 2008).2 The dugong is listed as 8 “endangered” under the United States Endangered Species Act (ESA), and is classified as vulnerable 9 by the Word Conservation Union “due to habitat destruction and degradation, as well as human 11 For the Northern District of California United States District Court 10 The Okinawa Dugong exploitation.” Id. at 1084. The dugong is also listed as “critically endangered in Japan.” Id. “The Okinawa dugong (Dugong dugon) is a small, isolated population of the Dugong species 12 found in the waters off the eastern coast of Okinawa.” Dugong v. Rumsfeld, No. 03-cv-4350-MHP, 13 2005 WL 522106, at *3 (N.D. Cal. Mar. 2, 2005). As admitted by the Government, the Okinawa 14 dugong population is quite small: it “was estimated at fewer than 50 by the Mammalogical Society 15 of Japan in 1997.” Docket No. 152-1, Ex. 1 (Government’s NHPA Findings) at 7. 16 Plaintiffs and the Government agree that dugong were once “significant in Okinawan 17 culture.” Okinawa Dugong, 543 F. Supp. 2d. at 1084. “They are associated with traditional 18 Okinawan creation mythology, sometimes being considered the progenitor of the local people.” Id. 19 The dugong “was featured in myths and songs, and had a traditional role in Okinawan culture that 20 included use of its meat for consumption and its bones for tool-making.” NHPA Findings at 7. The 21 Government contends (and Plaintiffs dispute) that in modern times, the dugong’s cultural 22 significance is acknowledged “by only very small segments of the Okinawa population rather than 23 society as a whole.” Id. at 9-10. But what is not disputed is that the Okinawa dugong “is a protected 24 ‘natural monument’ under [Japan’s] ‘Law for the Protection of Cultural Properties.’” Dugong, 2005 25 WL 552106, at *3. 26 27 28 2 Where feasible, the Court draws undisputed facts from Judge Patel’s earlier opinions in this case. Both of Judge Patel’s cited opinions contain detailed factual and procedural histories germane to this motion. 3 1 2. 2 Plaintiffs in this case are three individual Japanese citizens and four international The Plaintiffs 3 environmental organizations – Center for Biological Diversity, Turtle Island Restoration Network, 4 Japan Environmental Lawyers Foundation, and Save the Dugong Foundation. See Docket No. 152-1 5 (Plaintiffs’ Supplemental Complaint) at ¶¶ 8-14. Each of the three individual plaintiffs appears to 6 live in Japan, and at least two appear to live on Okinawa. See id. at ¶¶ 12-14. Two of the individual 7 plaintiffs lead “regular eco-tours to Okinawa dugong habitat,” and one guides tours that include “up- 8 close snorkeling and scuba diving” in dugong habitat. Id. at ¶¶ 12-13. Each of the four plaintiff 9 associations claims to have members with an interest in the preservation and/or enjoyment of the Okinawa dugong. Id. at ¶¶ 8-11. This Court previously ruled that all of the current plaintiffs have 11 For the Northern District of California United States District Court 10 standing to bring this lawsuit. See Okinawa Dugong, 543 F. Supp. 2d at 1096-1097. 12 3. 13 The United States has maintained military bases on Okinawa since the end of World War II. The United States Military Presence on Okinawa 14 Dugong, 2005 WL 552106, at *1. Between 1945 and 1972, the United States administered 15 Okinawa pursuant to international agreements, while Japan retained residual sovereignty over the 16 island chain. Okinawa Dugong, 543 F. Supp. 2d at 1084. Full Japanese sovereignty was restored in 17 1972 pursuant to the “Agreement Between the United States Concerning the Ryuku Islands and the 18 Daito Islands” (the Agreement), and the “United States relinquished to Japan all administrative 19 rights and interests it had over the Okinawa Islands.” Id. The Agreement did, however, grant the 20 “United States exclusive use of facilities and areas [on Okinawa] in accordance with the ‘Treaty of 21 Mutual Cooperation and Security’ (‘Treaty’) and the ‘Status of Forces Agreement’ (‘SOFA’).” Id. 22 SOFA is a bilateral agreement between the United States and Japan governed by the Treaty, which 23 provides that “for the purpose of contributing to the security of Japan and the maintenance of 24 international peace and security in the Far East, the United States of America is granted the use by 25 its land, air and naval forces of facilities and areas in Japan.” Id. 26 One such military facility operated by the United States is the Marine Corps Air Station 27 Futenma (MCAS Futenma), which “operates facilities and provides services and materials to support 28 Marine Corps aircraft operations.” Dugong, 2005 WL 552106, at *1. “MCAS Futenma is located 4 1 in Ginowan City and due to social and economic changes [since it first opened], is now completely 2 surrounded by urban development. Japanese officials have called for its closure and relocation to a 3 more suitable site in order to ease the health and safety burdens on the citizens of Ginowan City.” 4 Okinawa Dugong, 543 F. Supp. 2d at 1085. American officials have also sought to relocate MCAS 5 Futenma, “citing a desire to relocate military activities to a less congested area,” and have been 6 pursuing that goal jointly with the Japanese since at least 1996. Id; see also Docket No. 91-3 7 (Declaration of Takemasa Motiya, Administrative Vice Minister for Defense, Japanese Ministry of 8 Defense) at ¶ 3 (describing 1996 agreement between President Clinton and Prime Minister 9 Hashimoto to close and relocate MCAS Futenma). The relocation process since 1996 has been long and tortured, but significant headway was 11 For the Northern District of California United States District Court 10 made in 2006 when then-Secretary of Defense Donald Rumsfeld and then-Secretary of State 12 Condoleezza Rice agreed with their Japanese counterparts on a bilateral executive agreement 13 entitled the “United-States-Japan Roadmap for Realignment Implementation” (Roadmap). See 14 Okinawa Dugong, 543 F. Supp. 2d at 1086. The Roadmap “covers a number of restationing and 15 military realignment issues in addition to the planned closure, return, and relocation of MCAS 16 Futenma.” Id. Specifically with respect to MCAS Futenma, the Roadmap establishes that Japan 17 will construct a replacement base, known as the Futenma Replacement Facility (FRF) offshore from 18 Camp Schwab, an existing onshore military base located adjacent to Henoko and Oura Bays. See 19 generally id.; see also Docket No. 163 (Motion to Dismiss), Exhibit 2 (May 1, 2006, U.S. State 20 Department Press Release) (outlining details of the Roadmap agreement).3 Even more specifically, 21 the Roadmap calls for the construction of the FRF with a “V-shaped” runway4 that will be “built on 22 landfill extending into Oura and Henoko Bays. Each runway will be 1,600 meters in length plus 200 23 24 25 26 27 3 The Government correctly argues that this Court may take judicial notice of official Government press releases. See, e.g., Stepski v. M/V NORASIA ALYA, No. 06-cv-06194, 2010 WL 6501649, at *5 (S.D.N.Y. Jan. 14, 2010) (“[T]he Court may take judicial notice of a Governmentissued press release as a matter of public record”) (citation omitted); Perkins v. Linkedin Corp., -- F. Supp. 3d --, 2014 WL 6618753, at *9 (N.D. Cal. 2014) (taking judicial notice of official press release). 4 28 The “V-shaped” runway (singular) is actually comprised of two separate runways connecting at the middle, as one might expect from the “V-shaped” nomenclature. 5 1 meters as ‘overrun’ areas.” Okinawa Dugong, 543 F. Supp. 2d at 1086. The Roadmap further calls 2 for the relocation of a number of Marines and their dependents from Okinawa to facilities to be 3 constructed in Guam, and provides for the United States’ complete return of the lands now occupied 4 by MCAS Futenma (and other bases) to Japan once the FRF is fully operational. See Docket No. 5 163, Declaration of James P. Zumwalt, Deputy Assistant Secretary of State for East Asian and 6 Pacific Affairs (Zumwalt Decl.) at ¶6; see also Motion to Dismiss, Exhibit 3. 7 Although the Roadmap was approved in 2006, serious construction work on the FRF or its 8 runways has yet to begin. See Plaintiffs’ Supplemental Complaint at ¶¶ 25-26 (citing Japanese 9 media reports from 2014 indicating that certain “buildings within the proposed FRF runway footprint” have been demolished, and noting that “reclamation” work on the “nearshore area” is 11 For the Northern District of California United States District Court 10 expected to begin in early 2015); Zumwalt Decl. at ¶ 8 (declaring that “boring sample surveys” 12 began in August 2014). That does not mean, however, that the project has lied dormant since 2006. 13 To the contrary, during this time the FRF project underwent “years of coordination and planning” at 14 the highest levels of the U.S. and Japanese governments. Zumwalt Decl. at ¶ 7; see also Mot. to 15 Dismiss, Exhibit 5 (December 2013 White House press release quoting Vice President Biden: “The 16 President and I are determined, the United States is determined to implement our [R]oadmap to 17 relocate the base for Futenma as quickly as possible”). Part of this planning involved completion by 18 the Japanese government of both a draft environmental impact statement (in 2009) and a final 19 environmental impact statement (in 2012), which statements address the various environmental 20 impacts of the proposed construction of the FRF and its runways, including potential impacts on the 21 dugong. See, e.g., NHPA Findings at 5. As will be discussed in significant detail below, the 22 Marine Corps also produced its own report during this time regarding possible impacts the Okinawa 23 dugong might sustain from the construction and operation of the FRF. See generally NHPA 24 Findings. 25 In 2013, the FRF project gained significant momentum. In March of that year, the Japanese 26 government submitted a landfill permit request to the Governor of Okinawa. Zumwalt Decl. at ¶ 8. 27 In what the Government hails as a “historic moment for the U.S.-Japan Alliance,” the Governor 28 approved the permit on December 27, 2013, clearing the last major hurdle to construction of the 6 1 FRF. Id.; see also id. at ¶ 10 (describing approval of the landfill permit as “the most tangible, 2 significant achievement” of the 20 year effort between the U.S. and Japan to build the FRF). As 3 noted above, Plaintiffs allege that limited construction work has now begun on the FRF, with more 4 significant construction to follow in the coming years. See Plaintiffs’ Supplemental Complaint at ¶¶ 5 25-26. 6 B. Procedural Background. 7 Plaintiffs filed this lawsuit against the DoD and its then Secretary, Donald Rumsfeld 8 (collectively, the Government), on September 25, 2003.5 See Docket No. 1. The crux of Plaintiffs’ 9 claims filed over a decade ago remains largely the same as it is now: The construction and operation of the FRF is likely to have serious adverse consequences for the Okinawa dugong. Compare 11 For the Northern District of California United States District Court 10 Docket No. 1 with Plaintiffs’ Supplemental Complaint. Specifically, Plaintiffs’ most recent 12 allegations state that “[t]he proposed construction and operation of the FRF will harm Okinawa 13 dugong habitat and food sources, directly and adversely affecting the Okinawa dugong. Landfill 14 from the construction of the facility, stormwater runoff, water pollution, air pollution, noise, and 15 light from the operation of the FRF may directly and adversely affect the continued survival of the 16 Okinawa dugong.” Plaintiffs’ Supplemental Complaint at ¶ 28. Plaintiffs note pointedly that 17 Henoko Bay, where the FRF runways are slated to be constructed on landfill, contains seagrass beds 18 that are “critical for dugong survival.”6 Id. at ¶ 20. 19 Plaintiffs’ original complaint alleged that the Government violated section 402 of the NHPA 20 by failing to “take into account” any adverse effects that the design, planning, or eventual 21 construction of the FRF might have on the Okinawa dugong. See, e.g., Docket No. 13 (Plaintiffs’ 22 First Amended Complaint) at ¶ 39. Section 402 of the NHPA provides that: 23 Prior to the approval of any Federal undertaking outside the United States which may directly and adversely affect a property which is on 24 25 26 5 The Secretary of Defense was sued in his official capacity. This case was originally assigned to (now retired) U.S. District Judge Marilyn Hall Patel. Docket No. 10. 6 27 28 The Government agrees that seagrass beds exist in Henoko Bay near the proposed FRF site, but dispute whether these feeding grounds are being actively used by any Okinawa dugong. See Mot. to Dismiss at 13 (claiming that the “Navy concluded that individual dugongs are present only sporadically or intermittently within the affected area”). 7 1 3 the World Heritage List or on the applicable country’s equivalent of the National Register, the head of a Federal agency having direct or indirect jurisdiction over such undertaking shall take into account the effect of the undertaking on such property for the purposes of avoiding or mitigating any adverse effects. 4 16 U.S.C. § 470a-2 (emphasis added).7 Because the “NHPA does not provide an independent basis 5 for judicial review of agency actions,” Dugong, 2005 WL 522106 at *5, Plaintiffs claimed that the 6 Government’s failure to “take into account” any potential effects on the dugongs was a violation of 7 the APA, and specifically section 706, which provides that a court may “compel agency action 8 unlawfully withheld or unreasonably delayed,” and/or hold unlawful and set aside agency actions 9 that are “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.” See 2 11 For the Northern District of California United States District Court 10 5 U.S.C. §706(1)-(2)(A). “In a Civil Pretrial Order entered March 15, 2004, the court directed the parties to file [pre- 12 discovery] motions for summary judgment limited to the issue of the application of the NHPA to this 13 case.” Dugong, 2005 WL 522106 at *3. In its motion, the Government contended that the NHPA 14 did not apply here because: (1) the Japanese Law for the Protection of Cultural Properties, which 15 lists the dugong as a natural monument, is not “equivalent” to the National Register of Historic 16 Places; (2) the dugong cannot constitute “property” under the NHPA; and (3) the DoD had taken no 17 action that constitutes a “federal undertaking,” as each of those quoted terms are used in section 402. 18 See Id. In a lengthy opinion, Judge Patel rejected the Government’s arguments, finding that the 19 NHPA could apply to the Government’s conduct as alleged by Plaintiffs. Id. at *18. Specifically, 20 the Court held that the dugong qualifies as a protected “property” under the NHPA, and further 21 determined that DoD’s decision to relocate MCAS Futenma to Camp Schwab could qualify as a 22 “federal undertaking,” thereby triggering NHPA review.8 Id. at *8, 12, 18. 23 24 7 25 26 27 28 As indicated, NHPA section 402 is codified at 16 U.S.C. § 470a-2. In this Court’s previous orders, the Court sometimes referred to the two code sections interchangeably as section 402 or section 470a-2. For sake of consistency and clarity in this Order, the Court will refer to the relevant statutory language simply as “section 402.” 8 The Court also rejected the Government’s contentions that it lacked subject matter jurisdiction because the NHPA “does not apply extraterritorially” and that the case should be dismissed pursuant to the act of state doctrine. See id. at *18-20. 8 1 Shortly following the May 2006 joint announcement of a final agreement to construct the 2 FRF at Camp Schwab (i.e., the Roadmap), Plaintiffs filed a Second Amended Complaint. Docket 3 No. 69-1 (Second Amended Complaint). In that complaint, Plaintiffs once again alleged that the 4 DoD had failed to comply with the “take into account” requirement of the NHPA, in violation of the 5 APA. See id. at ¶¶ 42-45. Each side filed summary judgment motions in the summer of 2007. See 6 Docket No. 85 (Plaintiffs’ Motion for Summary Judgment), Docket No. 90 (Defendant’s Cross- 7 Motion for Summary Judgment). 8 9 On January 24, 2008, the Court granted Plaintiffs’ motion for summary judgment and denied the Government’s motion. See Okinawa Dugong, 543 F. Supp. 2d at 1112. In its order, the Court first explained that NHPA’s “take into account” requirement applied to the DoD because: (1) “there 11 For the Northern District of California United States District Court 10 is no issue of material fact as to whether DoD activities related to the Futenma Replacement Facility 12 [FRF] constitute a ‘federal undertaking’ under NHPA section 402,” and (2) “there is no material 13 issue of fact as to whether the FRF may ‘directly and adversely affect’ the dugong.” Id. at 1101-02 14 (quoting 16 U.S.C. § 470a-2). 15 The Court next elucidated the “meaning of ‘take into account’ under section 402 . . . an issue 16 of first impression for the courts.” Id. at 1102 (quoting 16 U.S.C. § 470a-2). The Court concluded 17 that the take into account process must minimally include: 18 19 20 (1) identification of protected property, (2) generation, collection, consideration, and weighing of information pertaining to how the undertaking will affect the historic property, (3) a determination as to whether there will be adverse effects or no adverse effects, and (4) if necessary, development and evaluation of alternatives or modifications to the undertaking that could avoid or mitigate the adverse effects. 21 22 Id. at 1104. The Court further noted that “a federal agency does not complete the take into account 23 process on its own, in isolation, but engages the host nation and other relevant private organizations 24 and individuals in a cooperative partnership.” Id. 25 After analyzing copious exhibits and declarations in the record, Judge Patel ultimately 26 concluded that DoD failed to comply with NHPA section 402 because the “record contains no 27 evidence that a single official from DoD with responsibility for the FRF has considered or assessed 28 the available information on the dugong or the effects of the FRF.” Id. at 1108-1111. Judge Patel 9 1 then determined that DoD’s failure to comply with the NHPA was “agency action that is 2 unreasonably delayed and unlawfully withheld,” in violation of the APA. Id. at 1112. 3 Consequently, the Court ordered the Government to comply with NHPA section 402 by “evaluating 4 the effects of the FRF on the dugong” and taking that “information into account for the purpose of 5 avoiding or mitigating adverse effects to the dugong.” Id. The Court further ordered the case held 6 in abeyance until the Government complied with the NHPA.9 Id. 7 After the Court’s summary judgment ruling, the parties submitted a number of briefs and 8 status reports with the Court debating the specific steps DoD should take in order to comply with the 9 Court’s Order. See, e.g., Docket Nos. 120, 126. Eventually, the dispute triggered the Court to request proposed orders from both parties regarding the compliance issues. Docket No. 131. The 11 For the Northern District of California United States District Court 10 Government requested that any eventual order be final and appealable so that the Government could 12 obtain appellate review of the Court’s NHPA determinations. Docket No. 130 at 4. For its part, 13 Plaintiffs agreed to “consent to an interlocutory appeal on threshold legal questions regarding the 14 applicability of the NHPA to the dugong and to the FRF project.” Id. at 6. Ultimately, the Court did 15 neither. Instead, on February 10, 2012, the Court ordered the case administratively closed sua 16 sponte. Docket No. 147 (Order re Status). The Court explained that it had been receiving status 17 reports since 2008 regarding further proceedings, and acknowledged that the Government had 18 requested the Court issue a final order remanding the case to the relevant agency for compliance 19 with the NHPA. Id. at 2. For their part, Plaintiffs had asked “the court to set forth the procedures 20 necessary for defendants to satisfy their ‘take into account’ obligations under the NHPA.” Id. The 21 Court found each request “premature,” and went on to note that recent news accounts “raise serious 22 questions about where the FRF plans stand and whether they may, in fact, be modified, significantly 23 cut back or abandoned.” See id. at 2-4. The Court concluded its order by noting that “this action 24 remains in abeyance and the Clerk of Court is instructed to administratively close the file. When 25 9 26 27 28 Before the Court reached the merits of Plaintiffs’ NHPA argument, the Court also held that these Plaintiffs have standing to sue, and rejected a number of the Government’s other arguments, including the Government’s contention that there was no “final agency action” under the APA, that the Plaintiffs’ claims were not ripe, that Japanese construction of the FRF rendered the case nonjusticiable under the act of state doctrine, and that the Government of Japan was a necessary and indispensable party under FRCP 19. See Okinawa Dugong, 543 F. Supp. 2d at 1090. 10 1 plans for [the FRF] become more finalized or are abandoned, the parties may seek reopening of the 2 proceedings by letter without the necessity of a motion.” Id. at 5. 3 On April 16, 2014, the Government filed a notice with the Court that it had completed the leave to file their First Supplemental Complaint. Docket No. 152. The Clerk of this Court officially 6 reopened the case on August 5, 2014, and it was reassigned to the undersigned the same day in light 7 of Judge Patel’s retirement from the bench. Docket No. 154. The parties then reached a stipulation 8 (later approved by this Court) that the Government would not oppose Plaintiffs’ motion to file its 9 First Supplemental Complaint if it received extra time to prepare its responsive pleading. Docket 10 No. 156. The Government filed its currently pending motion to dismiss for lack of jurisdiction on 11 For the Northern District of California NHPA process for the FRF project. Docket No. 151. On July 31, 2014, Plaintiffs filed a motion for 5 United States District Court 4 September 29, 2014. Docket No. 163 (Motion to Dismiss). As discussed in great detail below, the 12 Government argues that this case should be dismissed because it currently presents only non- 13 justiciable “political questions” not appropriate for resolution by the judicial branch. See id. The 14 Plaintiffs filed an opposition on October 27, 2014, and the Government replied November 10, 2014. 15 Docket Nos. 167-68. The Court heard extensive oral argument on the Government’s motion on 16 December 12, 2014. Docket No. 179. 17 At oral argument, counsel for Plaintiffs raised for the first time the issue of whether Plaintiffs 18 might be entitled to more “limited” relief than what they prayed for in their current complaint. See 19 Docket No. 174. Specifically, Plaintiffs’ counsel suggested the Court might grant a “limited 20 injunction” that would not halt the FRF project, but which would instead direct “the DoD to consult 21 with, for instance, domestic agencies and experts without necessarily implicating the Japanese 22 government” and which would require DoD to evaluate only responses to the FRF project from 23 domestic sources. See Docket No. 180 (Oral Argument Transcript) at 39:21-41:3. The Court 24 ordered supplemental briefing on the issue. In their supplemental brief, Plaintiffs abandoned their 25 suggestion that such “limited” injunctive relief could (or should) be fashioned. Docket No. 182 26 (Plaintiffs’ Supplemental Brief) at 1-3, 3 n. 2. 27 28 11 1 II. DISCUSSION 2 The Government argues that all of the Plaintiffs’ claims run afoul of the political question 3 doctrine, which “‘excludes from judicial review those controversies which resolve around policy 4 choices and value determinations constitutionally committed for resolution to the halls of Congress 5 or the confines of the Executive Branch.’” El-Shifa Pharmaceutical Indus. Co. v. U.S., 607 F.3d 6 836, 840 (D.C. Cir. 2010) (en banc) (quoting Japanese Whaling Ass’n v. Am. Cetacean Soc’y, 478 7 U.S. 221, 230 (1986)). The Court agrees with the Government that Plaintiffs’ injunctive relief 8 claim, which asks this Court to stop construction of a U.S. military facility overseas that has been 9 approved by both the American and Japanese governments, and which is being built by the Japanese on their own sovereign soil, runs afoul of the political question doctrine. And while the Court 11 For the Northern District of California United States District Court 10 disagrees with the Government that the political question doctrine bars consideration of Plaintiffs’ 12 declaratory judgment claims, the Court ultimately finds that these claims are nevertheless non- 13 justiciable because Plaintiffs cannot satisfy the redressability requirement of Article III of the 14 Constitution. 15 A. 16 Overview of the Political Question Doctrine The political question doctrine was born by Chief Justice Marshall in Marbury v. Madison, 5 17 U.S. (1 Cranch) 137 (1803), where the Court observed that “[q]uestions, in their nature political, or 18 which are, by the constitution and laws, submitted to the executive, can never be made in this court.” 19 Id. at 170. “Although the principle behind the political question doctrine was announced over two 20 hundred years ago in Marbury, the Supreme Court has addressed the doctrine in surprisingly few 21 cases.” Alperin v. Vatican Bank, 410 F.3d 532, 544 (9th Cir. 2005) (citations omitted). Perhaps for 22 that reason, the doctrine has been labeled “‘the most confusing of the justiciability doctrines’” and 23 one that seems to “‘diverge, combine, appear, and disappear in seeming disorderliness’ in various 24 settings.” Id. (quoting first Erwin Chemerinsky, Constitutional Law: Principles and Policies: § 2.8.1 25 (1997) and then quoting Baker v. Carr, 369 U.S. 186, 210-211 (1962)). 26 At the outset, it is important to note that the political question doctrine is a “narrow 27 exception” to the typical rule that provides that the “Judiciary has a responsibility to decide cases 28 properly before it, even those it would gladly avoid.” Zivotofsky ex rel. Zivotofsky v. Clinton 12 1 (Zivotofsky I), 132 S. Ct. 1421, 1427 (2012) (quoting Cohens v. Virginia, 6 Wheat. 264, 404 (1821)) 2 (internal quotation marks omitted). That responsibility will sometimes involve resolution of “issues 3 [that] have political implications,” id. at 1428 (citations omitted), but this Court may not shirk its 4 duty to “say what the law is,” Marbury, 5 U.S. (1 Cranch) at 177, “merely because [its] decision 5 may have significant political overtones.” Japanese Whaling Ass’n, 478 U.S. at 230; see also Baker, 6 369 U.S. at 211 (“[I]t is error to suppose that every case or controversy which touches foreign 7 relations lies beyond judicial cognizance.”). 8 9 The Supreme Court provided its most comprehensive discussion of the application of the political question doctrine in the landmark case of Baker v. Carr. 369 U.S. 186. “The Court explained that the political question doctrine has its roots in the separation of powers and set forth 11 For the Northern District of California United States District Court 10 six formulations for courts to consider in determining whether they should defer a case to the 12 political branches: 13 14 15 16 17 18 19 20 Prominent on the surface of any case held to involve a political question is found [1] a textually demonstrable commitment of the issue to a coordinate political department; or [2] a lack of judicially discoverable and manageable standards for resolving it; or [3] the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or [4] the impossibility of a court’s undertaking independent resolution without expressing lack of respect due coordinate branches of government; or [5] an unusual need for unquestioning adherence to a political decision already made; or [6] the potentiality of embarrassment from multifarious pronouncements by various departments on one question.” Alperin, 410 F.3d at 544 (quoting Baker, 369 U.S. at 217). “Dismissal on the basis of the political question doctrine is appropriate only if one of these 21 formulations is ‘inextricable’ from the case.” Id. (quoting Baker, 369 U.S. at 217). To “find a 22 political question, we need only conclude that one of these factors is present, not all.” El-Shifa 23 Pharmaceuticals, 607 F.3d at 841 (citing Schneider v. Kissinger, 412 F.3d 190, 194 (D.C. Cir. 24 2005)) (internal alterations omitted). That said, the first two Baker tests (i.e., a textually 25 demonstrable commitment or a lack of judicial standards) are the most important, and are typically 26 entitled to the most weight. See Alperin, 410 F.3d at 545-46, see also Zivotofsky I, 132 S. Ct. at 27 1427 (discussing only the first two Baker tests); Zivotofsky I, 132 S. Ct. at 1432-33 (Sotamayor, J., 28 concurring) (expressing doubt that the final four Baker factors can support dismissal, except in rare 13 1 cases); Powell v. McCormack, 395 U.S. 486, 548-49 (1969) (dismissing five Baker formulations as 2 inapplicable in two paragraphs after an extensive discussion of the first test).10 3 Before turning to the merits of this case, it is absolutely critical to note one final doctrinal Court] to examine each of the claims with particularity.” Alperin, 410 F.3d at 547. This is because 6 the applicability of the political question doctrine “turns not on the nature of the government 7 conduct under review but more precisely on the question the plaintiff raises about the challenged 8 action.” El-Shifa Pharmaceuticals, 607 F.3d at 842 (citation omitted). Indeed, this point was most 9 recently illustrated in Zivotofsky I, where the Supreme Court reversed the lower courts’ 10 determination that the claim at issue presented a political question because those courts 11 For the Northern District of California caveat: The political question doctrine must be applied surgically – it is “incumbent upon [this 5 United States District Court 4 “misunderst[ood] the issue presented.” 132 S. Ct. at 1427. In that case, the lower courts had 12 understood the Plaintiff to “ask the courts to decide the political status of Jerusalem.” Id. (citation 13 and internal quotation marks omitted). The Supreme Court noted that this frame was far too broad. 14 “Zivotofsky does not ask the courts to determine whether Jerusalem is the capital of Israel. He 15 instead seeks to determine whether he may vindicate his statutory right . . . to choose to have Israel 16 recorded on his passport as his place of birth.” Id. As Zivotofsky I deftly illustrates, when applying 17 the political question doctrine it is crucially important to consider each claim individually and 18 carefully, and not at a high level of abstraction. See id.; see also Alperin, 410 F.3d at 548-62 19 (carefully considering each factually related claim and precisely determining that some present non- 20 justiciable political questions, while others do not); People’s Mojahedin Org. of Iran v. U.S. Dept. of 21 State, 182 F.3d 17, 23-25 (D.C. Cir. 1999) (carefully parsing a three-part statute and holding that the 22 court could assess compliance with two subsections while review of the third subsection raised a 23 10 24 25 26 27 28 Plaintiffs argue that the Supreme Court essentially abrogated or abandoned the final four Baker factors in Zivotofsky I, because the Supreme Court only addressed the first two factors in holding that the case did not present a non-justiciable political question. See Docket No. 167 (Plaintiffs’ Opposition) at 15 n.3. Plaintiffs are likely mistaken. It is not surprising that the Justices only addressed the two Baker factors considered most dispositive, but this does not show that the Court has abandoned the remaining factors, as Justice Sotomayor indicated in her concurrence. See Zivotofsky I, 132 S. Ct. at 1432-33 (Sotomayor, J., concurring) (noting that only “[r]are occasions” implicate Baker’s final factors). In any event, only the Supreme Court has “the prerogative of overruling its own decisions,” Agostini v. Felton, 521 U.S. 203, 237 (1997), and Zivotofsky I does not express any intent to overrule a part of Baker. 14 1 non-justiciable political question). The Court now analyzes the Government’s contentions with the 2 above principles in mind. 3 B. Plaintiffs’ Requests for Declaratory Relief and an Order Setting Aside the NHPA Findings 4 do not Present Political Questions 5 The Government argues that Plaintiffs’ entire lawsuit must be dismissed because the issues power is at its zenith and judicial power is at its nadir. See Motion to Dismiss at 1-2, 16-17. As the 8 Government correctly points out, national security and foreign relations cases “serve as the 9 quintessential sources of political questions.” Bancoult v. McNamara, 445 F.3d 427, 433 (D.C. Cir. 10 2006). Thus, “‘[m]atters intimately related to foreign policy and national security are rarely proper 11 For the Northern District of California in this case sit at the confluence of foreign policy and national defense, two matters where Executive 7 United States District Court 6 subjects for judicial intervention.’” Id. (quoting Haig v. Agee, 453 U.S. 280, 292 (1981)); see also 12 Alperin, 410 F.3d at 558 (noting that courts “should refrain from hearing those claims that require 13 passing judgment on foreign policy decisions”); Smith v. Reagan, 844 F. 2d 195, 200 (4th Cir. 1988) 14 (noting that “[t]he judiciary cannot oversee the conduct of foreign relations,” or “order the President 15 to take specific action” in the sphere of foreign relations). 16 Plaintiffs’ first claim seeks a declaration that the DoD’s NHPA Findings (that the FRF will 17 have no adverse effect on the Okinawa dugong) are “arbitrary, capricious, and not in accordance 18 with procedures required by law pursuant to the APA.” First Supplemental Complaint at ¶¶ 47-51, 19 Prayer for Relief at ¶ 1. Plaintiffs contend, among other things, that the DoD violated the APA by: 20 failing to consult “interested parties” or “seek public comment” before issuing its Findings; resting 21 the Findings on faulty or incomplete data;11 and failing to take into account numerous additional 22 impacts the FRF may have on the dugong population.12 See, e.g., First Supplemental Complaint at 23 24 11 25 26 27 28 For instance, Plaintiffs call into question the DoD’s reliance on a 1997 population study of the Okinawa dugong, which Plaintiffs allege even DoD acknowledges is “not sufficient to establish population size, status, and viability of the Okinawa dugong.” First Supplemental Complaint at ¶ 44. 12 For example, Plaintiffs allege that DoD failed to properly consider “the full range of possible adverse effects on the dugong caused by the FRF project, including population fragmentation, [and] the disruption of travel routes . . . .” First Supplemental Complaint at ¶ 43. 15 1 ¶¶ 43-51. Plaintiffs’ second claim seeks an order setting aside the Findings on the basis of these 2 alleged APA violation(s). Prayer for Relief at ¶ 2. 3 1. 4 The Government vociferously argues that Plaintiffs’ declaratory judgment claims are non- Textually Demonstrable Commitment functions in fulfillment of decisions made jointly with a foreign power.” Mot. to Dismiss at 23. 7 Stated more precisely, the Government argues this case “inextricably” implicates the first Baker 8 factor because the Court cannot adjudicate Plaintiffs’ declaratory judgment claims without passing 9 judgment on, or interfering with, the Executive’s final (and plenary) decision to site and build an 10 overseas military base (the FRF) at Camp Schwab – a final decision also reached by the Japanese 11 For the Northern District of California justiciable because “this case involves the Executive’s performance of diplomatic and military 6 United States District Court 5 government. See Bancoult, 445 F.3d at 436 (“[T]he decision to establish a miliary base [overseas] is 12 not reviewable.”). But as was the case in the lower courts in Zivotofsky I, this statement of the issues 13 is far too broad, and fails to focus on the specific rights that Plaintiffs’ declaratory judgment claims 14 seek to vindicate. 15 As Judge Patel correctly determined earlier in this case, the NHPA is a purely procedural 16 statute. Okinawa Dugong, 543 F. Supp. 2d at 1095. “It simply regulates the process by which an 17 undertaking is approved, requiring a federal agency to stop, look, and listen.” Id. (citation and 18 internal quotation marks omitted). As such, “DoD’s compliance with NHPA procedures would not 19 necessarily prevent the construction of the military facility nor result in a change in its design.” Id. 20 This is so because the NHPA “does not require a particular outcome and it neither forbids 21 destruction of a protected property nor commands its preservation.” Id. (citations omitted) 22 (emphasis added). “In other words, the challenged activity is not the undertaking itself, but the 23 process by which the effects of the undertaking are considered and assessed.” Id. 24 Given that the NHPA is purely a procedural statute, the Government errs when it claims that 25 Plaintiffs’ challenge to DoD’s compliance with the NHPA would very likely substantially 26 “interfere” with the Executive’s exercise of his national security and foreign relations powers. For 27 even if this Court eventually determined that DoD violated the NHPA, or ordered the NHPA 28 findings set aside, that would have no direct effect on the Government’s decision to construct the 16 1 FRF at Camp Schwab.13 Under such circumstances, even if declaratory relief were granted, the 2 Government would have no obligation to halt construction of the FRF, or otherwise alter its plans to 3 mitigate any effects to the dugong. 4 It is for this reason that Plaintiffs’ declaratory judgment claims do not even implicate Baker’s political department.” Baker, 369 U.S. at 217. As previously noted, the Government argues this test 7 is satisfied because in order to rule on the declaratory judgment claims, this Court would need to 8 consider (and potentially pass judgment on) the President’s discretionary decision to build the FRF 9 at Camp Schwab. But that is simply not true. The only task this Court has in determining whether 10 the DoD complied with the NHPA is to determine whether DoD’s NHPA Findings are “arbitrary, 11 For the Northern District of California first factor, “a textually demonstrable constitutional commitment of the issue to a coordinate 6 United States District Court 5 capricious, an abuse of discretion, or otherwise not in accordance with law” under the APA.14 That 12 is, this Court is called on to apply the standards of the APA to the process employed by the DoD, not 13 pass judgment on the wisdom of the Executive’s ultimate foreign policy or military decisions. As 14 the Supreme Court explained in Zivotofsky I, this type of statutory analysis – not dissimilar to more 15 typical environmental cases such as those brought under NEPA – is a “familiar judicial exercise.” 16 Zivotofsky I, 132 S. Ct. at 1427. Because “it goes without saying that interpreting congressional 17 legislation is a recurring and accepted task for the federal courts,” and any decision whether the DoD 18 complied with the NHPA “presents a purely legal question of statutory” application, the first Baker 19 factor does not warrant dismissal of Plaintiffs’ declaratory judgment claims. Japan Whaling Ass’n, 20 21 22 23 24 25 26 27 28 13 It is for this reason, as explained below, that Plaintiffs’ declaratory judgment claims nevertheless have to be dismissed because this Court cannot “redress” Plaintiffs’ claimed injuries. See Section II.D.2, infra. 14 In its Motion to Dismiss, the Government alludes to an APA exclusion whereby “decisions made pursuant to executive authority over foreign relations are ‘committed to agency discretion by law.’” Mot. to Dismiss at 22 (quoting 5 U.S.C. § 701(a)(2). Because the issue was not truly raised or asserted in the Government’s motion, the Plaintiffs do not respond to this argument, and the Court declines to address it. 17 1 478 U.S. at 230. The mere fact that this Court’s ultimate decision “may have substantial political 2 overtones,” does not change that calculus.15 Id. 3 2. 4 The second Baker factors requires this Court to determine whether it “has the legal tools to Judicially Discoverable and Manageable Standards 5 reach a ruling that is principled, rational and based upon reasoned distinctions.” Alperin, 401 F.3d at 6 552. It is only where this Court is called on “to supplant a foreign policy determination of the 7 political branches with the court’s own unmoored determination of what United States policy . . . 8 should be,” that Baker’s second factor is implicated. Zivotofsky I, 132 S. Ct. at 1427 (emphasis 9 added). The Government argues that this Court lacks adequate standards (or competence) to evaluate 11 For the Northern District of California United States District Court 10 DoD’s ultimate decisions regarding how to “maintain international peace and security in the Pacific” 12 by building the FRF at Camp Schwab, or constructing the FRF with runways that may destroy 13 critical dugong habitat. Mot. to Dismiss at 29; see also Zumwalt Decl. at ¶ 10 (explaining that the 14 decision to build the FRF required delicate “balancing [of] the need for the United States to maintain 15 its deterrence capability with the need to sustain public support on Okinawa and elsewhere in 16 Japan”). But again, resolution of Plaintiffs’ declaratory judgment claims would not require this 17 Court to assess the Executive’s weighty appraisal of such issues as how to best “maintain 18 international peace.” Instead, this Court would need to determine whether the DoD’s specific 19 NHPA findings violated the APA. At this juncture, neither party has demonstrated that the critical 20 “take account” requirement of NHPA is qualitatively different from the analysis of the adequacy of 21 an environmental impact statement under NEPA or the quality of biological assessments under the 22 15 23 24 25 26 27 28 The Government argues that the Plaintiffs do “not simply ask the court to interpret a statute. Instead, [they] ask the court to adjudicate the adequacy of processes adopted by the Defense Department in a militarily and diplomatically sensitive setting.” Reply Brief at 13. Quite right. But the fact that the Court must evaluate DoD’s compliance with the NHPA in a politically sensitive area simply does not mandate the Court abdicate its judicial function. If that were the test of the political question doctrine, its narrow “exception” would completely swallow the rule. Zivotofsky I, 132 S. Ct. at 1427; see also Jewel v. Nat. Security Agency., 673 F.3d 902, 912 (9th Cir. 2011) (explaining that challenge to warrantless wiretapping involves “conduct that strikes at the heart of a major public controversy involving national security and intelligence . . . That being said, although the claims arise from political conduct in a context that has been highly politicized, they present straightforward claims of statutory and constitutional rights, not political questions”) (citing Japan Whaling Ass’n, 478 U.S. at 230). 18 1 Endangered Species Act. See, e.g., San Luis & Delta-Mendoza Water Authority v. Jewell, 747 F.3d 2 581, 591 (9th Cir. 2014) (reviewing adequacy of a biological opinion under the APA’s arbitrary and 3 capricious standard). Although the NHPA is different inasmuch as it applies to foreign sites and 4 may involve the obligation to secure the input of foreign agencies and citizens (as Judge Patel 5 assumed, see Okinawa Dugong, 543 F. Supp. 2d at 1104), neither party has argued and established 6 that the “take account” element of the NHPA incorporates any political (as opposed to scientific and 7 procedural) criteria and concerns which would implicate justiciability questions. Hence, on this 8 record, there is no reason to believe the standards for the inquiry here would not entail judicially 9 “discoverable” or “manageable” standards. See generally Motor Vehicle Mfrs. Ass’n of United States v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983) (explaining that an agency’s action 11 For the Northern District of California United States District Court 10 is arbitrary and capricious if it fails to consider an important aspect of a problem, offers an 12 explanation for the decision that is contrary to evidence, is wholly implausible, or is contrary to 13 law); see also Organized Village of Kake v. U.S. Dept. of Agriculture, 746 F.3d 970, 974 (9th Cir. 14 2014) (adjudicating APA challenge, and applying the arbitrary and capricious standard to 15 Government rule change); Nat. Wildlife Federation v. U.S. Army Corps of Engineers, 384 F.3d 16 1163, 1172-75 (9th Cir. 2004) (adjudicating APA challenge, and applying the arbitrary and 17 capricious standard to the Government’s operation of dams). 18 /// 19 /// 20 /// 21 /// 22 /// 23 /// 24 /// 25 /// 26 /// 27 /// 28 /// 19 1 Cases relied upon by the Government in arguing that this case involves a non-justiciable 2 political question are distinguishable.16 These cases share a common characteristic: the statutes the 3 courts were asked to apply lacked discoverable or manageable standards.17 4 In Flynn v. Shultz, the plaintiffs asked the court to interpret and apply The Hostage Act. 748 5 F.2d 1186 (7th Cir. 1984). Specifically, plaintiffs asked the court to apply a statutory section that 6 states: 7 Whenever it is made known to the President that any citizen of the United States has been unjustly deprived of his liberty by or under the authority of any foreign government, it shall be the duty of the President forthwith to demand of that government the reasons of such imprisonment; and if it appears to be wrongful and in violation of the rights of the American citizenship, the President shall forthwith demand the release of such citizen, and if the release so demanded is unreasonably delayed or refused, the President shall use such means, not amounting to acts of war, as he may think necessary and proper to obtain or effectuate the release . . . 8 9 11 For the Northern District of California United States District Court 10 12 13 14 22 U.S.C. § 1732 (the Hostage Act). The plaintiffs in Flynn alleged that their family member was being unjustly and wrongfully 15 detained by the Mexican government in violation of the Hostage Act. Flynn, 748 F.2d at 1187. The 16 plaintiffs sought two forms of relief: (1) an order enforcing the President’s duty of inquiry into the 17 18 19 20 21 22 23 24 16 Whether the political question doctrine should ever come into play where a court is asked to interpret or apply a statutory command is a debated question. As Judge Kavanaugh recently noted, the “Supreme Court has never applied the political question doctrine in a case involving alleged statutory violations. Never.” El-Shifa Pharmaceuticals, 607 F.3d at 856 (Kavanaugh, J., concurring in judgment) (emphasis in original). According to Judge Kavanaugh, this is for “good reason,” because if the political question doctrine applied in cases alleging statutory violations, the court would be implicitly “establishing that the asserted Executive power is exclusive and preclusive, meaning that Congress cannot regulate or limit that power by creating a cause of action or otherwise.” Id. at 857; but see Zivotofsky I, 132 S. Ct. at 1436 (Sotomayor, J., concurring) (acknowledging that the application of the political question doctrine in a statutory case would be very “atypical,” but suggesting that “the foreclosure altogether of political question analysis in statutory cases is unwarranted”). 17 25 26 27 28 The below-cited authorities could have been addressed in the Court’s discussion of the first Baker factor, because at least some jurists and commentators have forcefully argued that a Court’s resolution of statutory arguments “is not [] ‘textually committed’ to another branch; to the contrary, it is committed to this one.” Zivotofsky I, 132 S. Ct. at 1435 (Sotomayor, J., concurring); see also Erwin Chemerinsky, Federal Jurisdiction § 1.3, at 15 (5th ed. 2007) (“Under current law, the political question doctrine consigns certain allegations of constitutional violations to the other branches of government for adjudication and decision, even if all other jurisdictional and justiciability requirements are met.”) (emphasis added). 20 1 reasons for the imprisonment; and (2) an order “in the nature of mandamus or injunction” to compel 2 the Executive branch to comply with the Hostage Act and provide assistance that could “obtain or 3 effectuate” their family member’s release.18 Id. at 1889. The Seventh Circuit found the second 4 request barred by the political question doctrine, but not the first. The reasons for the court’s 5 determinations are important. The court concluded that the plaintiffs’ first request (to enforce the 6 President’s duty to “undertake a meaningful inquiry into the circumstances of [a citizen’s] detention 7 in order to determine whether the citizen is unjustly deprived of liberty”) was justiciable because 8 “our enforcement of a duty of inquiry does not interfere with the President’s conduct of foreign 9 relations, nor does our review of the extent of the inquiry implicate standards that are beyond judicial management or discovery.” Id. at 1195-96. Put differently, the Court knew how to 11 For the Northern District of California United States District Court 10 determine whether the Executive Branch had ever investigated a detainee’s status, and similarly 12 knew how to determine whether that investigation was sufficiently robust to satisfy the President’s 13 duty of inquiry under the Act. 14 By contrast, the plaintiffs’ second request could not be granted because the requested 15 injunction would not only “amount to directing the conduct of this country’s foreign relations,” id. at 16 1190, but would also require the “ascertainment of facts and standards of decision that are beyond 17 judicial discovery and management.” Id. at 1193. Namely, in order to determine whether the 18 President violated the Hostage Act, the court would need to determine whether a detainee was 19 “unjustly deprived” of his liberty by a foreign government. Id. This, the Seventh Circuit 20 determined, it could not do. Id. The Court explained: “Neither the terms of the Hostage Act nor its 21 legislative history give any indication of what is meant by the phrase ‘unjustly deprived,’” and “we 22 simply lack the resources and competence to discover and resolve the questions of fact regarding 23 events surrounding Flynn’s incarceration and conviction in Mexico.” Id.; see also Smith, 844 F.2d 24 at 198-99 (dismissing a Hostage Act claim because the court could not reasonably determine who 25 was “unjustly deprived” of their liberty). 26 27 28 18 Specifically, they sought to compel an American consular officer based in Mexico to provide a statement to the Supreme Court of Mexico on behalf of their detained family member. Id. at 1189. 21 1 The Government’s reliance on Flynn with respect to Plaintiffs’ declaratory judgment claims 2 is misplaced; the case, if anything, supports Plaintiffs in this context. Notably, the Seventh Circuit 3 held that the political question doctrine did not bar it from enforcing the Executive’s duty of inquiry 4 under the Hostage Act or prohibit it from “review[ing] the extent of the inquiry” because neither 5 action would “implicate standards that are beyond judicial management or discovery” or otherwise 6 “interfere with the President’s conduct of foreign relations.” Id. at 1195. The same reasoning 7 applies to Plaintiffs’ declaratory judgment claims here. 8 9 The Court notes that the D.C. Circuit later applied similar reasoning to that employed by the Seventh Circuit in Flynn. In People’s Mojahedin Organization of Iran, the court was called on to interpret and apply section 1189 of the Antiterrorism and Effective Death Penalty Act of 1996 11 For the Northern District of California United States District Court 10 (AEDPA). 182 F.3d at 21. That section empowers “the Secretary of State to designate a foreign 12 terrorist organization if the Secretary finds three things: (A) the organization is a foreign 13 organization; (B) the organization engages in terrorist activity . . . and (C) the terrorist activity of the 14 organization threatens the security of United States nationals or the national security of the United 15 States.” Id. (internal quotation marks omitted). Section 1189 also provided “[i]n APA-like 16 language” that the court shall “hold unlawful and set aside a designation” of a group as a foreign 17 terrorist organization that the court finds to be “arbitrary, capricious, an abuse of discretion,” or 18 otherwise unlawful. Id. at 22. 19 Both the People’s Mojahedin Organization of Iran and the Liberation Tigers of Tamil Eelam 20 filed suit, seeking judicial review of their designation as a foreign terrorist organization. Id. at 18- 21 19. The D.C. Circuit determined that the challenge was partially justiciable. Specifically, the court 22 concluded that it could apply the “APA-like” standard of review to the Secretary’s determinations 23 that the plaintiff organizations were “foreign” and that they “engaged in terrorist activity,” because 24 those terms were defined by law, and thus there were judicially manageable and discoverable 25 standards to guide the court’s decision. Id. at 24-25. But, the panel concluded that it could not 26 review the Secretary’s final determination that the plaintiff organizations “threaten[ed] the security 27 of United States nationals or the national security of the United States,” because such a judgment 28 would require the judiciary to made a decision “for which the Judiciary has neither aptitude, 22 1 facilities nor responsibility.” Id. at 23 (citing Chicago & Southern Air Lines, Inc. v. Waterman 2 Steamship Corp., 333 U.S. 103, 111 (1948)). 3 Again, the same logic employed in People’s Mojahedin Organization of Iran applies here. 4 Consideration of the Plaintiffs’ declaratory judgment claims is not barred by the political question 5 doctrine because those claims merely require this Court to determine whether the DoD’s NHPA 6 process violated the APA’s familiar “arbitrary and capricious” standard. 7 In sum, Plaintiffs’ declaratory judgment claims do not implicate either of the first two (and 8 most important) Baker factors because they ask this Court to perform the straightforward and 9 familiar task of applying the APA. 3. 11 For the Northern District of California United States District Court 10 Nor do the Plaintiffs’ declaratory judgment claims “inextricably” implicate the third Baker 12 factor. As Justice Sotomayor recently explained in her concurrence in Zivotofsky I, the second and 13 third Baker factors are largely overlapping, and “reflect circumstances in which a dispute calls for 14 decisionmaking beyond courts’ competence.” Zivotofsky I, 132 S. Ct. at 1432 (Sotomayor, J., 15 concurring). “When a court is given no standard by which to adjudicate a dispute, or cannot resolve 16 a dispute in the absence of a yet-unmade policy determination charged to a political branch, 17 resolution of the suit is beyond the judicial role envisioned by Article III.” Id. 18 Initial Policy Determination As previously noted, the Court’s main task in resolving these claims is limited and 19 straightforward (i.e., applying the APA and determining compliance with procedural requirements), 20 and would not in the first instance “require the court to make pronouncements of foreign policy.” 21 Alperin, 410 F.3d at 555. The Government, however, argues that this Court’s application of the 22 “arbitrary and capricious” standard of review might require the Court to engage in “policy 23 determination[s] of a kind clearly for nonjudicial discretion.” Baker 369 U.S. at 217. For instance, 24 the Government argues that if this Court were to determine that DoD violated the APA by failing to 25 solicit public comment before issuing its NHPA Findings, the Court might then have to decide how 26 the Executive could appropriately receive public comment from citizens of Japan, a policy decision 27 that would unnecessarily “intrude into the Executive’s authority to determine . . . how to 28 appropriately engage a foreign government’s citizens.” Mot. to Dismiss at 34. 23 1 The problem with the Government’s arguments at this juncture is that they are hypothetical 2 and not ripe. There is no certainty that this Court would ever have to engage in the type of 3 “impermissible” policy analysis that animates the Government’s concerns. Indeed, it is entirely 4 possible that the NHPA findings would be upheld on the existing record. In any event, as noted 5 above, it is by no means clear at this juncture whether the “take account” requirements of the NHPA 6 will require close scrutiny of the Government’s effort to solicit input from Japanese officials and 7 citizens, or otherwise involve the weighing of other political factors. 8 9 impermissible policy determination be “inextricable from the case at bar,” Baker, 369 U.S. at 217 (emphasis added), is not implicated. 11 For the Northern District of California United States District Court 10 As the case stands, the third Baker test, which requires that a Court’s need to make an 4. 12 The Government also argues that this Court would show a “lack of respect” for the Executive Lack of Respect for Coordinate Branches 13 Branch were the Court to adjudicate the declaratory judgment claims and consider whether the 14 NHPA Findings fell short of statutory requirements. It is not immediately apparent how this might 15 be, and the Government’s brief once again relies on speculative hypotheticals in an attempt to show 16 that APA review would be disrespectful of the President’s handling of U.S.-Japan relations. For 17 instance, the Government claims that were the Court to conclude that the DoD was wrong to rely on 18 the Japanese government’s environmental impact statements or dugong population studies, or, even 19 worse, was to conclude that these Japanese government documents were somehow substantively 20 flawed, this could embarrass the Executive and undermine the U.S.-Japan relationship. 21 First, this argument suffers the same flaws as the Government’s other hypothetical 22 “horribles.” There is currently no way to know that the Court would ever make such critical 23 assessments of the Japanese government’s determinations, or the DoD’s reliance on those 24 determinations. Nor is it evident that the NHPA will be construed to require scrutiny of the political 25 nature of the Government’s action. But even if this Court were, in applying the NHPA, to somehow 26 call the Japanese government’s competence or performance in providing sufficient environmental 27 input into doubt, it is unlikely that would be sufficient to trigger dismissal under the restrictive test 28 set out in Baker. 24 1 Defendants contend that continued adjudication of this case will harm the U.S.-Japan lawsuit are entitled to some deference. Compare Zivotofsky ex rel. Zivotofsky v. Secretary of State 4 (Zivotofsky II), 725 F.3d 197, 219 (D.C. Cir. 2013), cert. granted by 134 S. Ct. 1873 (2014) (holding 5 that the Executive Branch’s consistently held belief, supported by evidence, that enforcement of a 6 statute would cause adverse foreign policy consequences is “conclusive on us”) with Alperin, 410 7 F.3d at 556 (noting that had the State Department expressed a view on the foreign policy 8 consequences of the court’s decision, “that fact would certainly weigh in evaluating this fourth 9 Baker formulation”) and Republic of Austria v. Altmann, 541 U.S. 677, 701-02 (2004) (indicating in 10 dicta that had the State Department chosen to “express its opinion on the implications of exercising 11 For the Northern District of California relationship. The views of the Executive regarding the foreign policy consequences of a given 3 United States District Court 2 jurisdiction over particular petitioners . . . that opinion might well be entitled to deference as the 12 considered judgment of the Executive on a particular question of foreign policy”) (emphasis 13 omitted). However, the declarations submitted by the Government in this case focus almost 14 exclusively on the harms an injunction, not declaratory judgment, would cause to U.S.-Japan 15 relations. Indeed, the only opinion expressed by the Executive with regard to the Plaintiffs’ 16 declaratory relief claims reads (in its entirety) as follows: “For that matter, in light of the United 17 States’ close coordination with Japan on plans for FRF construction, a court order setting aside 18 DoD’s findings with respect to the impact of the FRF on the dugong would also be damaging.” 19 Zumwalt Decl. at ¶ 12. 20 Even crediting the State Department’s largely conclusory contention that an order granting 21 declaratory relief setting aside DoD’s NHPA Findings would be “damaging” to the U.S.-Japan 22 alliance, such collateral consequences alone would not necessarily warrant dismissal under Baker. 23 In Japan Whaling Ass’n, the Supreme Court was tasked with determining whether, under two 24 Congressional statutes, the Japanese government should be certified (and thereby face significant 25 economic sanctions) for violating the International Convention for the Regulation of Whaling. 478 26 U.S. at 226. The outcome of the case was extremely important to the Japanese government, so much 27 so that Japan officially agreed to withdraw its objections to the whaling moratorium imposed under 28 the whaling treaty “provided that the United States obtained reversal of the District Court’s order,” 25 1 which had held that Japan must be certified. Id. at 228. Despite Japan’s expressed interest in the 2 litigation, and serious concern regarding an unfavorable Supreme Court ruling, the Court refused to 3 dismiss the case on political question grounds, holding that it could not “shirk” its responsibility to 4 “interpret statutes . . . merely because our decision may have significant political overtones.” Id. at 5 230. Hence, the Supreme Court refused to invoke the political question doctrine in Japan Whaling 6 Ass’n, even where the potential harm to Japan (and the U.S.-Japan relationship more generally) that 7 could have stemmed from an adverse judgment was far more obvious than it is in this case. 8 Consequently, the Court concludes that the fourth Baker factor is not met. 9 Unquestioning Adherence to a Political Decision Already Made The Government also argues that the fifth Baker factor warrants dismissal in this case, but as 11 For the Northern District of California United States District Court 10 5. with many of its arguments, this one fails because the Government misconstrues the scope of the 12 Plaintiffs’ declaratory judgment claims. The “political decision already made” that the Government 13 argues this Court should unquestionably adhere to is the decision to build and site the FRF at Camp 14 Schwab, a final decision that DoD emphasizes was “exceptionally difficult” to reach, “has been 15 decades in the making, and has absorbed the energies of several Presidents and their Secretaries 16 (State and Defense) and their counterparts in Japan.” Mot. to Dismiss at 39 (citations omitted). But 17 the decision the Plaintiffs’ declaratory judgment claims seek to challenge is not the decision to build 18 the FRF, but DoD’s specific implementation of the NHPA “take into account” process for the 19 Okinawa dugong. 20 6. 21 The final Baker factor asks whether this Court’s adjudication of the declaratory judgment Multifarious Pronouncements 22 claims would “cause the potentiality of embarrassment from multifarious pronouncements by 23 various departments on one question.” Id. Arguably, should this Court declare that Japan’s 24 environmental impact studies were insufficient or otherwise of poor quality, that could cause 25 embarrassment for the Executive. 26 However, as the Ninth Circuit stated in Alperin, although the Court must be “mindful of 27 stepping on the toes of the political branches,” not “any adjudication of the claims would implicate 28 this final test.” Alperin, 410 F.3d at 558 (emphasis in original). Declaratory relief would not be 26 1 directed towards criticizing the policy decisions of the American and Japenese governments to 2 construct the new base; rather, if granted, it would hold only that statutory procedures were not 3 followed. 4 In sum, the Plaintiffs’ declaratory judgement claims will not be dismissed pursuant to the 5 political question doctrine, for while they arise in the context of a political case they do not present a 6 non-justiciable political question, as seen by applying each of Baker’s six tests to these claims. 7 C. 8 9 Plaintiffs’ Injunctive Relief Claim Presents a Non-Justiciable Political Question In contrast to the declaratory judgment claims, Plaintiffs’ injunctive relief claim clearly presents a non-justiciable political question: Plaintiffs’ ask this Court for a “temporary” injunction ordering the DoD to halt all construction of an overseas military base that is being paid for by the 11 For the Northern District of California United States District Court 10 Japanese government, built by Japanese workers, and erected on Japanese sovereign territory, until 12 the DoD adequately satisfies its obligations under the NHPA. Prayer for Relief at ¶ 3. Plaintiffs’ 13 injunctive relief claim likely “inextricably” implicates a number of Baker factors. 14 Most importantly, Plaintiffs’ injunctive relief claim fails the second Baker test. This Court 15 has no judicially discoverable and manageable standard(s) to apply in deciding whether to grant or 16 deny the requested injunction. In order to obtain an injunction in this case, Plaintiffs concede that 17 they would have to prevail on the merits and then show that: (1) they suffered an irreparable injury; 18 (2) their remedies at law are inadequate; (3) the balance of the hardships tips in Plaintiffs’ favor; and 19 (4) the public interest would not be disserved by the injunction. See Sierra Forest Legacy v. 20 Sherman, 646 F.3d 1161, 1184 (9th Cir. 2011) (citing eBay Inc. v. MercExchange, L.L.C., 547 U.S. 21 388, 391 (2006)); see also Plaintiffs’ Supplemental Brief at 3 n. 1. Even assuming that Plaintiffs 22 could satisfy the first two requirements, there are no judicially administrable standards available to 23 this Court in evaluating the remaining factors. 24 For instance, in evaluating the balance of the hardships, this Court would be required to 25 weigh the serious harm construction of the FRF will likely cause to the dugong (including possible 26 extinction) against claimed benefits of the FRF: e.g., maintaining the United States’ “deterrence 27 capability” in Asia, “sustaining public support on Okinawa” for the United States military presence, 28 addressing the “threat posed by a nuclear-armed North Korea” or defusing “tensions over competing 27 ¶¶ 10, 13. Evaluating these types of harm is an exercise “for which the Judiciary has neither 3 aptitude, facilities nor responsibility,” and thus they “have long been held to belong in the domain of 4 political power not subject to judicial intrusion or inquiry.” Waterman, 333 U.S. at 111; see also 5 Bancoult, 445 F.3d at 436 (“[W]e have no standards by which we can measure and balance the 6 foreign policy considerations at play in this case, such as the containment of the Soviet Union in the 7 Indian Ocean thirty years ago and the support of military operations in the Middle East today.”) 8 (internal quotation marks and modifications omitted); El-Shifa Pharmaceuticals, 607 F.3d at 843 9 (“The conclusion that the strategic choices directing the nation’s foreign affairs are constitutionally 10 committed to the political branches reflects the institutional limitations of the judiciary and the lack 11 For the Northern District of California territorial and maritime claims in the East China Sea and South China Sea.” See Zumwalt Decl. at 2 United States District Court 1 of manageable standards to channel any judicial inquiry into these matters.”). As the D.C. Circuit 12 recently held en banc, “[i]t is not the role of judges to second-guess, with the benefit of hindsight, 13 another branch’s determination that the interests of the United States call for military action.” El- 14 Shifa Pharmaceuticals, 607 F.3d at 844. 15 In addition to the near impossibility of assessing the balance of hardships in the instant case 16 which entail examination of fundamental foreign policy concerns, this Court would have to 17 adjudicate the fourth injunctive factor – whether the public interest would be disserved by an 18 injunction. This presents yet another task the Judiciary is ill-suited to adjudicate. Government 19 declarants make what appears to be a compelling case that even temporary injunctive relief would 20 “have a significant negative impact on U.S. foreign policy interests in the region.” Zumwalt Decl. at 21 ¶ 4; see also Docket No. 163, Declaration of Brigadier General Mark R. Wise, Deputy Commander, 22 United States Forces, Japan (Wise Decl.) at ¶ 14 (concluding that any failure to “live up to political 23 commitments made . . . would inject not only uncertainty into the process of implementing the 24 SOFA, [it] would also undermine the strength of the U.S.-Japan alliance more generally”). For 25 instance, General Wise notes that any injunction of the FRF project “would be called into question 26 by the GOJ [Government of Japan] as a significant failure of the alliance and a departure from the 27 established norms of the relationship of the two governments.” Wise Decl. at ¶ 14. And Deputy 28 Assistant Secretary of State Zumwalt notes that an “injunction blocking construction of the FRF, 28 1 even temporarily, would have far-reaching consequences” on the U.S.-Japan alliance which is a 2 “central component of the United States’ broader rebalance to Asia, a major policy priority for the 3 President.” Zumwalt Decl. at ¶¶ 13, 15. He also notes that an injunction would diminish “the 4 United States’ position as a reliable ally for its [other] partners.” Id. at ¶ 4; see also Mot. to Dismiss, 5 Exhibit 3 (quoting Secretary Hagel as stating that “[o]ur strong relationship with Japan remains vital 6 to the rebalance” of U.S. forces to the Asia-Pacific region, and further noting that the U.S. is 7 “committed to working with Japan to realize the expeditious construction of the FRF and 8 realignment of U.S. forces”). As noted above, these assertions are entitled to weight. See Alperin, 9 410 F.3d at 556; Zivotofsky II, 725 F.3d at 219. Beyond that, this Court is ill-equipped to meaningfully evaluate the Government’s contentions. 11 For the Northern District of California United States District Court 10 Because Plaintiffs’ request for injunctive relief “inextricably” implicates one of Baker’s most 12 important tests – the lack of judicially discoverable and manageable standards (see Alperin, 410 F.3d 13 at 545) – the claim for injunctive relief presents a non-justiciable political question. 14 Issuance of an injunction would implicate other Baker factors as well. An injunction would 15 effectively countermand the Government’s decision to “establish a military base on [foreign soil],” a 16 political decision generally not reviewable by the courts. Bancoult, 445 F.3d at 436. Such a choice 17 is plainly “an exercise of the foreign policy and national security powers entrusted by the 18 Constitution to the political branches of our government.” Id. (emphasis added); see also Alperin, 19 410 F.3d at 559 (“It is axiomatic that the Constitution vests the power to wage war in the President 20 as Commander in Chief.”). See El-Shifa Pharmaceuticals, 607 F.3d at 844 (“[C]ourts cannot 21 reconsider the wisdom of discretionary foreign policy decisions.”) (emphasis added); Alperin, 410 22 F.3d at 559 (explaining that “cases interpreting the broad textual grants of authority to the President 23 and Congress in the areas of foreign affairs leave only a narrowly circumscribed role for the 24 Judiciary”) ( emphasis added). 25 Similarly, an injunction that ascribes more importance to saving the Okinawa dugong than 26 the Executive has chosen to afford in the context of constructing a foreign military base would 27 “inevitably express a lack of respect for the Executive Branch’s handling of” U.S.-Japan relations, 28 Alperin, 410 F.3d at 555, and would also likely “cause the potentiality of embarrassment from 29 1 multifarious pronouncements by various departments on one question.” Id. at 558 (quotation 2 omitted). 3 Moreover, the Government’s argument that the decision to build the FRF is a “political taken. See Baker, 369 U.S. at 217. The United States and Japan signed a final executive agreement 6 to build the FRF in 2006 (the Roadmap). See Okinawa Dugong, 543 F. Supp. 2d at 1086 (“The 7 2006 Roadmap . . . is a bilateral executive agreement between two sovereign nations . . . . The 8 agreements reached in the Roadmap have received needed approvals at the national levels of both 9 governments, but the Government of Japan is still working to obtain needed approvals from affected 10 local and prefectural governments.”);19 see also id. at 1092 (“[T]he Roadmap is the final agreement 11 For the Northern District of California decision already made” that requires an “unusual need for unquestioning adherence” appears well 5 United States District Court 4 between the United States and the Government of Japan marking the consummation of years of 12 negotiation and planning.”). Construction of the FRF has already begun, and both the American and 13 Japanese governments are committed to completing the FRF project expeditiously. See Zumwalt 14 Decl. at ¶ 8 (“I understand the Japanese government wants initial work on the FRF to proceed 15 expeditiously due to the desire to carry out the Realignment Roadmap in a timely manner”); Mot. to 16 Dismiss, Exhibit 1 (April 2014 White House press release “reaffirm[ing] our commitment to 17 reducing the impact of U.S. forces on Okinawa” through the “early relocation of Futenma Marine 18 Corps Air Station to Camp Schwab”); Mot. to Dismiss, Exhibit 5 (December 2013 White House 19 Press release indicating that the “United States is determined to implement our roadmap to relocate 20 the base for Futenma as quickly as possible”). The Executive Branch (in consultation with the 21 Japanese) has determined that there “are no viable alternatives to the FRF at Camp Schwab.” 22 Zumwalt Decl. at ¶ 12.20 The last Baker factor further counsels against justiciability. 23 19 24 25 26 27 28 As noted earlier in this Order, all necessary additional approvals have now been obtained, and construction of the FRF has already begun. See Zumwalt Decl. at ¶ 10 (describing the Governor of Okinawa’s approval of the landfill permit as “the most tangible, significant achievement” of the 20 year effort between the U.S. and Japan to build the FRF); id. at ¶ 8 (averring that construction surveys began in August); First Supplemental Complaint at ¶ 25 (alleging that “DoD has already issued work entry permits to Camp Schwab for construction of the FRF project”). 20 Judge Patel foresaw just such a problem in her 2008 summary judgment order: “Satisfaction of defendants’ obligations under section 402 . . . cannot be postponed until the eve of construction when defendants have made irreversible commitments making additional review futile 30 1 In conclusion, injunctive relief would inextricably implicate nearly all the tests of non- 2 justiciability under Baker. Such a claim for relief must be dismissed. 3 D. Plaintiffs’ Declaratory Judgement Claims Must be Dismissed Because This Court Cannot 4 Fashion any Effective Relief 5 The inability of this Court to fashion any injunctive or otherwise coercive relief to protect the 6 dugong is also conclusive of another issue – Plaintiffs’ standing to assert their remaining declaratory 7 judgment claims.21 If this Court cannot grant the Plaintiffs meaningful relief (i.e., cannot redress 8 their injuries), their claims for declaratory judgment must also be dismissed even if these claims do 9 not in themselves present a political question. See Defenders of Wildlife v. U.S. EPA, 420 F.3d 946, 957 (9th Cir. 2005) (holding that plaintiffs alleging procedural injury “must show only that they 11 For the Northern District of California United States District Court 10 have a procedural right that, if exercised, could protect their concrete interests”) (emphasis in 12 original), overruled on other grounds by Nat’l Ass’n of Home Builders v. Defenders of Wildlife, 551 13 U.S. 644 (2007). 14 1. 15 To bring or maintain a lawsuit in federal court, a plaintiff must establish that she has Article 16 III standing. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992). Specifically, a litigant must 17 have “suffered an ‘injury in fact’” that is “‘concrete and particularized’” and “‘actual or imminent.’” 18 Mayfield v. United States (Mayfield II), 599 F.3d 964, 969 (9th Cir. 2010) (quoting Lujan, 504 U.S. 19 at 560). The plaintiff must also “establish a causal connection between the injury and the 20 defendant’s conduct . . . [and] show a likelihood that the injury will be ‘redressed by a favorable 21 decision.’” Id. (quoting Simon v. E. Kentucky Welfare Rights Org., 426 U.S. 26, 43 (1976)). Basics of Constitutional Standing 22 23 24 25 or consideration of alternatives impossible.” Okinawa Dugong, 542 F. Supp. 2d at 1112. Rather, “Congress’ express inclusion of a time frame [in section 402, requiring review to take place ‘prior to approval of an undertaking’] indicates that Congress intended the take into account process to occur early in the planning stages of a federal undertaking when there is still a meaningful opportunity to consider adverse impacts and mitigation measures.” Id. (quoting 16 U.S.C. § 470a-2). 21 26 27 28 Judge Patel previously ruled that the Plaintiffs here have standing, but there was no declaratory judgment claim regarding the adequacy of the DoD’s NHPA Findings pending at the time, and so her previous ruling on standing (made in a far different procedural posture) is not binding on this Court. See Youngberg, on Behalf of Scientific Atlanta, Inc. Long Term Disability Plan v. Great West Life Assurance Co., 892 F.2d 85 (9th Cir. 1989) (noting that “a plaintiff may also lose standing at any point during the litigation”). 31 1 Critically, a “plaintiff must demonstrate standing separately for each form of relief sought.” 2 Friends of the Earth, Inc. v. Laidlaw Envtl. Serv. Inc., 528 U.S. 167, 185 (2000). “Thus, a plaintiff 3 who has standing to seek damages for a past injury, or injunctive relief for an ongoing injury, does 4 not necessarily have standing to seek prospective relief such as a declaratory judgment.” Mayfield 5 II, 599 F.3d at 969 (citations omitted). 6 2. 7 In order to establish standing for their declaratory relief claims, Plaintiffs must show a 8 favorable decision may redress their injuries. Lujan, 504 U.S. at 560. Plaintiffs must show there is a 9 “direct relationship between the alleged injury” they seek to remedy “and the claim sought to be Redressability of Plaintiffs’ Declaratory Relief Claims adjudicated.” Linda R.S. v. Richard D., 410 U.S. 614, 618 (1973). Here, the ultimate injury 11 For the Northern District of California United States District Court 10 Plaintiffs seek to remedy is the construction of the FRF and its impact upon the Okinawa dugong. 12 Admittedly, Plaintiffs’ claim for declaratory relief seeks only a judgment that the DoD 13 violated the procedures required under the NHPA and an order setting aside the DoD’s allegedly 14 flawed NHPA Findings. The declaratory judgment claims seek in the first instance to vindicate 15 purely procedural injuries. However, parties do not have standing to insist that procedural rules be 16 followed simply for the sake of enforcing conformity with legal requirements. See, e.g., Citizens for 17 Better Forestry v. U.S. Dep’t of Agric., 341 F.3d 961, 969 (9th Cir. 2003). Instead, “a plaintiff 18 asserting a procedural injury must show that the procedures in question are designed to protect some 19 threatened concrete interest of his that is the ultimate basis of his standing.” Id. Here, as noted 20 above, the concrete interest is the construction of the FRF and its possible impacts on the Okinawa 21 dugong. See id.; see also Salmon Spawning & Recovery Alliance v. Gutierrez, 545 F.3d 1220, 1225- 22 26 (9th Cir. 2008) (recognizing that the “concrete interest” at the heart of a lawsuit to enforce 23 specific procedures of the Endangered Species Act is the preservation and protection of the 24 endangered species). In order to maintain this lawsuit for a declaration that DoD violated the 25 procedures of the NHPA, Plaintiffs must show a sufficient likelihood that the declaratory relief will 26 lead to the protection of this specific interest. 27 28 To be sure, where the statute allegedly violated prescribes rights and obligations of a procedural nature, plaintiffs do not face a “high bar” to establishing redressability. Plaintiffs are 32 1 entitled to a presumption of redressability. Mayfield II, 599 F.3d at 971. A party alleging 2 procedural injury must show “only that the relief requested – that the agency follow the correct 3 procedures – may influence the agency’s ultimate decision of whether to take or refrain from taking 4 a certain action.” Salmon Spawning, 545 F.3d at 1226-27 (emphasis added). That said, the Ninth 5 Circuit has emphasized that “the redressability requirement is not toothless in procedural injury 6 cases.” Id. at 1227. Indeed, Salmon Spawning itself is instructive as to when the redressability 7 requirement in procedural injury cases has bite. 8 In Salmon Spawning, three conservation groups challenged a National Marine Fisheries the NMFS to issue its biological opinion was the United States’ decision to enter into a treaty with 11 For the Northern District of California Service (NMFS) biological opinion22 under the APA. Id. at 1224. The “agency action triggering” 10 United States District Court 9 the Canadian government to manage threatened or endangered salmon populations “originating in 12 Alaska, Canada, and the Pacific Northwest.” Id. at 1223-24. The NMFS’ biological opinion 13 “studied whether Canadian take under the levels permitted by the Treaty would jeopardize listed 14 salmon.” Id. at 1224. The agency concluded that the “Canadian take under the Treaty was not 15 likely to jeopardize the continued existence of threatened or endangered salmon stocks.” Id. 16 The environmental groups sued, claiming the NMFS’ biological opinion was “flawed” in 17 various respects that violate the APA, including section 706 (the same section invoked by Plaintiffs 18 here). Id. The Ninth Circuit unanimously concluded that the environmental groups lacked standing 19 to pursue this claim.23 Specifically, the panel ultimately concluded that the “relationship between 20 the [challenged executive action] and the Treaty sets up a dichotomy of interests that sinks the effort 21 to establish Article III standing” for the appellants’ procedural injury claim. The Court explained: 22 [I]f the groups were successful in establishing that NMFS failed to comply with the procedural requirements of ESA § 7 in deciding 23 24 22 25 23 26 27 28 Sometimes referred to as a “BiOp.” Although the Ninth Circuit opinion does not make the point clear, the plaintiffs in Salmon Spawning brought both injunctive relief and declaratory relief claims. See Salmon Spawning & Recovery Alliance v. Carlos M. Gutierrez, No. C05-1877-RSM, at ECF No. 1 (“Plaintiffs respectfully request that the Court: 1) Declare that the Defendants have violated the ESA and the Administrative Procedures Act, and that the actions as set forth above are arbitrary, capricious, and not in accordance with law; [and] 2) Enter appropriate injunctive relief to ensure that the defendants comply with the ESA and the Administrative Procedures Act . . . .”) 33 1 whether the United States’ entrance into the Treaty would jeopardize listed species, the procedurally flawed consultation and defective BiOp could theoretically be set aside. But, a court could not set aside the next, and more significant, link in the chain – the United States’ entrance into the Treaty. While the United States and Canada can decide to withdraw from the Treaty, that is a decision committed to the Executive Branch, and we may not order the State Department to withdraw from it. So, while the groups correctly allege that they have a right to a procedurally sound consultation, they cannot demonstrate that ‘that right, if exercised, could protect their concrete interests.’ 2 3 4 5 6 7 Id. at 1226 (first and second emphases added) (third emphasis in original) (citing Earth Island Inst. 8 v. Christopher, 6 F.3d 648, 652-53 (9th Cir. 1993) and then quoting Defenders of Wildlife, 420 F.3d 9 at 957). Salmon Spawning went on to note that “if a court were to give the groups the remedy that 11 For the Northern District of California United States District Court 10 they seek – that NMFS and the State Department follow the proper procedures during a new § 7 12 consultation process – the ultimate agency decision of whether to enter the Treaty with Canada, 13 made nine years ago, could never be influenced.” Id. at 1227. Thus, “if we rule against the groups’ 14 claim of procedural injury, they will continue to suffer injury; and, if we rule in their favor, they will 15 still suffer injury because we cannot undo the Treaty.” Id. (citation omitted). The panel therefore 16 affirmed the district court’s dismissal of the procedural (APA) claim for lack of standing because 17 “although we can set aside the BiOp, we cannot remedy the harm asserted.” Id. 18 The Ninth Circuit reached a similar result in Mayfield II. 599 F.3d 964. Brandon Mayfield 19 was a former suspect in the 2004 Madrid train bombings. Id. at 966. Mayfield was suspected 20 because the FBI erroneously determined that his fingerprints matched those of the bomber. Id. 21 Mayfield was arrested, and his home and office were searched pursuant to warrants issued under the 22 Foreign Intelligence Surveillance Act (FISA), as amended by the PATRIOT Act. Id. at 966-67. 23 Mayfield’s computer and other electronic files were also searched pursuant to the Government’s 24 authority under FISA. Id. at 967. 25 After he was exonerated, Mayfield brought suit against the Government alleging various 26 Fourth Amendment violations, including claims that he was subjected to unlawful searches, seizures, 27 and surveillance pursuant to the FISA warrants. Id. at 967-68. Mayfield sought monetary damages, 28 injunctive relief, and a declaration that certain provisions of FISA were unconstitutional. Id. 34 1 Mayfield and the Government eventually settled all but the declaratory judgment claims.24 Id. at 2 968. The settlement agreement provided that “the sole relief Mayfield could seek or that the court 3 could award with regard to [his remaining claim that parts of FISA are unconstitutional] would be a 4 declaratory judgment.” Id. 5 Pursuant to the settlement agreement, Mayfield filed an amended complaint seeking only “a 6 declaratory judgment that 50 U.S.C. §§ 1804 and 1823, as amended by the PATRIOT Act, are 7 facially unconstitutional.” Id. at 969. Mayfield alleged that the government used the challenged 8 statutory provisions of FISA “to conduct covert surveillance, searches of the family’s private 9 quarters, and seizures of the family’s private materials. Mayfield further asserted that because the government obtained these materials unlawfully, and even though the government returned the 11 For the Northern District of California United States District Court 10 physical materials [seized], the continued retention of any derivative material was also unlawful.” 12 Id. Thus, as the Ninth Circuit later explained, the purpose of Mayfield’s desired declaratory 13 judgment was “twofold: 1) to prevent future uses of FISA against Mayfield; and 2) to force the 14 government to return or destroy all derivative materials in its possession obtained from Mayfield by 15 unconstitutional means.”25 Id. 16 The district court found that Mayfield had standing to pursue his declaratory relief claim 17 because the Government’s “continued retention of derivative material from the FISA seizure” was a 18 constitutionally significant ongoing injury. Mayfield I, 504 F. Supp. 2d at 1034. The district court 19 further concluded that it could adequately redress Mayfield’s claimed injury because, if the court 20 entered a declaratory judgment “finding the challenged portions of the Patriot Act unconstitutional, 21 it is reasonable to assume that the Executive Branch of the government will act lawfully and make 22 all reasonable efforts to destroy the derivative materials when a final declaration of the 23 24 25 24 Among other things, Mayfield received $2 million in compensatory damages and an apology from the Government. Id. at 968. 25 26 27 28 The “derivative material” at issue included such items as “photocopies or photographs of documents from confidential files in Mayfield’s law office, summaries and excerpts from the computer hard drives from the Mayfield law office and plaintiff’s personal computer at home, analysis of plaintiffs’ personal bank records and bank records from Mayfield’s law office . . . [and] summaries of confidential conversations between husband and wife.” Mayfield v. United States (Mayfield I), 504 F. Supp. 2d 1023, 1034 (D. Or. 2007). 35 1 unconstitutionality of the challenged provisions is issued.” Id. (emphasis added). The Ninth Circuit 2 disagreed. 3 Although Mayfield was “entitled to a presumption of redressability,” the Ninth Circuit 4 concluded that Mayfield lacked standing to maintain his declaratory judgment action because there 5 was no reasonable likelihood that the relief sought would redress his injury. Mayfield II, 599 F.3d at 6 971. The panel noted that because the Government “would not necessarily be required by a 7 declaratory judgment to destroy or otherwise abandon the [derivative] materials,” a declaration that 8 the challenged portions of FISA are unconstitutional would be of “no direct consequence” to 9 Mayfield. Id. at 971-72. And as the panel explained, where any “prospective benefits” of a court order “‘depend on an independent actor who retains broad and legitimate discretion the courts 11 For the Northern District of California United States District Court 10 cannot presume either to control or predict,’” a plaintiff lacks standing to judicially seek those 12 benefits. Id. at 972 (quoting Glanton ex rel. Alcoa Prescription Drug Plan v. AdvancePCS, Inc., 465 13 F.3d 1123, 1125 (9th Cir. 2006)). The panel hence concluded: 14 15 16 17 18 Having bargained away all other forms of relief, Mayfield is now entitled only to a declaratory judgment. Although it is undisputed that the government retains materials derived from the FISA searches and surveillance of Mayfield’s property, the only relief that would redress this alleged Fourth Amendment violation is an injunction requiring the government to return or destroy such materials. Under the terms of the Settlement Agreement, Mayfield cannot seek injunctive relief. Nor is it likely that the government will return the materials of its own volition, as it is under no legal obligation to do so, and has stated in its brief that it does not intend to take such action. 19 20 Id. at 972. Thus, the Ninth Circuit held that in light of the “limited remedy left open [to Mayfield] 21 and the absence of any authority on which the district court could rely to insist sua sponte that the 22 derivative materials be returned or destroyed, we must conclude that Mayfield lacks standing to 23 pursue his [declaratory judgment] claim.” Id. at 973. 24 Plaintiffs’ declaratory judgment claims are in a very similar posture to the claims the Ninth 25 Circuit dismissed in both Salmon Spawning and Mayfield. This Court has determined that no 26 injunctive relief may be issued to prevent or halt construction of the FRF. Moreover, the NHPA 27 “take into account” process is only hortatory, mandating no particular result. Okinawa Dugong, 543 28 F. Supp. 2d at 1095 (explaining that the NHPA “does not require a particular outcome and it neither 36 1 forbids destruction of a protected property nor commands its preservation”). Hence, there is no 2 likelihood that the United States government, in response to an adverse declaratory judgment, will 3 voluntarily halt construction of the FRF. As a result, it cannot be said that declaratory relief “may” 4 provide redress to Plaintiffs. Salmon Spawning, 545 F.3d at 1226-27. 5 As in Salmon Spawning, the “ultimate agency decision” to agree to the Roadmap and build 6 the FRF at Camp Schwab has already been made, and it is highly unlikely that an order requiring the 7 DoD to revise or reconsider its NHPA Findings will change that decision. 545 F.3d at 1227. And 8 for the reasons stated above, this Court cannot issue an injunction ordering the Government to pull 9 out of the Roadmap or otherwise alter its plans for the FRF. See Section II.C, supra. Thus, “if we rule against the [Plaintiffs’] claim of procedural injury, they will continue to suffer injury; and, if we 11 For the Northern District of California United States District Court 10 rule in their favor, they will still suffer injury because we cannot undo the [Roadmap].” Salmon 12 Spawning, 545 F.3d at 1227. Cf. Lujan, 504 U.S. at 569-71 (plaintiffs failed to establish 13 redressability because there was no reason to believe the funding agencies which had not been sued 14 would “be obliged to honor an incidental legal determination the suit [against the Secretary of the 15 Interior] produced; funding agencies not bound by any determination as to the Secretary’s duty of 16 consultation).26 17 Plaintiffs’ suggestion, echoed in the (later reversed) district court in Mayfield I, that their 18 injuries can be redressed because the Executive might change his mind with respect to the FRF’s 19 impacts on the dugong if this Court were to order DoD to conduct a renewed and more fulsome 20 inquiry under the NHPA is thus completely unsupported and speculative. Where an independent 21 actor “retains broad and legitimate discretion” to act that the court “cannot presume either to control 22 or predict,” the Court lacks constitutional power to adjudicate the merits of the controversy, 23 Mayfield II, 599 F.3d at 972, especially where, as here, there is no likelihood the Government will 24 change its conduct in response to a declaratory judgment. 25 26 27 28 26 See also Linda R.S., 410 U.S. at 618 (affirming dismissal on redressability grounds of suit for unpaid child support where the only relief a court could fashion would be to imprison the delinquent parent, not order that he actually make child support payments). 37 1 In sum, because any declaratory relief will not “influence the agency’s ultimate decision of 2 whether to take or refrain from taking a certain action,” Salmon Spawning, 545 F.3d at 1226-27, 3 Plaintiffs lack standing to seek declaratory relief. 4 5 III. CONCLUSION Plaintiffs’ action is dismissed with prejudice. The injunctive relief claims present non- 6 justiciable political questions, and Plaintiffs lack standing to pursue their remaining declaratory 7 relief claims. The Clerk is directed to enter judgment and close the file. 8 This order disposes of Docket No. 163. 9 IT IS SO ORDERED. 11 For the Northern District of California United States District Court 10 12 Dated: February 13, 2015 13 _________________________ EDWARD M. CHEN United States District Judge 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 38