-EFB (HC) Monteon v. Swarthout, No. 2:2010cv02985 - Document 14 (E.D. Cal. 2011)
Court Description: ORDER and FINDINGS and RECOMMENDATIONS signed by Magistrate Judge Edmund F. Brennan on 8/31/2011 ORDERING petitioner's request for appointment of counsel is DENIED; petitioner's 13 Motion to withdraw his earlier request to dismiss his ex post facto claim is GRANTED; RECOMMENDING that 10 MOTION to DISMISS filed by Gary Swarthout be granted; and that Clerk be directed to close this case. Motion referred to Judge John A. Mendez. Any party may file objections to F&R w/i 14 days after service. (Waggoner, D)
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-EFB (HC) Monteon v. Swarthout Doc. 14 1 2 3 4 5 6 7 8 IN THE UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 ALFREDO MONTEON, 11 Petitioner, vs. 12 13 No. CIV S-10-2985 JAM EFB P GARY SWARTHOUT, 14 Respondent 15 ORDER and FINDINGS AND RECOMMENDATIONS _________________________________/ Petitioner, a state prisoner proceeding without counsel, seeks a writ of habeas corpus. 16 17 See 28 U.S.C. § 2254. He challenges the October 29, 2009 decision of the California Board of 18 Parole Hearings (“Board”) to deny him parole. Petitioner claims the Board’s decision violated 19 his right to due process because it was not supported by some evidence of his current 20 dangerousness. He also claims that the Board violated the Ex Post Facto Clause by deferring his 21 subsequent parole suitability hearing for three years pursuant to Marsy’s Law. Petitioner also 22 requests appointment of counsel. Respondent moves to dismiss the petition on the ground it fails 23 to state cognizable grounds for federal habeas relief, and raises a challenge that is the subject of a 24 pending class action suit. For the reasons that follow, the undersigned will deny the request for 25 counsel and recommend that the motion to dismiss be granted. 26 //// 1 Dockets.Justia.com 1 I. Request for Counsel In his petition, petitioner requests that the court appoint him counsel. Dckt. No. 1 at 20.1 2 3 There currently exists no absolute right to appointment of counsel in habeas proceedings. See 4 Nevius v. Sumner, 105 F.3d 453, 460 (9th Cir. 1996). The court may appoint counsel at any 5 stage of the proceedings “if the interests of justice so require.” See 18 U.S.C. § 3006A; see also, 6 Rule 8(c), Rules Governing § 2254 Cases. The court does not find that the interests of justice 7 would be served by the appointment of counsel at this stage of the proceedings. 8 II. 9 Respondent’s Motion to Dismiss Respondent moves to dismiss the petition pursuant to Rule 4 of the Rules Governing 10 § 2254 Cases. This court has authority under Rule 4 to dismiss a petition if it “plainly appears 11 from the face of the petition and any attached exhibits that the petitioner is not entitled to relief 12 in the district court . . . .” As a corollary to that rule, the court may also consider a respondent’s 13 motion to dismiss, filed in lieu of an answer, on the same grounds. See, e.g., O'Bremski v. 14 Maass, 915 F.2d 418, 420 (9th Cir. 1990) (using Rule 4 to evaluate a motion to dismiss for 15 failure to exhaust state remedies); White v. Lewis, 874 F.2d 599, 602-03 (9th Cir. 1989) (using 16 Rule 4 as the procedural vehicle to review a motion to dismiss for state procedural default). 17 A 18 Petitioner contends that the Board’s 2009 decision to deny him parole violated his right Due Process Claim 19 to due process because it was not supported by some evidence that he posed an unreasonable risk 20 of danger to society. Dckt. No. 1 at 6, 36-37. Petitioner argues further that there was no nexus 21 between the Board’s findings for denying parole and a current unreasonable risk to the public 22 were he paroled. Id. Respondent moves to dismiss this claim because it is not cognizable in 23 federal habeas. Mot. at 4. 24 //// 25 1 26 The page numbers cited herein are those assigned by the court’s electronic docketing system and not those assigned by the parties. 2 1 Under California law, a prisoner is entitled to release unless there is “some evidence” of 2 his or her current dangerousness. In re Lawrence, 44 Cal. 4th 1181, 1205-06, 1210 (2008); In re 3 Rosenkrantz, 29 Cal. 4th 696, 651-53 (2002). According to the United States Supreme Court, 4 however, federal habeas review of a parole denial is limited to the narrow question of whether a 5 petitioner has received “fair procedures.” Swarthout v. Cooke, 131 S.Ct. 859, 862 (2011). That 6 is, a federal court may only review whether a petitioner has received a meaningful opportunity to 7 be heard and a statement of reasons why parole was denied. Id. (federal due process satisfied 8 where petitioners were “allowed to speak at their parole hearings and to contest the evidence 9 against them, were afforded access to their records in advance, and were notified as to the 10 reasons why parole was denied”). Whether the petitioner “was allowed an opportunity to be 11 heard and was provided a statement of the reasons why parole was denied” is “the beginning and 12 the end of the federal habeas courts’ inquiry into whether [the petitioner] received due process.” 13 Id. Thus, this court may not review whether the Board correctly applied California’s “some 14 evidence” standard. Id. at 862-63. 15 Petitioner does not allege he was denied the opportunity to be heard at his 2009 parole 16 suitability hearing or a statement of the reasons why parole was denied. Rather, petitioner’s 17 allegations suggest that he received all the process he was due. See Dckt. No. 1 at 23-24 (noting 18 petitioner’s presence at and participation in the 2009 hearing); 9, 41-46 (stating Board’s reasons 19 for 2009 denial of parole). Accordingly, the court finds that petitioner’s due process claim 20 should be dismissed because it is not cognizable in federal habeas. 21 //// 22 //// 23 //// 24 //// 25 //// 26 //// 3 Ex Post Facto Claim2 1 B. 2 Petitioner claims that the Board violated the Ex Post Facto Clause by denying him parole 3 for three years pursuant to Marsy’s Law. Dckt. No. 1 at 33-35. Marsy’s Law, approved by 4 California voters in November 2008, amended California’s law governing parole deferral 5 periods. See Gilman v. Davis, 690 F. Supp.2d 1105, 1109-13 (E.D. Cal. 2010) (granting 6 plaintiffs’ motion for preliminary injunction to enjoin enforcement of Marsy’s Law, to the extent 7 it amended former California Penal Code section 3041.5(b)(2)(A)), rev’d sub nom.Gilman v. 8 Schwarzenegger, 638 F.3d 1101 (9th Cir. 2011). Prior to Marsy’s Law, the Board deferred 9 subsequent parole suitability hearings to indeterminately-sentenced inmates for one year unless 10 the Board determined it was unreasonable to expect that parole could be granted the following 11 year, in which case the Board could defer the subsequent parole suitability hearing for up to five 12 years. Cal. Pen. Code § 3041.5(b)(2) (2008). Marsy’s Law, which applied to petitioner at his 13 2009 parole suitability hearing, amended section 3041.5(b)(2) to impose a minimum deferral 14 period of three years, and to authorize the Board’s deferral of a subsequent parole hearing for up 15 to seven, ten, or fifteen years. Id. § 3041.5(b)(3) (2010). 16 The Constitution provides that “No State shall . . . pass any . . . ex post facto Law.” U.S. 17 Const. art. I, § 10. A law violates the Ex Post Facto Clause of the United States Constitution if 18 it: (1) punishes as criminal an act that was not criminal when it was committed; (2) makes a 19 crime’s punishment greater than when the crime was committed; or (3) deprives a person of a 20 defense available at the time the crime was committed. Collins v. Youngblood, 497 U.S. 37, 52 21 (1990). The Ex Post Facto Clause “is aimed at laws that retroactively alter the definition of 22 23 24 25 26 2 On February 23, 2011, petitioner asked the court to dismiss his ex post facto claim. Dckt. No. 12. But on June 2, 2011, petitioner withdrew that request and asked that the court consider his ex post facto claim, citing In re Vicks, 195 Cal. App. 4th 475 (May 11, 2011) (concluding Marsy’s Law violates ex post facto principles). Dckt. No. 12; But see In re Vicks, 2011 Cal. LEXIS 7486 (July 20, 2011) (granting review). Respondent did not respond to either of petitioner’s filings. Because petitioner wishes to pursue his ex post facto claim, the court will consider it. 4 1 crimes or increase the punishment for criminal acts.” Himes v. Thompson, 336 F.3d 848, 854 2 (9th Cir. 2003) (quoting Souch v. Schaivo, 289 F.3d 616, 620 (9th Cir. 2002)). See also Cal. 3 Dep’t of Corr. v. Morales, 514 U.S. 499, 504 (1995). The Ex Post Facto Clause is also violated 4 if: (1) state regulations have been applied retroactively; and (2) the new regulations have created 5 a “sufficient risk” of increasing the punishment attached to the crimes. Himes, 336 F.3d at 854. 6 The retroactive application of a change in state parole procedures violates ex post facto only if 7 there exists a “significant risk” that such application will increase the punishment for the crime. 8 See Garner v. Jones, 529 U.S. 244, 259 (2000). 9 Respondent contends that petitioner’s ex post facto claim should be dismissed because 10 petitioner is already a member of a class action – Gilman v. Fisher, No. Civ. S-05-830 LKK 11 GGH – which addresses this issue.3 As explained below, the court agrees that petitioner’s ex 12 post facto claim should be dismissed in light of the Gilman class action. 13 In a class action for injunctive relief certified under Rule 23(b)(2) of the Federal Rules of 14 Civil Procedure, a court may, but is not required, to permit members to opt-out of the suit. 15 Crawford v. Honig, 37 F.3d 485, 487 n.2 (9th Cir. 1994). In certifying the Gilman class, the 16 district court found that plaintiffs satisfied Rule 23(a) and Rule 23(b)(2)’s requirement that “the 17 party opposing the class has acted or refused to act on grounds that apply generally to the class, 18 so that final injunctive relief or corresponding declaratory relief is appropriate respecting the 19 class as a whole.” See Gilman v. Fisher, No. Civ. S-05-830 LKK GGH (“Gilman”), Dckt. No. 20 182 (March 4, 2009 Order certifying class pursuant to Rule 23(b)(2) of the Federal Rules of 21 Civil Procedure), Dckt. No. 257 (June 3, 2010 Ninth Circuit Court of Appeals Memorandum 22 affirming district court’s order certifying class). According to the district court in Gilman, its 23 members “may not maintain a separate, individual suit for equitable relief involving the same 24 subject matter of the class action.” Gilman, Dckt. No. 296 (December 10, 2010 Order) at 2; see 25 3 26 A court may take judicial notice of court records. See MGIC Indem. Co. v. Weisman, 803 F.2d 500, 505 (9th Cir. 1986); United States v. Wilson, 631 F.2d 118, 119 (9th Cir. 1980). 5 1 also Dckt. No. 278 (October 1, 2010 Order), Dckt. No. 276 (September 28, 2010 Order), Dckt. 2 No. 274 (September 23, 2010 Order). 3 One of the plaintiffs’ claims in Gilman is that Marsy’s Law’s amendments to section 4 3041.5(b)(2) regarding parole deferral periods violates the Ex Post Facto Clause because “when 5 applied retroactively, [they] create a significant risk of increasing the measure of punishment 6 attached to the original crime.” Gilman, Dckt. No. 154-1 (Fourth Amended/Supplemental 7 Complaint), Dckt. No. 183 (March 4, 2009 Order granting plaintiff’s motion for leave to file 8 Fourth Amended/Supplemental Complaint). With respect to this ex post facto claim, the class in 9 Gilman is comprised of “all California state prisoners who have been sentenced to a life term 10 with possibility of parole for an offense that occurred before November 4, 2008.” Gilman, Dckt. 11 No. 340 (April 25, 2011 Order amending definition of class). The Gilman plaintiffs seek 12 declaratory and injunctive relief, including a permanent injunction enjoining the Board from 13 enforcing Marsy’s Law’s amendments to section 3041.5(b) and requiring that the Board conduct 14 a new parole consideration hearing for each member of the class. Gilman, Dckt. No. 154-1 15 (Fourth Amended/ Supplemental Complaint) at 14. 16 Here, petitioner alleges he is a California state prisoner who was sentenced to a life term 17 with the possibility of parole for an offense that occurred before November 4, 2008. Dckt. No. 1 18 at 1. Accepting petitioner’s allegations as true, he is a member of the Gilman class. 19 Petitioner also seeks equitable relief only and raises the same ex post facto claim that is 20 central to the Gilman class action. Petitioner requests that the court vacate the Board’s 2009 21 parole denial, order the Board to find him suitable for parole, and release him from custody. 22 Dckt. No. 1 at 20. Even if this court found that the Board’s three-year deferral of petitioner’s 23 next parole suitability hearing violated the Ex Post Facto Clause, it would not entitle petitioner to 24 the relief he requests. Because the ex post facto claim concerns only the timing of petitioner’s 25 next suitability hearing, success on this claim would not necessarily result in determinations that 26 petitioner is suitable for parole and should be released from custody. Rather, petitioner’s 6 1 equitable relief would be limited to an order directing the Board to conduct a new parole 2 suitability hearing and enjoining the Board from enforcing any unconstitutional provisions of 3 Marsy’s Law. This is the same relief petitioner would be entitled to as a member of the Gilman 4 class action. See Gilman, Dckt. No. 154-1 (Fourth Amended/ Supplemental Complaint) at 14. 5 Accordingly, the court finds that petitioner’s rights will “be fully protected by his 6 participation as a class member” in Gilman, and therefore recommends that petitioner’s ex post 7 facto claim be dismissed. See Crawford v. Bell, 599 F.2d 890, 892 (9th Cir. 1979); see also 8 McNeil v. Guthrie, 945 F.2d 1163, 1165 (10th Cir. 1991) (“Individual suits for injunctive and 9 equitable relief from alleged unconstitutional prison conditions cannot be brought where there is 10 an existing class action.”); Gillespie v. Crawford, 858 F.2d 1101, 1103 (5th Cir. 1988) (per 11 curiam) (“To allow individual suits would interfere with the orderly administration of the class 12 action and risk inconsistent adjudications.”). 13 III. 14 Conclusion Based on the foregoing, this action must be dismissed as there is no basis for concluding 15 that a tenable claim for relief could be pleaded if leave to amend were granted. See Jarvis v. 16 Nelson, 440 F.2d 13, 14 (9th Cir. 1971) (petition for habeas corpus should not be dismissed 17 without leave to amend unless it appears that no tenable claim for relief can be pleaded were 18 such leave granted). 19 Accordingly, it is hereby ORDERED that: 20 1. Petitioner’s request for appointment of counsel is denied; and 21 2. Petitioner’s June 2, 2011 request to withdraw his earlier request to dismiss his ex post 22 facto claim is granted. 23 Further, it is hereby RECOMMENDED that: 24 1. Respondent’s February 2, 2011 motion to dismiss be granted; and 25 //// 26 //// 7 1 2. The Clerk be directed to close this case. 2 These findings and recommendations are submitted to the United States District Judge 3 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(l). Within fourteen days 4 after being served with these findings and recommendations, any party may file written 5 objections with the court and serve a copy on all parties. Such a document should be captioned 6 “Objections to Magistrate Judge’s Findings and Recommendations.” Failure to file objections 7 within the specified time may waive the right to appeal the District Court’s order. Turner v. 8 Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez v. Ylst, 951 F.2d 1153 (9th Cir. 1991). 9 In his objections petitioner may address whether a certificate of appealability should issue in the 10 event he files an appeal of the judgment in this case. See Rule 11, Federal Rules Governing 11 Section 2254 Cases (the district court must issue or deny a certificate of appealability when it 12 enters a final order adverse to the applicant). 13 Dated: August 31, 2011. 14 15 16 17 18 19 20 21 22 23 24 25 26 8
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