Daniel Lawrence Bruyn v. Michael J Astrue, No. 2:2012cv06842 - Document 26 (C.D. Cal. 2013)

Court Description: MEMORANDUM OPINION by Magistrate Judge Jacqueline Chooljian. The decision of the Commissioner of Social Security is affirmed. See memorandum for details. (hr)

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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 CENTRAL DISTRICT OF CALIFORNIA 10 11 12 DANIEL LAWRENCE BRUYN, Plaintiff, 13 v. 14 15 16 17 18 CAROLYN W. COLVIN,1 Acting Commissioner of Social Security, Defendant. _________________________ 19 I. 20 ) Case No. CV 12-6842 JC ) ) ) MEMORANDUM OPINION ) ) ) ) ) ) ) ) SUMMARY On August 10, 2012, plaintiff Daniel Lawrence Bruyn ( plaintiff ) filed a 21 Complaint seeking review of the Commissioner of Social Security s denial of 22 plaintiff s application for benefits. The parties have consented to proceed before a 23 United States Magistrate Judge. 24 This matter is before the Court on the parties cross motions for summary 25 judgment, respectively ( Plaintiff s Motion ) and ( Defendant s Motion ). The 26 27 1 Carolyn W. Colvin is substituted as Acting Commissioner of Social Security pursuant to 28 Fed. R. Civ. P. 25(d). 1 1 Court has taken both motions under submission without oral argument. See Fed. 2 R. Civ. P. 78; L.R. 7-15; August 20, 2012 Case Management Order ¶ 5. 3 Based on the record as a whole and the applicable law, the decision of the 4 Commissioner is AFFIRMED. The findings of the Administrative Law Judge 5 ( ALJ ) are supported by substantial evidence and are free from material error.2 6 II. BACKGROUND AND SUMMARY OF ADMINISTRATIVE 7 DECISION 8 On October 30, 2009, plaintiff filed an application for Supplemental 9 Security Income benefits. (Administrative Record ( AR ) 18, 149). Plaintiff 10 asserted that he became disabled on March 1, 1987, due to a seizure disorder. (AR 11 198). The ALJ examined the medical record and heard testimony from plaintiff 12 (who was represented by counsel) and a vocational expert on April 27, 2011. (AR 13 35-58). 14 On June 8, 2011, the ALJ determined that plaintiff was not disabled through 15 the date of the decision. (AR 18-24). Specifically, the ALJ found: (1) plaintiff 16 suffered from the following severe impairment: seizure disorder (AR 20); 17 (2) plaintiff s impairments, considered singly or in combination, did not meet or 18 medically equal a listed impairment (AR 21); (3) plaintiff retained the residual 19 functional capacity to perform light work (20 C.F.R. § 416.967(b)) with additional 20 limitations3 (AR 21); (4) plaintiff had no past relevant work (AR 23); (5) there are 21 jobs that exist in significant numbers in the national economy that plaintiff could 22 23 24 25 26 27 28 2 The harmless error rule applies to the review of administrative decisions regarding disability. See Molina v. Astrue, 674 F.3d 1104, 1115-22 (9th Cir. 2012) (discussing contours of application of harmless error standard in social security cases) (citing, inter alia, Stout v. Commissioner, Social Security Administration, 454 F.3d 1050, 1054-56 (9th Cir. 2006)). 3 The ALJ determined that plaintiff: (i) could perform light work; (ii) could perform no more than occasional postural movement; (iii) could not climb ladders; (iv) could not work around conditions which are hazardous to someone with a seizure disorder; and (v) could not work around concentrated exposure to environmental irritants. (AR 21). 2 1 perform, specifically cashier II and hand packager (AR 24); and (6) plaintiff s 2 allegations regarding his limitations were not credible to the extent they were 3 inconsistent with the ALJ s residual functional capacity assessment (AR 22). 4 The Appeals Council denied plaintiff s application for review. (AR 1). 5 III. APPLICABLE LEGAL STANDARDS 6 A. 7 To qualify for disability benefits, a claimant must show that the claimant is Sequential Evaluation Process 8 unable to engage in any substantial gainful activity by reason of any medically 9 determinable physical or mental impairment which can be expected to result in 10 death or which has lasted or can be expected to last for a continuous period of not 11 less than 12 months. Molina v. Astrue, 674 F.3d 1104, 1110 (9th Cir. 2012) 12 (quoting 42 U.S.C. § 423(d)(1)(A)) (internal quotation marks omitted). The 13 impairment must render the claimant incapable of performing the work claimant 14 previously performed and incapable of performing any other substantial gainful 15 employment that exists in the national economy. Tackett v. Apfel, 180 F.3d 1094, 16 1098 (9th Cir. 1999) (citing 42 U.S.C. § 423(d)(2)(A)). 17 In assessing whether a claimant is disabled, an ALJ is to follow a five-step 18 sequential evaluation process: 19 (1) 20 21 Is the claimant presently engaged in substantial gainful activity? If so, the claimant is not disabled. If not, proceed to step two. (2) Is the claimant s alleged impairment sufficiently severe to limit 22 the claimant s ability to work? If not, the claimant is not 23 disabled. If so, proceed to step three. 24 (3) Does the claimant s impairment, or combination of 25 impairments, meet or equal an impairment listed in 20 C.F.R. 26 Part 404, Subpart P, Appendix 1? If so, the claimant is 27 disabled. If not, proceed to step four. 28 /// 3 1 (4) Does the claimant possess the residual functional capacity to 2 perform claimant s past relevant work? If so, the claimant is 3 not disabled. If not, proceed to step five. 4 (5) Does the claimant s residual functional capacity, when 5 considered with the claimant s age, education, and work 6 experience, allow the claimant to adjust to other work that 7 exists in significant numbers in the national economy? If so, 8 the claimant is not disabled. If not, the claimant is disabled. 9 Stout v. Commissioner, Social Security Administration, 454 F.3d 1050, 1052 (9th 10 Cir. 2006) (citing 20 C.F.R. §§ 404.1520, 416.920); see also Molina, 674 F.3d at 11 1110 (same). 12 The claimant has the burden of proof at steps one through four, and the 13 Commissioner has the burden of proof at step five. Bustamante v. Massanari, 262 14 F.3d 949, 953-54 (9th Cir. 2001) (citing Tackett, 180 F.3d at 1098); see also Burch 15 v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005) (claimant carries initial burden of 16 proving disability). 17 B. 18 Pursuant to 42 U.S.C. section 405(g), a court may set aside a denial of Standard of Review 19 benefits only if it is not supported by substantial evidence or if it is based on legal 20 error. Robbins v. Social Security Administration, 466 F.3d 880, 882 (9th Cir. 21 2006) (citing Flaten v. Secretary of Health & Human Services, 44 F.3d 1453, 1457 22 (9th Cir. 1995)). Substantial evidence is such relevant evidence as a reasonable 23 mind might accept as adequate to support a conclusion. Richardson v. Perales, 24 402 U.S. 389, 401 (1971) (citations and quotations omitted). It is more than a 25 mere scintilla but less than a preponderance. Robbins, 466 F.3d at 882 (citing 26 Young v. Sullivan, 911 F.2d 180, 183 (9th Cir. 1990)). 27 To determine whether substantial evidence supports a finding, a court must 28 consider the record as a whole, weighing both evidence that supports and 4 1 evidence that detracts from the [Commissioner s] conclusion. Aukland v. 2 Massanari, 257 F.3d 1033, 1035 (9th Cir. 2001) (quoting Penny v. Sullivan, 2 F.3d 3 953, 956 (9th Cir. 1993)). If the evidence can reasonably support either affirming 4 or reversing the ALJ s conclusion, a court may not substitute its judgment for that 5 of the ALJ. Robbins, 466 F.3d at 882 (citing Flaten, 44 F.3d at 1457). 6 IV. DISCUSSION 7 A. 8 9 The ALJ Properly Evaluated Plaintiff s Credibility 1. Pertinent Law Questions of credibility and resolutions of conflicts in the testimony are 10 functions solely of the Commissioner. Greger v. Barnhart, 464 F.3d 968, 972 (9th 11 Cir. 2006). If the ALJ s interpretation of the claimant s testimony is reasonable 12 and is supported by substantial evidence, it is not the court s role to second13 guess it. Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 2001). 14 An ALJ is not required to believe every allegation of disabling pain or other 15 non-exertional impairment. Orn v. Astrue, 495 F.3d 625, 635 (9th Cir. 2007) 16 (citing Fair v. Bowen, 885 F.2d 597, 603 (9th Cir. 1989)). If the record establishes 17 the existence of a medically determinable impairment that could reasonably give 18 rise to symptoms assertedly suffered by a claimant, an ALJ must make a finding as 19 to the credibility of the claimant s statements about the symptoms and their 20 functional effect. Robbins, 466 F.3d 880 at 883 (citations omitted). Where the 21 record includes objective medical evidence that the claimant suffers from an 22 impairment that could reasonably produce the symptoms of which the claimant 23 complains, an adverse credibility finding must be based on clear and convincing 24 reasons. Carmickle v. Commissioner, Social Security Administration, 533 F.3d 25 1155, 1160 (9th Cir. 2008) (citations omitted). The only time this standard does 26 not apply is when there is affirmative evidence of malingering. Id. The ALJ s 27 credibility findings must be sufficiently specific to allow a reviewing court to 28 conclude the ALJ rejected the claimant s testimony on permissible grounds and 5 1 did not arbitrarily discredit the claimant s testimony. Moisa v. Barnhart, 367 2 F.3d 882, 885 (9th Cir. 2004). 3 To find the claimant not credible, an ALJ must rely either on reasons 4 unrelated to the subjective testimony (e.g., reputation for dishonesty), internal 5 contradictions in the testimony, or conflicts between the claimant s testimony and 6 the claimant s conduct (e.g., daily activities, work record, unexplained or 7 inadequately explained failure to seek treatment or to follow prescribed course of 8 treatment). Orn, 495 F.3d at 636; Robbins, 466 F.3d at 883; Burch, 400 F.3d at 9 680-81; Social Security Ruling ( SSR ) 96-7p. Although an ALJ may not 10 disregard such claimant s testimony solely because it is not substantiated 11 affirmatively by objective medical evidence, the lack of medical evidence is a 12 factor that the ALJ can consider in her credibility assessment. Burch, 400 F.3d at 13 681. 14 15 2. Analysis Plaintiff contends that the ALJ inadequately evaluated the credibility of his 16 subjective complaints. (Plaintiff s Motion at 3-8). The Court disagrees. 17 First, the ALJ properly discredited plaintiff s subjective complaints as 18 inconsistent with plaintiff s daily activities and other conduct. See Thomas v. 19 Barnhart, 278 F.3d 947, 958-59 (9th Cir. 2002) (inconsistency between the 20 claimant s testimony and the claimant s conduct supported rejection of the 21 claimant s credibility); Verduzco v. Apfel,188 F.3d 1087, 1090 (9th Cir. 1999) 22 (inconsistencies between claimant s testimony and actions cited as a clear and 23 convincing reason for rejecting the claimant s testimony). For example, as the 24 ALJ noted, despite testifying that he suffered from disabling seizures, plaintiff 25 reported during a Neurological Evaluation that he lived alone and that he 26 exercises . . . walks, reads, writes, shops and prepares meals with some 27 assistance from his girlfriend. (AR 273). 28 /// 6 1 While plaintiff correctly notes that he is not required to demonstrate that he 2 is utterly incapable [of] functioning in his daily life (Plaintiff s Motion at 8), 3 Vertigan v. Halter, 260 F.3d 1044, 1050 (9th Cir. 2001) ( one does not need to be 4 utterly incapacitated in order to be disabled ), this does not mean that an ALJ 5 must find that a claimant s daily activities demonstrate an ability to engage in full6 time work (i.e., eight hours a day, five days a week) in order to discount the 7 credibility of conflicting subjective symptom testimony. See Molina, 674 F.3d at 8 1113 ( [An] ALJ may discredit a claimant s testimony when the claimant reports 9 participation in everyday activities indicating capacities that are transferable to a 10 work setting . . . [e]ven where those activities suggest some difficulty functioning. 11 . . . ) (citations omitted). Here, the ALJ properly discounted plaintiff s subjective12 symptom testimony to the extent plaintiff s daily activities were inconsistent with 13 a totally debilitating impairment. Id.; see, e.g., Curry v. Sullivan, 925 F.2d 14 1127, 1130 (9th Cir. 1990) (finding that the claimant s ability to take care of her 15 personal needs, prepare easy meals, do light housework and shop for some 16 groceries . . . may be seen as inconsistent with the presence of a condition which 17 would preclude all work activity ) (citing Fair, 885 F.2d at 604). While plaintiff 18 argues that [plaintiff s] ability to care for himself and living [sic] alone do not 19 give rise to an adverse credibility finding, (Plaintiff s Motion at 8), the Court 20 will not second-guess the ALJ s reasonable determination to the contrary, even if 21 the evidence could give rise to inferences more favorable to plaintiff. 22 Second, in assessing credibility an ALJ may properly consider a plaintiff s 23 unexplained failure to seek treatment consistent with the alleged severity of his 24 subjective complaints or to follow a prescribed course of treatment. See Molina, 25 674 F.3d at 1113 ( We have long held that, in assessing a claimant s credibility, 26 the ALJ may properly rely on unexplained or inadequately explained failure to 27 seek treatment or to follow a prescribed course of treatment.) (citations and 28 quotation marks omitted); see also SSR 96-7p at *7 ( [claimant s] statements may 7 1 be less credible if the level or frequency of treatment is inconsistent with the level 2 of complaints, or if the medical reports or records show that the [claimant] is not 3 following the treatment as prescribed and there are no good reasons for this 4 failure. ). Here, the examining neurologist noted that plaintiff refuse[d] a 5 dilantin level. 4 (AR 40-41, 275). Plaintiff s refusal to submit to a test of the 6 therapeutic levels of medication in his blood suggests that plaintiff did not, as he 7 asserted, always take[] medication exactly as prescribed. (AR 272). Moreover, 8 as the ALJ noted, the record lacks evidence of regular usage of strong medication 9 to alleviate plaintiff s seizures that would significantly impair plaintiff s ability to 10 do basic work activities, and no evidence of any significant medication side 11 effects. (AR 23). For example, in a Seizure Disorder form dated February 11, 12 2010, plaintiff s treating physician, Dr. Edward H. Jeon, noted that plaintiff s 13 response to therapy was very good, and noted side effects from plaintiff s 14 medication as none. (AR 269). 15 Third, an ALJ may discredit a plaintiff s subjective symptom testimony in 16 part based on conflicts with objective medical evidence. See Burch, 400 F.3d at 17 681; Rollins, 261 F.3d at 857 ( While subjective pain testimony cannot be rejected 18 on the sole ground that it is not fully corroborated by objective medical evidence, 19 the medical evidence is still a relevant factor in determining the severity of the 20 claimant s pain and its disabling effects. ) (citation omitted). Here, as the ALJ 21 noted, the sparse medical record does not support plaintiff s allegations 22 regarding the frequency and severity of his seizures. (AR 22). For example, the 23 minimal number of treatment notes that are in the record from Dr. Jeon document 24 only a few reports from plaintiff of seizures, and reflect that most of plaintiff s 25 visits were simply for medication management. (AR 249-51, 306-12). In 26 27 4 At the hearing the ALJ noted that there has been a bit of an issue of cooperation. (AR 28 40-41). 8 1 addition, although plaintiff testified at the hearing that he would experience 5-10 2 grand mal seizures and 15-20 petit mal seizures per month (AR 48), the Seizure 3 Disorder form completed by plaintiff s treating physician states that plaintiff only 4 had 1-2 major and 2-3 minor convulsive seizures per year. (AR 267). 5 Fourth, the ALJ noted that, at the hearing, plaintiff s thoughts did not seem 6 to wander and that plaintiff answered [questions] alertly and appropriately. 7 (AR 23). The ALJ was permitted to rely on her own observations of plaintiff at 8 the hearing as one of the several factors affecting plaintiff s credibility. See 9 Drouin v. Sullivan, 966 F.2d 1255, 1259 (9th Cir. 1992) (upholding credibility 10 rejection where ALJ s observation of claimant at the hearing was one of several 11 legitimate reasons stated); see also Verduzco, 188 F.3d at 1090 (ALJ s reliance on 12 observations of claimant proper where ALJ pointed to plaintiff s affirmative 13 exhibition of symptoms which were inconsistent with both medical evidence and 14 plaintiff s other behavior and did not point to the absence of the manifestation of 15 external symptoms to discredit plaintiff, referring to the latter as disapproved sit 16 and squirm jurisprudence). 17 Finally, the ALJ discounted the credibility of plaintiff s subjective symptom 18 testimony because plaintiff apparently refused to try a different, possibly more 19 effective anti-seizure medication. (AR 22). As plaintiff notes, the record does 20 not appear to support this finding. In fact, although the ALJ asserted in the 21 decision that when [plaintiff] was admitted to the hospital after experiencing a 22 tonic clonic seizure . . . [he] admitted to being non-compliant with his 23 medication, the records from plaintiff s hospital treatment indicate that plaintiff 24 claimed that he was taking his prescribed medication religiously. (AR 20) 25 (citing Exh. 2F at 5 [AR 264]). Any such error was harmless, however, because 26 the remaining reasons identified by the ALJ for discrediting plaintiff are supported 27 by substantial evidence and any such error would not negate the validity of the 28 ALJ s ultimate credibility conclusion in this case. See Molina, 674 F.3d at 1115 9 1 (Where some reasons supporting an ALJ s credibility analysis are found invalid, 2 the error is harmless if (1) the remaining valid reasons provide substantial 3 evidence to support the ALJ s credibility determination, and (2) the error does 4 not negate the validity of the ALJ s ultimate conclusion. ) (citations and internal 5 quotation marks omitted). 6 Accordingly, a remand or reversal on this basis is not warranted. 7 B. The ALJ Properly Evaluated the Severity of Plaintiff s Physical 8 Impairments 9 1. 10 Pertinent Law At step two of the sequential evaluation process, plaintiff has the burden to 11 present evidence of medical signs, symptoms and laboratory findings5 that 12 establish a medically determinable physical or mental impairment that is severe, 13 and that can be expected to result in death or which has lasted or can be expected 14 to last for a continuous period of at least twelve months. Ukolov v. Barnhart, 420 15 F.3d 1002, 1004-05 (9th Cir. 2005) (citing 42 U.S.C. §§ 423(d)(3), 16 1382c(a)(3)(D)); see 20 C.F.R. §§ 416.909, 416.920(a)(4)(ii). Substantial 17 evidence supports an ALJ s determination that a claimant is not disabled at step 18 two where there are no medical signs or laboratory findings to substantiate the 19 existence of a medically determinable physical or mental impairment. Id. 20 (quoting SSR 96-4p). 21 Step two is a de minimis screening device [used] to dispose of groundless 22 claims. Smolen v. Chater, 80 F.3d 1273, 1290 (9th Cir. 1996). Applying the 23 normal standard of review to the requirements of step two, a court must determine 24 25 5 A medical sign is an anatomical, physiological, or psychological abnormality that can 26 be shown by medically acceptable clinical and laboratory diagnostic techniques[.] Ukolov v. 27 Barnhart, 420 F.3d 1002, 1005 (9th Cir. 2005) (quoting SSR 96-4p). A symptom is an individual s own perception or description of the impact of his or her physical or mental 28 impairment(s)[.] Id. (quoting SSR 96-4p); see also 20 C.F.R. § 416.928(a)-(b). 10 1 whether an ALJ had substantial evidence to find that the medical evidence clearly 2 established that the claimant did not have a medically severe impairment or 3 combination of impairments. Webb v. Barnhart, 433 F.3d 683, 687 (9th Cir. 2005) 4 (citation omitted); see also Yuckert v. Bowen, 841 F.2d 303, 306 (9th Cir. 1988) 5 ( Despite the deference usually accorded to the Secretary s application of 6 regulations, numerous appellate courts have imposed a narrow construction upon 7 the severity regulation applied here. ). An impairment or combination of 8 impairments can be found not severe only if the evidence establishes a slight 9 abnormality that has no more than a minimal effect on an individual s ability to 10 work. Webb, 433 F.3d at 686 (citation omitted). 11 12 2. Analysis Plaintiff contends that reversal or remand is warranted because the ALJ 13 failed to find plaintiff s cervical radiculopathy a severe physical impairment at 14 step two of the sequential evaluation process. (Plaintiff s Motion at 8-12). The 15 Court disagrees. 16 Here, the record medical evidence clearly supports the ALJ s determination 17 at step two that plaintiff s purported cervical radiculopathy was not a severe 18 impairment. First, plaintiff correctly notes that treatment records from Dr. Jeon 19 reflect that between February 27, 2007 and April 10, 2007 Dr. Jeon diagnosed 20 plaintiff with cervical radiculopathy, that plaintiff complained of left arm pain, and 21 that an MRI taken on February 27, 2007 documents certain irregularities in 22 plaintiff s cervical spine. (AR 303-04, 308-10). Such evidence, however, fails to 23 establish any impairment which satisfies the durational requirement i.e., a 24 disabling impairment expected to last for at least twelve months during the 25 relevant time period commencing on October 30, 2009 (when plaintiff filed his 26 claim in this case). See 42 U.S.C. § 423(d)(1)(A); 20 C.F.R. §§ 416.909, 27 416.920(a)(4)(ii) 28 /// 11 1 Second, plaintiff points to no other objective medical signs or laboratory 2 findings to support his complaints in a July 29, 2010 Disability Report Appeal 3 that he developed herniated back discs (L-4, L-5, S-1) and neck discs C-1 and C4 2. (Plaintiff s Motion at 9-10, 11-12) (citing AR 229). In fact, as the ALJ noted, 5 there is no evidence in the record that plaintiff received any treatment for his spine 6 condition during the relevant period. (AR 21). Even so, plaintiff fails to 7 demonstrate that Dr. Jeon s cervical radiculopathy diagnosis in 2007 or any 8 impairment related to plaintiff s back, caused additional functional limitations that 9 were not already accounted for in the ALJ s residual functional capacity 10 assessment. 11 Finally, while plaintiff alleges that he also experienced pain from his 12 cervical radiculopathy, the ALJ, as noted above, properly discounted the 13 credibility of plaintiff s pain allegations for clear and convincing reasons 14 supported by substantial evidence. 15 Accordingly, a remand or reversal on this basis is not warranted. 16 C. 17 18 The ALJ Properly Evaluated Plaintiff s Residual Functional Capacity Plaintiff contends that the ALJ failed properly to assess his residual 19 functional capacity, in essence, because the ALJ failed to account for plaintiff s 20 alleged cervical radiculopathy and related pain. (Plaintiff s Motion at 12-13). As 21 noted above, however, the ALJ properly found plaintiff s cervical spine condition 22 to be non-severe, and discredited plaintiff s allegations of disabling pain for 23 clear and convincing reasons. (AR 21-22). Moreover, the ALJ s residual 24 functional capacity assessment (i.e., that plaintiff could do light work with 25 occasional postural movement, no climbing of ladders or work around conditions 26 hazardous to someone with a seizure disorder, and no concentrated exposure to 27 environmental irritants) (AR 21) is supported by substantial evidence 28 specifically, the opinions of the examining neurologist (who found no functional 12 1 limitations for plaintiff, and precluded plaintiff from working at heights, around 2 dangerous machinery, and around unprotected water, and precluded operating a 3 motor vehicle) and the reviewing physician (who found no limitations beyond 4 those stated in the ALJ s residual functional capacity assessment) (AR 275, 2805 87). See, e.g., Tonapetyan v. Halter, 242 F.3d 1144, 1149 (9th Cir. 2001) 6 (consultative examiner s opinion on its own constituted substantial evidence, 7 because it rested on independent examination of claimant); id. (opinions of 8 nontreating or nonexamining doctors may serve as substantial evidence when 9 consistent with independent clinical findings or other evidence in the record); 10 Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995) ( reports of the 11 nonexamining advisor need not be discounted and may serve as substantial 12 evidence when they are supported by other evidence in the record and are 13 consistent with it ). 14 Accordingly, a remand or reversal on this basis is not warranted. 15 V. CONCLUSION 16 For the foregoing reasons, the decision of the Commissioner of Social 17 Security is affirmed. 18 LET JUDGMENT BE ENTERED ACCORDINGLY. 19 DATED: March 18, 2013 20 21 22 ______________/s/___________________ Honorable Jacqueline Chooljian UNITED STATES MAGISTRATE JUDGE 23 24 25 26 27 28 13

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