Shelby County, AL v. Holder, et al.
Justia.com Opinion Summary: Shelby County contended that when Congress reauthorized section 5 of the Voting Rights Act of 1965, 42 U.S.C. 1973c(a), in 2006, it exceeded its enumerated powers. The district court disagreed and granted summary judgment for the Attorney General. Applying the congruence and proportionality standard of review in Northwest Austin Municipal Utility District No. One v. Holder, the court affirmed the judgment of the district court.
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United States Court of Appeals
FOR THE DISTRICT OF COLUMBIA CIRCUIT
Argued January 19, 2012
Decided May 18, 2012
No. 11-5256
SHELBY COUNTY, ALABAMA,
APPELLANT
v.
ERIC H. HOLDER, JR., IN HIS OFFICIAL CAPACITY AS ATTORNEY
GENERAL OF THE UNITED STATES, ET AL.,
APPELLEES
Appeal from the United States District Court
for the District of Columbia
(No. 1:10-cv-00651)
Bert W. Rein argued the cause for appellant. With him on
the briefs were William S. Consovoy, Thomas R. McCarthy,
and Brendan J. Morrissey.
John C. Neiman Jr., Solicitor General, Office of the
Attorney General for the State of Alabama, and Robert D.
Tambling, Assistant Attorney General, were on the brief for
amicus curiae State of Alabama in support of appellant.
Thomas C. Horne, Attorney General, Office of the
Attorney General for the State of Arizona, David R. Cole,
Solicitor General, Michele L. Forney and James E. Barton II,
Assistant Attorneys General, and Samuel S. Olens, Attorney
2
General, Office of the Attorney General of the State of
Georgia, were on the brief for amici curiae States of Arizona
and Georgia.
Steven J. Lechner was on the brief as amicus curiae
Mountain States Legal Foundation in support of appellant.
Sarah E. Harrington, Attorney, U.S. Department of
Justice, argued the cause for appellee. With her on the brief
were Ronald C. Machen Jr., U.S. Attorney, and Diana K.
Flynn and Linda F. Thome, Attorneys.
Eric T. Schneiderman, Attorney General, Office of the
Attorney General for the State of New York, Barbara D.
Underwood, Solicitor General. Jim Hood, Attorney General,
Office of the Attorney General for the State of Mississippi,
and Kamala D. Harris, Attorney General, Office of the
Attorney General for the State of California, were on the brief
for amici curiae New York, et al., in support of appellees.
John Payton, Debo P. Adegbile, Elise C. Boddie, Ryan P.
Haygood, Dale E. Ho, Natasha M. Korgaonkar, Arthur B.
Spitzer, Jon M. Greenbaum, and John M. Nonna were on the
brief for intervenors-appellees Earl Cunningham, et al., in
support of appellees.
Deborah N. Archer and Aderson B. Francois were on the
brief for amicus curiae The New York Law School Racial
Justice Project in support of appellee.
Elizabeth B. Wydra was on the brief for amicus curiae
Constitutional Accountability Center in support of appellees.
3
Before: TATEL and GRIFFITH, Circuit Judges, and
WILLIAMS, Senior Circuit Judge.
Opinion for the Court filed by Circuit Judge TATEL.
Dissenting opinion filed by Senior Circuit Judge
WILLIAMS.
TATEL, Circuit Judge: In Northwest Austin Municipal
Utility District No. One v. Holder, 129 S. Ct. 2504 (2009), the
Supreme Court raised serious questions about the continued
constitutionality of section 5 of the Voting Rights Act of
1965. Section 5 prohibits certain âcovered jurisdictionsâ from
making any change in their voting procedures without first
demonstrating to either the Attorney General or a three-judge
district court in Washington that the change âneither has the
purpose nor will have the effect of denying or abridging the
right to vote on account of race or color.â 42 U.S.C.
§ 1973c(a). The Supreme Court warned that the burdens
imposed by section 5 may no longer be justified by current
needs and that its geographic coverage may no longer
sufficiently relate to the problem it targets. Although the
Court had no occasion to resolve these questions, they are
now squarely before us. Shelby County, Alabama, a covered
jurisdiction, contends that when Congress reauthorized
section 5 in 2006, it exceeded its enumerated powers. The
district court disagreed and granted summary judgment for
the Attorney General. For the reasons set forth in this opinion,
we affirm.
I.
The Framers of our Constitution sought to construct a
federal government powerful enough to function effectively
yet limited enough to preserve the hard-earned liberty fought
4
for in the War of Independence. They feared not state
government, but centralized national government, long the
hallmark of Old World monarchies. As a result, â[t]he powers
delegated by the . . . Constitution to the federal government,
are few and defined,â while â[t]hose which are to remain in
the State governments are numerous and indefinite.â The
Federalist No. 45 (James Madison). Close to the people, state
governments would protect their liberties.
But the experience of the nascent Republic, divided by
slavery, taught that states too could threaten individual
liberty. So after the Civil War, the Reconstruction
Amendments were added to the Constitution to limit state
power. Adopted in 1865, the Thirteenth Amendment
prohibited involuntary servitude. Adopted three years later,
the Fourteenth Amendment prohibited any state from
âdepriv[ing] any person of life, liberty, or property, without
due process of lawâ or âdeny[ing] to any person within its
jurisdiction the equal protection of the laws,â and granted
Congress âpower to enforceâ its provisions âby appropriate
legislation.â U.S. Const. amend. XIV. Finally, the Fifteenth
Amendment declared that â[t]he right of citizens . . . to vote
shall not be denied or abridged by the United States or by any
State on account of race, color, or previous condition of
servitudeâ and vested Congress with âpower to enforce this
article by appropriate legislation.â U.S. Const. amend. XV.
Following Reconstruction, however, âthe blight of racial
discrimination in voting . . . infected the electoral process in
parts of our country for nearly a century.â South Carolina v.
Katzenbach, 383 U.S. 301, 308 (1966). As early as 1890, âthe
States of Alabama, Georgia, Louisiana, Mississippi, North
Carolina, South Carolina, and Virginiaâ began employing
tests and devices âspecifically designed to prevent Negroes
5
from voting.â Id. at 310. Among the most notorious devices
were poll taxes, literacy tests, grandfather clauses, and
property qualifications. See Shelby Cnty. v. Holder, 811 F.
Supp. 2d 424, 428 (D.D.C. 2011); see also Katzenbach, 383
U.S. at 310â11. Also widely employed, both immediately
following Reconstruction and again in the mid-twentieth
century, were âlaws designed to dilute black voting strength,â
including laws that âgerrymandered election districts,
instituted at-large elections, annexed or deannexed
land . . . and required huge bonds of officeholders.â Shelby
Cnty., 811 F. Supp. 2d at 429 (internal quotation marks
omitted).
The courts and Congress eventually responded. The
Supreme Court struck down grandfather clauses, Guinn v.
United States, 238 U.S. 347 (1915), and white primaries,
Smith v. Allwright, 321 U.S. 649 (1944). Congress âenact[ed]
civil rights legislation in 1957, 1960, and 1964, which sought
to âfacilitat[e] case-by-case litigation against voting
discrimination.â â Shelby Cnty., 811 F. Supp. 2d at 430
(alteration in original) (quoting Katzenbach, 383 U.S. at 313).
But Congress soon determined that such measures were
inadequate: case-by-case litigation, in addition to being
expensive, was slowâslow to come to a result and slow to
respond once a state switched from one discriminatory device
to the nextâand thus had âdone little to cure the problem of
voting discrimination.â Katzenbach, 383 U.S. at 313.
Determined to ârid the country of racial discrimination in
voting,â id. at 315, Congress passed the Voting Rights Act of
1965.
Unlike prior legislation, the 1965 Act combined a
permanent, case-by-case enforcement mechanism with a set
of more stringent, temporary remedies designed to target
6
those areas of the country where racial discrimination in
voting was concentrated. Section 2, the Actâs main permanent
provision, forbids any âstandard, practice, or procedureâ that
âresults in a denial or abridgment of the right of any citizen of
the United States to vote on account of race or color.â 42
U.S.C. § 1973(a). Applicable nationwide, section 2 enables
individuals to bring suit against any state or jurisdiction to
challenge voting practices that have a discriminatory purpose
or result. See Thornburg v. Gingles, 478 U.S. 30, 35 (1986).
Reaching beyond case-by-case litigation and applying
only in certain âcovered jurisdictions,â section 5âthe focus
of this litigationââprescribes remedies . . . which go into
effect without any need for prior adjudication.â Katzenbach,
383 U.S. at 327â28. Section 5 suspends âall changes in state
election procedure until they [are] submitted to and approved
by a three-judge Federal District Court in Washington, D.C.,
or the Attorney General.â Nw. Austin, 129 S. Ct. at 2509. A
jurisdiction seeking to change its voting laws or procedures
must either submit the change to the Attorney General or seek
preclearance directly from the three-judge court. If it opts for
the former and if the Attorney General lodges no objection
within sixty days, the proposed law can take effect. 42 U.S.C.
§ 1973c(a). But if the Attorney General lodges an objection,
the submitting jurisdiction may either request reconsideration,
28 C.F.R. § 51.45(a), or seek a de novo determination from
the three-judge district court. 42 U.S.C. § 1973c(a). Either
way, preclearance may be granted only if the jurisdiction
demonstrates that the proposed change to its voting law
neither âhas the purpose nor . . . the effect of denying or
abridging the right to vote on account of race or color.â Id.
Prior to section 5âs enactment, states could stay ahead of
plaintiffs and courts â âby passing new discriminatory voting
7
laws as soon as the old ones had been struck down.â â Beer v.
United States, 425 U.S. 130, 140 (1976) (quoting H.R. Rep.
No. 94-196, at 57â58 (1975)). But section 5 âshift[ed] the
advantage of time and inertia from the perpetrators of the evil
to its victim.â Katzenbach, 383 U.S. at 328. It did so by
placing âthe burden on covered jurisdictions to show their
voting changes are nondiscriminatory before those changes
can be put into effect.â Shelby Cnty., 811 F. Supp. 2d at 431.
Section 5 thus âpre-empted the most powerful tools of black
disenfranchisement,â Nw. Austin, 129 S. Ct. at 2509, resulting
in âundeniableâ improvements in the protection of minority
voting rights, id. at 2511.
Section 4(b) contains a formula that, as originally
enacted, applied section 5âs preclearance requirements to any
state or political subdivision of a state that âmaintained a
voting test or device as of November 1, 1964, and had less
than 50% voter registration or turnout in the 1964 presidential
election.â Shelby Cnty., 811 F. Supp. 2d at 432 (citing Voting
Rights Act of 1965, Pub. L. No. 89-110, § 4(b), 79 Stat. 437,
438 (â1965 Actâ)). Congress chose these criteria carefully. It
knew precisely which states it sought to cover and crafted the
criteria to capture those jurisdictions. Id. (citing testimony
before Congress in 2005â2006). Unsurprisingly, then, the
jurisdictions originally covered in their entirety, Alabama,
Georgia, Louisiana, Mississippi, South Carolina, and
Virginia, âwere those southern states with the worst historical
records of racial discrimination in voting.â Id.
Because section 4(b)âs formula could be both over- and
underinclusive, Congress incorporated two procedures for
adjusting coverage over time. First, as it existed in 1965,
section 4(a) allowed jurisdictions to earn exemption from
coverage by obtaining from a three-judge district court a
8
declaratory judgment that in the previous five years (i.e.,
before they became subject to the Act) they had used no test
or device âfor the purpose or with the effect of denying or
abridging the right to vote on account of race or color.â 1965
Act § 4(a). This âbailoutâ provision, as subsequently
amended, addresses potential overinclusiveness, allowing
jurisdictions with clean records to terminate their section 5
preclearance obligations. Second, section 3(c) authorizes
federal courts to require preclearance by any non-covered
state or political subdivision found to have violated the
Fourteenth or Fifteenth Amendments. 42 U.S.C. § 1973a(c).
Specifically, courts presiding over voting discrimination suits
may âretain jurisdiction for such period as [they] may deem
appropriateâ and order that during that time no voting change
take effect unless either approved by the court or unopposed
by the Attorney General. Id. This judicial âbail-inâ provision
addresses the formulaâs potential underinclusiveness.
As originally enacted in 1965, section 5 was to remain in
effect for five years. In South Carolina v. Katzenbach, the
Supreme Court sustained the constitutionality of section 5,
holding that its provisions âare a valid means for carrying out
the commands of the Fifteenth Amendment.â 383 U.S. at 337.
Congress subsequently renewed the temporary provisions,
including sections 4(b) and 5, in 1970 (for five years), then in
1975 (for seven years), and again in 1982 (for twenty-five
years). In each version, â[t]he coverage formula [in section
4(b)] remained the same, based on the use of voting-eligibility
tests [or devices] and the rate of registration and turnout
among all voters, but the pertinent dates for assessing these
criteria moved from 1964 to include 1968 and eventually
1972.â Nw. Austin, 129 S. Ct. at 2510. In 1975 Congress
made one significant change to section 4(b)âs scope: it
amended the definition of âtest or deviceâ to include the
9
practice of providing only English-language voting materials
in jurisdictions with significant non-English-speaking
populations. Act of Aug. 6, 1975, Pub. L. No. 94-73, § 203,
89 Stat. 400, 401â02 (codified at 42 U.S.C. § 1973b(f)(3)).
Although not altering the basic coverage formula, this change
expanded section 4(b)âs scope to encompass jurisdictions
with records of voting discrimination against âlanguage
minorities.â See Briscoe v. Bell, 432 U.S. 404, 405 (1977).
The Supreme Court sustained the constitutionality of each
extension, respectively, in Georgia v. United States, 411 U.S.
526 (1973), City of Rome v. United States, 446 U.S. 156
(1980), and Lopez v. Monterey County, 525 U.S. 266 (1999).
Significantly for the issue before us, the 1982 version of
the Voting Rights Act made bailout substantially more
permissive. Prior to 1982, bailout was extremely limited: no
jurisdiction could bail out if it had used discriminatory voting
tests or practices when it first became subject to section 5,
even if it had since eliminated those practices. Shelby Cnty.,
811 F. Supp. 2d at 434. By contrast, after 1982 the Act
allowed bailout by any jurisdiction with a âcleanâ voting
rights record over the previous ten years. Id. The 1982
reauthorization also permitted a greater number of
jurisdictions to seek bailout. Previously, âonly covered states
(such as Alabama) or separately-covered political
subdivisions (such as individual North Carolina counties)
were eligible to seek bailout.â Id. After 1982, political
subdivisions within a covered state could bail out even if the
state as a whole was ineligible. Id.
Setting the stage for this litigation, Congress extended the
Voting Rights Act for another twenty-five years in 2006. See
Fannie Lou Hamer, Rosa Parks, and Coretta Scott King
Voting Rights Act Reauthorization and Amendments Act of
10
2006, Pub. L. No. 109-246, 120 Stat. 577 (â2006 Actâ). In
doing so, it acted on the basis of a legislative record âover
15,000 pages in length, and includ[ing] statistics, findings by
courts and the Justice Department, and first-hand accounts of
discrimination.â Shelby Cnty., 811 F. Supp. 2d at 435
(internal quotation marks omitted). Congress also amended
section 5 to overrule the Supreme Courtâs decisions in
Georgia v. Ashcroft, 539 U.S. 461, 479â80 (2003) (which
held that âany assessment of the retrogression of a minority
groupâs effective exercise of the electoral franchise depends
on an examination of all the relevant circumstancesâ and that
âa court should not focus solely on the comparative ability of
a minority group to elect a candidate of its choiceâ), and Reno
v. Bossier Parish School Board, 528 U.S. 320, 328 (2000)
(âBossier IIâ) (which held that âthe âpurposeâ prong of § 5
covers only retrogressive dilutionâ). See 2006 Act § 5
(codified at 42 U.S.C. § 1973c(b)â(d)).
The 2006 Actâs constitutionality was immediately
challenged by âa small utility districtâ subject to its
provisions. See Nw. Austin, 129 S. Ct. at 2508. After finding
the district ineligible for bailout, the three-judge district court
concluded that the reauthorized Voting Rights Act was
constitutional. Nw. Austin Mun. Util. Dist. No. One v.
Mukasey, 573 F. Supp. 2d 221, 283 (D.D.C. 2008). On
appeal, the Supreme Court identified two âserious . . .
questionsâ about section 5âs continued constitutionality,
namely, whether the âcurrent burdensâ it imposes are
âjustified by current needs,â and whether its âdisparate
geographic coverage is sufficiently related to the problem that
it targets.â Nw. Austin, 129 S. Ct. at 2512â13. But invoking
the constitutional avoidance doctrine, id. at 2508, 2513, the
Court interpreted the statute to allow any covered jurisdiction,
including the utility district bringing suit in that case, to seek
11
bailout, thus avoiding the need to resolve the âbig question,â
id. at 2508: Did Congress exceed its constitutional authority
when it reauthorized section 5? Now that question is squarely
presented.
II.
Shelby County filed suit in the U.S. District Court for the
District of Columbia, seeking both a declaratory judgment
that sections 4(b) and 5 of the Voting Rights Act are facially
unconstitutional and a permanent injunction prohibiting the
Attorney General from enforcing them. Shelby Cnty., 811 F.
Supp. 2d at 427. Unlike the utility district in Northwest
Austin, Shelby County never sought bailout, and for good
reason. Because the county had held several special elections
under a law for which it failed to seek preclearance and
because the Attorney General had recently objected to
annexations and a redistricting plan proposed by a city within
Shelby County, the County was clearly ineligible for bailout.
See id. at 446 n.6. As the district courtâJudge John D.
Batesârecognized, the âserious constitutional questionsâ
raised in Northwest Austin could âno longer be avoided.â Id.
at 427.
Addressing these questions in a thorough opinion, the
district court upheld the constitutionality of the challenged
provisions and granted summary judgment for the Attorney
General. After reviewing the extensive legislative record and
the arguments made by Shelby County, the Attorney General,
and a group of defendant-intervenors, the district court
concluded that âSection 5 remains a âcongruent and
proportional remedyâ to the 21st century problem of voting
discrimination in covered jurisdictions.â Id. at 428.
Responding to the Supreme Courtâs concerns in Northwest
Austin, the district court found the record evidence of
12
contemporary discrimination in covered jurisdictions âplainly
adequate to justify section 5âs strong remedial and
preventative measures,â id. at 492 (internal quotation marks
omitted), and to support Congressâs predictive judgment that
failure to reauthorize section 5 â âwould leave minority
citizens with the inadequate remedy of a Section 2 action,â â
id. at 498 (quoting H.R. Rep. No. 109-478, at 57 (2006)). This
evidence consisted of thousands of pages of testimony,
reports, and data regarding racial disparities in voter
registration, voter turnout, and electoral success; the nature
and number of section 5 objections; judicial preclearance suits
and section 5 enforcement actions; successful section 2
litigation; the use of âmore information requestsâ and federal
election observers; racially polarized voting; and section 5âs
deterrent effect. Id. at 465â66.
As to section 4(b), the district court acknowledged that
the legislative record âprimarily focused on the persistence of
voting discrimination in covered jurisdictionsârather than on
the comparative levels of voting discrimination in covered
and non-covered jurisdictions.â Id. at 507. Nonetheless, the
district court pointed to âseveral significant pieces of
evidence suggesting that the 21st century problem of voting
discrimination remains more prevalent in those jurisdictions
that have historically been subject to the preclearance
requirementââincluding the disproportionate number of
successful section 2 suits in covered jurisdictions and the
âcontinued prevalence of voting discrimination in covered
jurisdictions notwithstanding the considerable deterrent effect
of Section 5.â Id. at 506â07. Thus, although observing that
Congressâs reauthorization âensured that Section 4(b) would
continue to focus on those jurisdictions with the worst
historical records of voting discrimination,â id. at 506, the
district court found this continued focus justified by current
13
evidence that discrimination remained concentrated in those
juridictions. See id. (explaining that Congress did not renew
the coverage formula to punish past sins, but rather because it
found âsubstantial evidence of contemporary voting
discrimination by the very same jurisdictions that had
histories of unconstitutional conductâ). Finally, the district
court emphasized that Congress had based reauthorization not
on âa perfunctory review of a few isolated examples of voting
discrimination by covered jurisdictions,â but had
â âapproached its task seriously and with great care.â â Id. at
496 (quoting Nw. Austin, 573 F. Supp. 2d at 265). Given this,
the district court concluded that Congressâs predictive
judgment about the continued need for section 5 in covered
jurisdictions was due âsubstantial deference,â id. at 498
(internal quotation marks omitted), and therefore âdecline[d]
to overturn Congressâs carefully considered judgment,â id. at
508. Our review is de novo. See McGrath v. Clinton, 666 F.3d
1377, 1379 (D.C. Cir. 2012) (âWe review the district courtâs
decision to grant summary judgment de novo.â).
On appeal, Shelby County reiterates its argument that,
given the federalism costs section 5 imposes, the provision
can be justified only by contemporary evidence of the kind of
â âunremitting and ingenious defianceâ â that existed when the
Voting Rights Act was originally passed in 1965. Appellantâs
Br. 8 (quoting Katzenbach, 383 U.S. at 309). Insisting that the
legislative record lacks âevidence of a systematic campaign of
voting discrimination and gamesmanship by the covered
jurisdictions,â Shelby County contends that section 5âs
remedy is unconstitutional because it is no longer congruent
and proportional to the problem it seeks to cure. Id. at 8â9;
see also City of Boerne v. Flores, 521 U.S. 507, 520 (1997)
(âThere must be a congruence and proportionality between
the injury to be prevented or remedied and the means adopted
14
to that end.â). In addition, Shelby County argues, section 4(b)
contains an âobsoleteâ coverage formula that fails to identify
the problem jurisdictions, and because the jurisdictions it
covers are not uniquely problematic, the formula is no longer
rational â âin both practice and theory.â â Appellantâs Br. 11â
12 (quoting Katzenbach, 383 U.S. at 330).
III.
Northwest Austin sets the course for our analysis,
directing us to conduct two principal inquiries. First,
emphasizing that section 5 âauthorizes federal intrusion into
sensitive areas of state and local policymaking that imposes
substantial federalism costs,â the Court made clear that
â[p]ast success alone . . . is not adequate justification to retain
the preclearance requirements.â 129 S. Ct. at 2511.
Conditions in the South, the Court pointed out, âhave
unquestionably improvedâ: racial disparities in voter
registration and turnout have diminished or disappeared, and
âminority candidates hold office at unprecedented levels.â Id.
Of course, â[i]t may be that these improvements are
insufficient and that conditions continue to warrant
preclearance under the Act.â Id. at 2511â12. But âthe Act
imposes current burdens,â and we must determine whether
those burdens are âjustified by current needs.â Id. at 2512.
Second, the Act, through section 4(b)âs coverage
formula, âdifferentiates between the States, despite our
historic tradition that all the States enjoy equal sovereignty.â
Id. (internal quotation marks omitted). And while equal
sovereignty â âdoes not bar . . . remedies for local evils,â â id.
(omission in original) (quoting Katzenbach, 383 U.S. at 328â
29), the Court warned that section 4(b)âs coverage formula
may âfail[] to account for current political conditionsââthat
is, â[t]he evil that § 5 is meant to address may no longer be
15
concentrated in the jurisdictions singled out for preclearance.â
Id. These concerns, the Court explained, âare underscored by
the argumentâ that section 5 may require covered jurisdictions
to adopt race-conscious measures that, if adopted by noncovered jurisdictions, could violate section 2 of the Act or the
Fourteenth Amendment. Id. (citing Georgia v. Ashcroft, 539
U.S. at 491 (Kennedy, J., concurring) (â[C]onsiderations of
race that would doom a redistricting plan under the
Fourteenth Amendment or § 2 seem to be what save it under
§ 5.â)). To be sure, such â[d]istinctions can be justified in
some cases.â Id. But given section 5âs serious federalism
costs, Northwest Austin requires that we ask whether section
4(b)âs âdisparate geographic coverage is sufficiently related
to the problem that it targets.â Id.
Before addressing Northwest Austinâs two questions, we
must determine the appropriate standard of review. As the
Supreme Court noted, the standard applied to legislation
enacted pursuant to Congressâs Fifteenth Amendment power
remains unsettled. See id. at 2512â13 (noting, but declining to
resolve the partiesâ dispute over the appropriate standard of
review). Reflecting this uncertainty, Shelby County argues
that the âcongruence and proportionalityâ standard for
Fourteenth Amendment legislation applies, see City of
Boerne, 521 U.S. at 520, whereas the Attorney General insists
that Congress may use âany rational meansâ to enforce the
Fifteenth Amendment, see Katzenbach, 383 U.S. at 324.
Although the Supreme Court declined to resolve this issue in
Northwest Austin, the questions the Court raisedâwhether
section 5âs burdens are justified by current needs and whether
its disparate geographic reach is sufficiently related to that
problemâseem to us the very questions one would ask to
determine whether section 5 is âcongruen[t] and
proportional[] [to] the injury to be prevented,â City of Boerne,
16
521 U.S. at 520. We thus read Northwest Austin as sending a
powerful signal that congruence and proportionality is the
appropriate standard of review. In any event, if section 5
survives the arguably more rigorous âcongruent and
proportionalâ standard, it would also survive Katzenbachâs
ârationalityâ review.
Of course, this does not mean that the Supreme Courtâs
prior decisions upholding the Voting Rights Act are no longer
relevant. Quite to the contrary, Katzenbach and City of Rome
tell us a great deal about â[t]he evil that § 5 is meant to
address,â Nw. Austin, 129 S. Ct. at 2512, as well as the types
of evidence that are probative of âcurrent needs,â id.
Moreover, City of Boerne relied quite heavily on Katzenbach
for the proposition that section 5, as originally enacted and
thrice extended, was a model of congruent and proportional
legislation. See City of Boerne, 521 U.S. at 525â26, 530
(relying on Katzenbach to explain how the Court evaluates
remedial legislation under the Fourteenth and Fifteenth
Amendments); see also id. at 532â33 (describing
characteristics of the Voting Rights Act, as analyzed by
Katzenbach and City of Rome, that made it congruent and
proportional).
We can likewise seek guidance from the Courtâs
Fourteenth Amendment decisions applying the congruent and
proportional standard to other legislation. In those cases, the
Court made clear that the record compiled by Congress must
contain evidence of state âconduct transgressing the
Fourteenth Amendmentâs substantive provisions,â Coleman v.
Court of Appeals of Md., 132 S. Ct. 1327, 1333 (2012), and
that invasions of state interests based on âabstract
generalities,â id. at 1337, or âsupposition and conjecture,â id.
at 1336, cannot be sustained. Once satisfied that Congress has
17
identified a pattern of constitutional violations, however, the
Court has deferred to Congressâs judgment, even in the face
of a rather sparse legislative record. In Nevada Department of
Human Resources v. Hibbs, for example, the Court upheld the
constitutionality of the family-care provision of the Family
and Medical Leave Act, which allows eligible employees to
take up to twelve weeks of unpaid leave, and âcreates a
private right of action to seek both equitable relief and money
damages against any employer (including a public agency).â
538 U.S. 721, 724 (2003) (internal quotation marks omitted).
Although evidence of discriminatory leave policies by state
governments was hardly extensive, see Tennessee v. Lane,
541 U.S. 509, 528â29 & n.17 (2004) (describing the limited
evidence relied upon in Hibbs, âlittle of which concerned
unconstitutional state conductâ), the Court deferred to
Congressâs âreasonabl[e] conclu[sions],â Hibbs, 538 U.S. at
734, and held that the evidence was âweighty enough to
justifyâ prophylactic legislation, id. at 735. Similarly, in Lane
the Court considered whether Congress had authority under
the Fourteenth Amendment to pass Title II of the Americans
with Disabilities Act, which prohibits public entities,
including states, from discriminating on the basis of disability
in their services, programs, and activities. 541 U.S. at 513.
Looking into the record and noting the long history of state
discrimination against disabled individuals, the Court found it
ânot difficult to perceive the harm that Title II is designed to
address.â See id. at 524â25. It held, again with great
deference to Congressâs take on the evidence, that the record,
âincluding judicial findings of unconstitutional state action,
and statistical, legislative, and anecdotal evidence of the
widespread exclusion of persons with disabilities from the
enjoyment of public services,â made âclear beyond
peradventureâ that Title II was appropriate prophylactic
legislation, id. at 529âand this despite the fact that the record
18
included only two reported decisions finding unconstitutional
state action of the precise type at issue, see id. at 544
(Rehnquist, C.J., dissenting). By contrast, the Court has found
that Congress exceeded its Fourteenth Amendment authority
where the legislative record revealed a âvirtually complete
absenceâ of evidence of unconstitutional state conduct. Id. at
521 (majority opinion) (citing Fla. Prepaid Postsecondary
Educ. Expense Bd. v. Coll. Sav. Bank, 527 U.S. 627, 647â48
(1999)); see also City of Boerne, 521 U.S. at 530 (legislative
record âlack[ed] examples of modern instancesâ of the
targeted constitutional violations); Kimel v. Fla. Bd. of
Regents, 528 U.S. 62, 89 (2000) (âCongress never identified
any pattern of age discrimination by the States, much less any
discrimination whatsoever that rose to the level of
constitutional violation.â).
We read this case law with two important qualifications.
First, we deal here with racial discrimination in voting, one of
the gravest evils that Congress can seek to redress. See Yick
Wo v. Hopkins, 118 U.S. 356, 370 (1886) (â[The right to vote]
is regarded as a fundamental political right, because
preservative of all rights.â); Adarand Constructors, Inc. v.
Pena, 515 U.S. 200, 216 (1995) (âracial classifications [are]
constitutionally suspect and subject to the most rigid scrutinyâ
(citation omitted) (internal quotation marks omitted)). When
Congress seeks to combat racial discrimination in votingâ
protecting both the right to be free from discrimination based
on race and the right to be free from discrimination in voting,
two rights subject to heightened scrutinyâit acts at the apex
of its power. See Hibbs, 538 U.S. at 736 (noting that it is
âeasier for Congress to show a pattern of unconstitutional
violationsâ when it enforces rights subject to heightened
scrutiny); Lane, 541 U.S. at 561â63 (Scalia, J., dissenting)
(âGiving [Congressâs enforcement powers] more expansive
19
scope with regard to measures directed against racial
discrimination by the States accords to practices that are
distinctively violative of the principal purpose of the
[Reconstruction Amendments] a priority of attention that [the
Supreme] Court envisioned from the beginning, and that has
repeatedly been reflected in [the Courtâs] opinions.â).
Expressly prohibited by the Fifteenth Amendment, racial
discrimination in voting is uniquely harmful in several ways:
it cannot be remedied by money damages and, as Congress
found, lawsuits to enjoin discriminatory voting laws are
costly, take years to resolve, and leave those elected under the
challenged law with the benefit of incumbency.
Second, although the federalism costs imposed by the
statutes at issue in Hibbs and Lane (abrogating sovereign
immunity to allow suits against states for money damages)
are no doubt substantial, the federalism costs imposed by
section 5 are a great deal more significant. To be sure, in most
cases the preclearance process is âroutineâ and âefficient[],â
resulting in prompt approval by the Attorney General and
rarely if ever delaying elections. See Reauthorizing the Voting
Rights Actâs Temporary Provisions: Policy Perspectives and
Views from the Field: Hearing Before the Subcomm. on the
Constitution, Civil Rights and Propery Rights of the S. Comm.
on the Judiciary, 109th Cong. 312â13 (2006) (testimony of
Donald M. Wright, North Carolina State Board of Elections)
(stating that most preclearance submissions âtake only a few
minutes to prepareâ and that the Justice Department
cooperates with jurisdictions to ensure that âpreclearance
issue[s] d[o] not delay an electionâ). But section 5 sweeps
broadly, requiring preclearance of every voting change no
matter how minor. Section 5 also places the burden on
covered jurisdictions to demonstrate to the Attorney General
or a three-judge district court here in Washington that the
20
proposed law is not discriminatory. Given these significant
burdens, in order to determine whether section 5 remains
congruent and proportional we are obligated to undertake a
review of the record more searching than the Supreme
Courtâs review in Hibbs and Lane.
Although our examination of the record will be probing,
we remain bound by fundamental principles of judicial
restraint. Time and time again the Supreme Court has
emphasized that Congressâs laws are entitled to a
âpresumption of validity.â City of Boerne, 521 U.S. at 535.
As the Court has explained, when Congress acts pursuant to
its enforcement authority under the Reconstruction
Amendments, its judgments about âwhat legislation is needed
. . . are entitled to much deference.â Id. (internal quotation
marks omitted). Even when applying intermediate scrutiny,
the Court has accorded Congress deference âout of respect for
its authority to exercise the legislative power,â and in
recognition that Congress âis far better equipped than the
judiciary to amass and evaluate the vast amounts of data
bearing upon legislative questions.â Turner Broad. Sys., Inc.
v. FCC, 520 U.S. 180, 195, 196 (1997) (internal quotation
marks omitted) (rejecting a First Amendment challenge to the
âmust-carryâ provisions of the Cable Television Consumer
Protection and Competition Act). And critically for our
purposes, although Northwest Austin raises serious questions
about section 5âs constitutionality, nothing in that opinion
alters our duty to resolve those questions using traditional
principles of deferential review. Indeed, the Court reiterated
not only that âjudging the constitutionality of an Act of
Congress is âthe gravest and most delicate duty that [a court]
is called on to perform,â â Nw. Austin, 129 S. Ct. at 2513
(quoting Blodgett v. Holden, 275 U.S. 142, 147â48 (1927)
(Holmes, J., concurring)), but also that â[t]he Fifteenth
21
Amendment empowers âCongress,â not the Court, to
determine in the first instance what legislation is needed to
enforce it,â id.
A.
Guided by these principles, we begin with Northwest
Austinâs first question: Are the current burdens imposed by
section 5 âjustified by current needsâ? 129 S. Ct. at 2512. The
Supreme Court raised this question because, as it emphasized
and as Shelby County argues, the conditions which led to the
passage of the Voting Rights Act âhave unquestionably
improved[,] . . . no doubt due in significant part to the Voting
Rights Act itself.â Id. at 2511. Congress also recognized this
progress when it reauthorized the Act, finding that âmany of
the first generation barriers to minority voter registration and
voter turnout that were in place prior to the [Voting Rights
Act] have been eliminated.â H.R. Rep. No. 109-478, at 12.
The dissentâs charts nicely display this progress. Racial
disparities in voter registration and turnout have ânarrowed
considerablyâ in covered jurisdictions and are now largely
comparable to disparities nationwide. Id. at 12â17; see also
Dissenting Op. at 12â13 figs.I & II. Increased minority
voting, in turn, has âresulted in significant increases in the
number of African-Americans serving in elected offices.â
H.R. Rep. No. 109-478, at 18; see also Dissenting Op. at 15
fig.III. For example, in the six states fully covered by the
1965 Act, the number of African Americans serving in
elected office increased from 345 to 3700 in the decades since
1965. H.R. Rep. No. 109-478, at 18.
But Congress found that this progress did not tell the
whole story. It documented âcontinued registration and
turnout disparitiesâ in both Virginia and South Carolina. Id. at
25. Virginia, in particular, âremain[ed] an outlier,â S. Rep.
22
No. 109-295, at 11 (2006): although 71.6 percent of white,
non-Hispanic voting age residents registered to vote in 2004,
only 57.4 percent of black voting age residents registered, a
14.2-point difference. U.S. Census Bureau, Reported Voting
and Registration of the Total Voting-Age Population, at
tbl.4a, available at http://www.census.gov/hhes/www/
socdemo/voting/publications/p20/2004/tables.html
(last
visited May 9, 2012). Also, although the number of African
Americans holding elected office had increased significantly,
they continued to face barriers to election for statewide
positions. Congress found that not one African American had
yet been elected to statewide office in Mississippi, Louisiana,
or South Carolina. In other covered states, â âoften it is only
after blacks have been first appointed to a vacancy that they
are able to win statewide office as incumbents.â â H.R. Rep.
No. 109-478, at 33 (quoting Natâl Commân on the Voting
Rights Act, Protecting Minority Voters: The Voting Rights
Act at Work 1982â2005, at 38 (2006) (âNatâl Commân
Reportâ)).
Congress considered other types of evidence that, in its
judgment, âshow[ed] that attempts to discriminate persist and
evolve, such that Section 5 is still needed to protect minority
voters in the future.â Id. at 21. It heard accounts of specific
instances of racial discrimination in voting. It heard analysis
and opinions by experts on all sides of the issue. It
considered, among other things, six distinct categories of
evidence: (1) Attorney General objections issued to block
proposed voting changes that would, in the Attorney
Generalâs judgment, have the purpose or effect of
discriminating against minorities; (2) âmore information
requestsâ issued when the Attorney General believes that the
information submitted by a covered jurisdiction is insufficient
to allow a preclearance determination; (3) successful lawsuits
23
brought under section 2 of the Act; (4) federal observers
dispatched to monitor elections under section 8 of the Act; (5)
successful section 5 enforcement actions filed against covered
jurisdictions for failing to submit voting changes for
preclearance, as well as requests for preclearance denied by
the United States District Court for the District of Columbia;
and (6) evidence that the mere existence of section 5 deters
officials from even proposing discriminatory voting changes.
Finally, Congress heard evidence that case-by-case section 2
litigation was inadequate to remedy the racial discrimination
in voting that persisted in covered jurisdictions.
Before delving into the legislative record ourselves, we
consider two arguments raised by Shelby County that, if
meritorious, would significantly affect how we evaluate that
record.
First, Shelby County argues that section 5 can be
sustained only on the basis of current evidence of âa
widespread pattern of electoral gamesmanship showing
systematic resistance to the Fifteenth Amendment.â
Appellantâs Br. 23. According to the County, the preclearance
remedy may qualify as congruent and proportional only
âwhen it addresses a coordinated campaign of discrimination
intended to circumvent the remedial effects of direct
enforcement of Fifteenth Amendment voting rights.â Id. at 7.
We disagree. For one thing, how could we demand evidence
of gamesmanship of the sort present at the time of
Katzenbach given that section 5 preclearance makes such
tactics virtually impossible? Equally important, Shelby
Countyâs argument rests on a misreading of Katzenbach.
Although the Court did describe the situation in 1965 as one
of âunremitting and ingenious defiance of the Constitution,â
Katzenbach, 383 U.S. at 309, nothing in Katzenbach suggests
24
that such gamesmanship was necessary to the Courtâs
judgment that section 5 was constitutional. Rather, the critical
factor was that âCongress had found that case-by-case
litigation was inadequate to combat widespread and persistent
discrimination in voting.â Id. at 328; see also id. at 313â15
(explaining why laws facilitating case-by-case litigation had
âproved ineffectiveâ). In City of Rome, the Court, while
recognizing that âundeniableâ progress had been made,
sustained section 5âs constitutionality without ever
mentioning gamesmanship of any kind, 446 U.S. at 181â82; it
relied instead on racial disparities in registration, the low
number of minority elected officials, and the number and
nature of Attorney General objections, id. at 180â81.
Reinforcing this interpretation of Katzenbach and City of
Rome, the Supreme Court explained in City of Boerne that
â[t]he [Voting Rights Actâs] new, unprecedented remedies
were deemed necessary given the ineffectiveness of the
existing voting rights laws, and the slow, costly character of
case-by-case litigation,â 521 U.S. at 526 (citation omitted).
The Court reiterated the point in Board of Trustees of the
University of Alabama v. Garrett, 531 U.S. 356, 373 (2001):
âIn [enacting the Voting Rights] Act . . . Congress also
determined that litigation had proved ineffective . . . .â
This emphasis on the inadequacy of case-by-case
litigation makes sense: if section 2 litigation is adequate to
deal with the magnitude and extent of constitutional
violations in covered jurisdictions, then Congress might have
no justification for requiring states to preclear their voting
changes. Put another way, what is needed to make section 5
congruent and proportional is a pattern of racial
discrimination in voting so serious and widespread that caseby-case litigation is inadequate. Given this, the question
before us is not whether the legislative record reflects the kind
25
of âingenious defianceâ that existed prior to 1965, but
whether Congress has documented sufficiently widespread
and persistent racial discrimination in voting in covered
jurisdictions to justify its conclusion that section 2 litigation
remains inadequate. If it has, then section 5âs âsubstantial
federalism costsâ remain justified because preclearance is still
needed to remedy continuing violations of the Fifteenth
Amendment.
Second, Shelby County urges us to disregard much of the
evidence Congress considered because it involves âvote
dilution, going to the weight of the vote once cast, not access
to the ballot.â Appellantâs Br. 26. Specifically, the County
faults Congress for relying on selective annexations, certain
redistricting techniques, at-large elections, and other practices
that do not prevent minorities from voting but instead âdilute
minority voting strength,â 2006 Act § 2(b)(4)(A). According
to the County, because the Supreme Court has ânever held
that vote dilution violates the Fifteenth Amendment,â Bossier
II, 528 U.S. at 334 n.3, we may not rely on such evidence to
sustain section 5 as a valid exercise of Congressâs Fifteenth
Amendment enforcement power.
It is true that neither the Supreme Court nor this court has
ever held that intentional vote dilution violates the Fifteenth
Amendment. But the Fourteenth Amendment prohibits vote
dilution intended âinvidiously to minimize or cancel out the
voting potential of racial or ethnic minorities.â City of Mobile
v. Bolden, 446 U.S. 55, 66 (1980); see also, e.g., Shaw v.
Reno, 509 U.S. 630, 641 (1993). Although the Courtâs
previous decisions upholding section 5 focused on Congressâs
power to enforce the Fifteenth Amendment, the same
âcongruent and proportionalâ standard, refined by the
inquiries set forth in Northwest Austin, appears to apply
26
âirrespective of whether Section 5 is considered [Fifteenth
Amendment]
enforcement
legislation,
[Fourteenth
Amendment] enforcement legislation, or a kind of hybrid
legislation enacted pursuant to both amendments.â Shelby
Cnty., 811 F. Supp. 2d at 462 (footnote omitted); see also City
of Boerne, 521 U.S. at 518 (suggesting that Congressâs
âpower to enforce the provisions of the Fifteenth
Amendmentâ is âparallelâ to its power to enforce the
Fourteenth Amendment). Indeed, when reauthorizing the Act
in 2006, Congress expressly invoked its enforcement
authority under both the Fourteenth and Fifteenth
Amendments. See H.R. Rep. No. 109-478, at 90 (â[T]he
Committee finds the authority for this legislation under
amend. XIV, § 5 and amend. XV, § 2.â); id. at 53 & n.136
(stating that Congress is acting under its Fourteenth and
Fifteenth Amendment powers in reauthorizing the Voting
Rights Act). Accordingly, like Congress and the district court,
we think it appropriate to consider evidence of
unconstitutional vote dilution in evaluating section 5âs
validity. See City of Rome, 446 U.S. at 181 (citing Congressâs
finding that â[a]s registration and voting of minority citizens
increase[], other measures may be resorted to which would
dilute increasing minority voting strengthâ as evidence of the
continued need for section 5 (internal quotation marks
omitted)).
Consideration of this evidence is especially important
given that so-called âsecond generationâ tactics like
intentional vote dilution are in fact decades-old forms of
gamesmanship. That is, âas African Americans made progress
in abolishing some of the devices whites had used to prevent
them from voting,â both in the late nineteenth century and
again in the 1950s and 1960s, â[o]fficials responded by
adopting new measures to minimize the impact of black
27
reenfranchisement.â Voting Rights Act: Evidence of
Continued Need: Hearing Before the Subcomm. on the
Constitution of the H. Comm. on the Judiciary, 109th Cong.
141â43 (2006) (âEvidence of Continued Needâ). These
measuresââwell-knownâ tactics such as â âpack[ing]â â
minorities into a single district, spreading minority voters
thinly among several districts, annexing predominately white
suburbs, and so onâwere prevalent âforms of vote dilutionâ
then, and Congress determined that these persist today. Id.
Specifically, Congress found that while âfirst generation
barriersââflagrant attempts to deny access to the polls that
were pervasive at the time of Katzenbachâhave diminished,
âsecond generation barriersâ such as vote dilution have been
âconstructed to prevent minority voters from fully
participating in the electoral process.â 2006 Act § 2(b)(2)
(congressional findings). Although such methods may be
âmore subtle than the visible methods used in 1965,â
Congress concluded that their âeffect and results are the same,
namely a diminishing of the minority communityâs ability to
fully participate in the electoral process and to elect their
preferred candidates of choice.â H.R. Rep. No. 109-478, at 6.
Having resolved these threshold issues, we return to the
basic question: Does the legislative record contain sufficient
probative evidence from which Congress could reasonably
conclude that racial discrimination in voting in covered
jurisdictions is so serious and pervasive that section 2
litigation remains an inadequate remedy? Reviewing the
record ourselves and focusing on the evidence most probative
of ongoing constitutional violations, we believe it does.
To begin with, the record contains numerous âexamples
of modern instancesâ of racial discrimination in voting, City
of Boerne, 521 U.S. at 530. Just a few recent examples:
28
â¢
â¢
â¢
â¢
â¢
Kilmichael, Mississippiâs abrupt 2001 decision to
cancel an election when âan unprecedented numberâ of
African Americans ran for office, H.R. Rep. No. 109478, at 36â37 (internal quotation marks omitted);
Webster County, Georgiaâs 1998 proposal to reduce the
black population in three of the education boardâs five
single-member districts after the school district elected a
majority black school board for the first time, Voting
Rights Act: Section 5 of the ActâHistory, Scope, and
Purpose: Hearing Before Subcomm. on the Constitution
of the House Judiciary Comm., 109th Cong. 830â31
(2006) (âHistory, Scope, and Purposeâ);
Mississippiâs 1995 attempt to evade preclearance and
revive a dual registration system âinitially enacted in
1892 to disenfranchise Black votersâ and previously
struck down by a federal court, H.R. Rep. No. 109-478,
at 39;
Washington Parish, Louisianaâs 1993 attempt to reduce
the impact of a majority-African American district by
âimmediately creat[ing] a new at-large seat to ensure
that no white incumbent would lose his seat,â id. at 38;
Waller County, Texasâs 2004 attempt to reduce early
voting at polling places near a historically black
university and its threats to prosecute students for
âillegal voting,â after two black students announced
their intent to run for office, Evidence of Continued
Need 185â86.
The legislative record also contains examples of overt
hostility to black voting power by those who control the
electoral process. In Mississippi, for instance, state legislators
opposed an early 1990s redistricting plan that would have
29
increased the number of black majority districts, referring to
the plan publicly as the âblack planâ and privately as the
ânigger plan,â Modern Enforcement of the Voting Rights Act:
Hearing Before the S. Comm. on the Judiciary, 109th Cong.
22 (2006) (âModern Enforcementâ) (internal quotation marks
omitted); see also S. Rep. No. 109-295, at 14. In Georgia, the
state House Reapportionment Committee Chairman âtold his
colleagues on numerous occasions, âI donât want to draw
nigger districts,â â H.R. Rep. No. 109-478, at 67 (quoting
Busbee v. Smith, 549 F. Supp. 495, 501 (D.D.C. 1982)). The
district court pointed to numerous additional examples of
intentional discrimination in the legislative record. See Shelby
Cnty., 811 F. Supp. 2d at 472â76, 477â79, 480â81, 481â85,
485â87; see also Nw. Austin, 573 F. Supp. 2d at 258â62, 289â
301.
In addition to these examples of flagrant racial
discrimination, several categories of evidence in the record
support Congressâs conclusion that intentional racial
discrimination in voting remains so serious and widespread in
covered jurisdictions that section 5 preclearance is still
needed. We explore each in turn.
First, Congress documented hundreds of instances in
which the Attorney General, acting pursuant to section 5,
objected to proposed voting changes that he found would
have a discriminatory purpose or effect. Significantly,
Congress found that the absolute number of objections has
not declined since the 1982 reauthorization: the Attorney
General interposed at least 626 objections during the twentytwo years from 1982 to 2004 (an average of 28.5 each year),
compared to 490 interposed during the seventeen years from
1965 to 1982 (an average of 28.8 each year). Evidence of
Continued Need 172; see also S. Rep. No. 109-295, at 13â14
30
(finding 754 objections between 1982 and the first half of
2006).
Formal objections were not the only way the Attorney
General blocked potentially discriminatory changes under
section 5. Congress found that between 1990 and 2005, âmore
information requestsâ (MIRs) prompted covered jurisdictions
to withdraw or modify over 800 proposed voting changes.
Evidence of Continued Need 2553, 2565; H.R. Rep. No. 109478, at 40â41. Although MIRs take no position on the merits
of a preclearance request, Congress had evidence indicating
that the Attorney General sometimes uses them to âsend
signals to a submitting jurisdiction about the assessment of
their proposed voting changeâ and to âpromot[e] compliance
by covered jurisdictions.â Evidence of Continued Need 2541.
Congress found that because â[t]he actions taken by a
jurisdiction [in response to an MIR] are often illustrative of
[its] motives,â the high number of withdrawals and
modifications made in response to MIRs constitutes
additional evidence of â[e]fforts to discriminate over the past
25 years.â H.R. Rep. No. 109-478, at 40â41.
Shelby County contends that section 5 objections and
MIRs, however numerous, âdo[] not signal intentional voting
discriminationâ because they represent only the Attorney
Generalâs opinion and need not be based on discriminatory
intent. Appellantâs Br. 30â31; see also id. at 32. Underlying
this argument is a fundamental principle with which we
agree: to sustain section 5, the record must contain âevidence
of a pattern of constitutional violations,â Hibbs, 538 U.S. at
729, and voting changes violate the constitution only if
motivated by discriminatory animus, Reno v. Bossier Parish
Sch. Bd., 520 U.S. 471, 481 (1997) (âBossier Iâ). Although
not all objections rest on an affirmative finding of intentional
31
discrimination, the record contains examples of many that do.
See Nw. Austin, 573 F. Supp. 2d at 289â301 (appendix
providing examples of objections based on discriminatory
intent). Between 1980 and 2004, the Attorney General issued
at least 423 objections based in whole or in part on
discriminatory intent. Voting Rights Act: Section 5â
Preclearance Standards: Hearing Before the Subcomm. on
the Constitution of the H. Comm. on the Judiciary, 109th
Cong. 180â81 (2005) (âPreclearance Standardsâ). Moreover,
in the 1990s, before the Supreme Court limited the Attorney
Generalâs ability to object based on discriminatory but nonretrogressive intent, see Bossier II, 528 U.S. 320 (limiting the
scope of section 5âs purpose prong in a decision overturned
by the 2006 Act), âthe purpose prong of Section 5 had
become the dominant legal basis for objections,â
Preclearance Standards 177, with seventy-four percent of
objections based in whole or in part on discriminatory intent,
id. at 136. Although it is true that objections represent âonly
one sideâs opinion,â Appellantâs Br. 30, Congress is entitled
to rely upon the Attorney Generalâs considered judgment
âwhen it prescribes civil remedies . . . under [section] 2 of the
Fifteenth Amendment.â Katzenbach, 383 U.S. at 330
(explaining that âCongress obviously may avail itself of
information from any probative source,â including evidence
âadduced by the Justice Departmentâ). In fact, in City of
Rome the Supreme Court considered objections to be
probative evidence of unconstitutional voting discrimination.
See 446 U.S. at 181.
Shelby County also points out that the percentage of
proposed voting changes blocked by Attorney General
objections has steadily declinedâfrom a height of 4.06
percent (1968â1972) to 0.44 percent (1978â1982) to 0.17
percent (1993â1997) and to 0.05 percent (1998â2002). An
32
Introduction to the Expiring Provisions of the Voting Rights
Act and Legal Issues Relating to Reauthorization: Hearing
Before the S. Comm. on the Judiciary, 109th Cong. 219
(2006) (âIntroduction to the Expiring Provisionsâ). But the
most dramatic decline in the objection rateâwhich, as the
district court observed, âhas always been low,â Shelby Cnty.,
811 F. Supp. 2d at 470âoccurred in the 1970s, before the
Supreme Court upheld the Act for a third time in City of
Rome. See Introduction to the Expiring Provisions 219. Also,
the average number of objections per year has not declined,
suggesting that the level of discrimination has remained
constant as the number of proposed voting changes, many
likely quite minor, has increased. See H.R. Rep. No. 109-478,
at 22 (showing increase in the annual number of voting
changes submitted for preclearance, from 300â400 per year in
the early 1970s to 4000â5000 per year in the 1990s and
2000s). As the district court pointed out, there may be âmany
plausible explanations for the recent decline in objection
rates.â See Shelby Cnty., 811 F. Supp. 2d at 471. Even in the
six years from 2000 to 2006, after objection rates had dropped
to their lowest, Attorney General objections affected some
660,000 minority voters. The Continuing Need for Section 5
Pre-Clearance: Hearing Before the S. Comm. on the
Judiciary, 109th Cong. 58 (2006) (âContinuing Needâ).
Ultimately, Congress believed that the absolute number of
objections represented the better indicator of the extent of
discrimination in covered jurisdictions. This judgmentâ
whether to accord greater weight to absolute numbers or to
objection ratesâis precisely the kind that a legislature is âfar
better equippedâ than a court to evaluate, Turner Broad., 520
U.S. at 195 (internal quotation marks omitted).
As for MIRs, we agree with Shelby County that they are
less probative of discrimination than objections. An MIR does
33
not represent a judgment on the merits, and submitting
jurisdictions might have many reasons for modifying or
withdrawing a proposed change in response to one. But the
record contains evidence from which Congress could
âreasonabl[y] infer[],â id. (internal quotation marks omitted),
that at least some withdrawals or modifications reflect the
submitting jurisdictionâs acknowledgement that the proposed
change was discriminatory. See Evidence of Continued Need
178 (stating that a jurisdictionâs decision to withdraw a
proposed changes in response to an MIR âis frequently a
