Buckwalter v. State of Nevada Board of Medical Examiners, et al.
Justia.com Opinion Summary: Plaintiff appealed the district court's dismissal of claims he brought against Board Members, in their individual capacities, under 42 U.S.C. 1983. Plaintiff alleged that the Board Members deprived him of his constitutional rights when, in an ex parte emergency proceeding, they summarily suspended his authority to prescribe medication. The court held that the Board Members were absolutely immune from plaintiff's claims for money damages where they were functionally comparable to judges and their summary suspension authority was comparable to a judicial act. The court also held that Younger abstention barred plaintiff's claims for equitable relief. Accordingly, the court affirmed the judgment.
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The court issued a Revised version of this opinion on June 8, 2012
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FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
KEVIN RAY BUCKWALTER,
Plaintiff-Appellant,
v.
STATE OF NEVADA BOARD OF
MEDICAL EXAMINERS; SOHAIL U.
ANJUM; JAVAID ANWAR; S. DANIEL
MCBRIDE; VAN HEFFNER; EDWARD
COUSINEAU,
Defendants-Appellees.


No. 11-15742
D.C. No.
2:10-cv-02034-KJD
OPINION

Appeal from the United States District Court
for the District of Nevada
Kent J. Dawson, District Judge, Presiding
Argued and Submitted
February 16, 2012âSan Francisco, California
Filed April 26, 2012
Before: Betty B. Fletcher, John T. Noonan, and
Richard A. Paez, Circuit Judges.
Opinion by Judge Paez
4443
4446 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
COUNSEL
Jacob Hafter and Michael Naethe, Law Office of Jacob L.
Hafter & Associates, Las Vegas, Nevada, for the plaintiffappellant.
Frank Gilmore and Michael E. Sulliva, Robison Belaustegui
Sharp & Low, Reno, Nevada, for the defendants-appellees.
OPINION
PAEZ, Circuit Judge:
Kevin Ray Buckwalter, M.D., appeals the district courtâs
dismissal of claims he brought against the members of the
Nevada State Board of Medical Examiners (âBoard Membersâ), in their individual capacities, under 42 U.S.C. § 1983.
Buckwalter alleged that the Board Members deprived him of
his constitutional rights when, in an ex parte emergency proceeding, they summarily suspended his authority to prescribe
medication. The issues presented for review are (1) whether
the Board Members are entitled to absolute immunity from
liability for the exercise of their summary authority, and (2)
whether Younger abstention proscribes the federal courts from
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4447
hearing Buckwalterâs case while the state proceedings are
pending.
We hold that the Board Members are absolutely immune
from Buckwalterâs claims for money damages, and that Younger abstention bars Buckwalterâs claims for equitable relief.
We therefore affirm.
I.
Background
Dr. Buckwalter has been a licensed physician in Nevada
since 1997. In 2006, the Nevada State Board of Medical
Examiners (âthe Boardâ) began to investigate citizen complaints that Dr. Buckwalter was overprescribing narcotic analgesics. The Boardâs Investigative Committee ordered a peer
review of the results of the investigation to determine whether
Buckwalterâs conduct as a physician was consistent with prevailing professional standards. Two peer reviewers concluded
that in several instances, Buckwalterâs conduct fell below the
minimum standard of care.
Edward Cousineau, a Board Member, filed a formal administrative complaint with the Board. The complaint charged
Buckwalter with three counts of wrongdoing and alleged that
he was an imminent threat to the health and safety of his
patients and the public in general. On that basis, Cousineau
asked the Board to summarily suspend Buckwalterâs authority
to prescribe or administer controlled substances.
On November 12, 2008, the Board convened an emergency
telephone meeting to review the complaint and summary suspension request. Buckwalter was not notified of the charges
against him or offered an opportunity to participate in the
meeting. In the meeting, the Board Members concluded that
there was sufficient evidence that Buckwalter posed a danger
to public welfare to justify the summary suspension of his
authority to prescribe, administer, and dispense controlled
substances in Nevada. The Board Members also scheduled a
4448 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
full hearing on the administrative complaint for March 18,
2009, as well as a prehearing conference for early February.
The Board immediately notified Buckwalter of the summary
suspension and the hearing schedule.
In the months following the summary suspension, the parties worked to reach a settlement. On the eve of the hearing
date, Buckwalter and the Board entered into a joint stipulation
to vacate the hearing in anticipation of a finalized settlement.
Ultimately, however, the full Board voted to reject the proposed settlement. Buckwalter did not withdraw from the stipulation or demand that a hearing be reset, opting instead to
attempt to reach a new settlement that would pass muster with
the Board.
The parties never reached a mutually satisfactory agreement, and in November 2010 Buckwalter commenced this
action under 42 U.S.C. § 1983 in the District of Nevada,
charging the Board and its members with depriving him of
constitutional due process. The complaint alleged that the
Board Members denied Buckwalter due process first by summarily suspending his prescribing privileges, and second by
failing to promptly conduct a postdeprivation hearing following the summary suspension.
The district court dismissed all of Buckwalterâs claims,
holding that they were barred by absolute immunity and, in
the alternative, that Younger abstention precluded a federal
court from hearing the case. Buckwalter timely appealed.
II.
Standard of Review
âWhether a public official is entitled to absolute immunity
is a question of law that is reviewed de novo.â Miller v.
Davis, 521 F.3d 1142, 1145 (9th Cir. 2008) (quoting Goldstein v. City of Long Beach, 481 F.3d 1170, 1172 (9th Cir.
2007)). âWe review de novo the district courtâs decision to
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4449
abstain under the Younger doctrine.â Potrero Hills Landfill,
Inc. v. Cnty. of Solano, 657 F.3d 876, 881 (9th Cir. 2011).
We also review de novo a district courtâs order dismissing
a complaint under Federal Rule of Civil Procedure 12(b)(6).
See Cervantes v. United States, 330 F.3d 1186, 1187 (9th Cir.
2003). We assume that Buckwalterâs allegations of fact are
true and analyze them in the light most favorable to his
claims. See id.
III.
A.
Discussion
Absolute immunity.
[1] State and federal executive officials1 are absolutely
immune from § 1983 suits if they perform â âspecial functionsâ which, because of their similarity to functions that
would have been immune when Congress enacted § 1983,
deserve absolute protection from damages liability.â Buckley
v. Fitzsimmons, 509 U.S. 259, 268-69 (1993) (quoting Butz v.
Economou, 438 U.S. 478, 508 (1978)).
[2] It is the ânature of the function performed, not the identity of the actor who performed it,â that determines whether
an official is cloaked by absolute immunity. Id. at 269. The
paradigmatic functions giving rise to absolute immunity are
those of judges and prosecutors. See Tamas v. Depât of Soc.
& Health Servs., 630 F.3d 833, 841-42 (9th Cir. 2010) (quoting Olsen v. Idaho State Bd. of Med., 363 F.3d 916, 922 (9th
Cir. 2004)). Absolute immunity is also accorded to officials
of government agencies âperforming certain functions analo1
Buckwalterâs suit also names the Nevada State Board of Medical
Examiners as a defendant. The Eleventh Amendment proscribes § 1983
claims against the Board itself, whether for damages or injunctive relief.
See Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 102 (1984).
Hence, the only issue in this appeal is the liability of the Board Members
in their individual capacities.
4450 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
gous to those of a prosecutorâ or a judge. Butz, 438 U.S. at
515.
To determine whether a particular state officerâs role is
âfunctionally comparableâ to that of a judge, we consider six
nonexclusive factors, decocted from Butz, that indicate a judicial function:
â(a) the need to assure that the individual can perform his functions without harassment or intimidation; (b) the presence of safeguards that reduce the
need for private damages actions as a means of controlling unconstitutional conduct; (c) insulation from
political influence; (d) the importance of precedent;
(e) the adversary nature of the process; and (f) the
correctability of error on appeal.â
Cleavinger v. Saxner, 474 U.S. 193, 202 (1985) (citing Butz,
438 U.S. at 512). If, upon applying these âButz factors,â we
determine that an official was functioning in a judicial or
quasi-judicial capacity when he undertook the act giving rise
to the § 1983 suit, then absolute immunity protects him from
liability. Id. An official cannot be subjected to responsibility
in a civil action, âhowever erroneous the act may have been,
and however injurious in its consequences it may have proved
to the plaintiff.â Id. at 199-200 (quoting Bradley v. Fisher, 80
U.S. 335, 347 (1872)).
[3] We have previously held that members of state medical
boards are âfunctionally comparable to judgesâ and thus âentitled to absolute immunity for their quasi-judicial acts.â Mishler v. Clift, 191 F.3d 998, 1007 (9th Cir. 1999). But that does
not settle this case: the protection of absolute immunity
reaches âonly those actions that are judicial or closely associated with the judicial process.â Id. (quoting Buckley, 509 U.S.
at 273). And Buckwalter contends that two acts by the Board
Members were nonjudicial and therefore outside the ambit of
absolute immunity: (1) their summary suspension of his pre-
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4451
scribing privileges and (2) their failure to provide him a
prompt postdeprivation hearing. We consider each act in turn.
1.
The summary suspension.
In Mishler, we held that absolute immunity applies to âacts
occurring during the disciplinary hearing process.â Id. at
1008. Buckwalter argues that when the Board Members exercise their emergency summary suspension authority, they
should not enjoy the same immunity that they do when they
conduct formal disciplinary hearings.
[4] Determining whether Mishlerâs rationale extends to a
prehearing summary suspension requires us briefly to review
the operation of the two Nevada statutes that define the
Boardâs disciplinary authority, as those statutes appeared in
2008: Chapter 630 of the Nevada Revised Statutes, and the
Nevada Administrative Procedure Act, Nevada Revised Statutes § 233B.2
Chapter 630 specifies that once the Board receives a complaint about a physician, an investigative committee reviews
it to determine whether is has a reasonable basis. See Nev.
Rev. Stat. § 630.311. If the investigation substantiates the
complaint, the Board may bring formal charges against the
physician and set a hearing date. Id. § 630.339. Physicians
facing discipline must receive notice of the charges, the hearing date, and any possible sanctions; they are also entitled to
representation by counsel and the right to present evidence on
any relevant issue. See id.; id. § 233B.121.
Section 127 of the Nevada Administrative Procedure Act
empowers the Board to summarily suspend a medical license
if âthe agency finds that public health, safety or welfare
imperatively require emergency action, and incorporates a
2
Unless we indicate otherwise, subsequent citations refer to the 2008
versions of these statutes.
4452 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
finding to that effect in its order.â Id. § 233B.127. Following
a summary suspension, however, a formal administrative
hearing âmust be promptly instituted and determined.â3 Id.
The defendants in Mishlerâalso members of the Nevada
State Board of Medical Examinersâdid not summarily suspend the plaintiffâs license; they revoked it after an administrative hearing. See 191 F.3d at 1001. We concluded that five
of the six Butz factors militated in favor of absolutely immunizing the board members from liability for that action. Id. at
1005-07.
First, we noted that an agency whose raison dâetre is to discipline medical professionals is likely to provoke frequent litigation. See id. at 1005. Given the vital public-welfare interests
at stake, the court concluded that there was a â âstrong needâ
to make certain that Board Members [could] perform these
disciplinary functions without the threat of harassment or
intimidation.â Id.
Second, we opined that it was âdifficult to disputeâ that
adequate procedural safeguards trammeled the Board Membersâ authority. Id. The âcomprehensive umbrella of statutesâ
governing the Boardâs conduct created procedural safeguards
akin to those available under federal administrative law. Id. at
1005-06; see also Butz, 438 U.S. at 514 (â[T]he Administrative Procedure Act contains a number of provisions designed
to guarantee the independence of hearing examiners. . . . In
light of these safeguards, we think that the risk of an unconstitutional act by one presiding at an agency hearing is clearly
3
In 2009, the legislature amended the statute to require the Board to initiate postdeprivation hearings within 45 days:
Proceedings relating to the order of summary suspension must be
instituted and determined within 45 days after the date of the
order unless the agency and the licensee mutually agree in writing to a longer period.
Nev. Rev. Stat. § 233B.127(3) (West 2011).
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4453
outweighed by the importance of preserving the independent
judgment of these men and women.â).
Reviewing the third factorâthe Board Membersâ insulation
from political influenceâwe concluded that the Board Members were sufficiently independent because they were
appointed by the governor and removable only for good
cause. Id. at 1007.
The fourth Butz factor, the importance of precedent, was
the only one that we felt did not weigh in favor of absolute
immunity. See id. at 1007 (âIt is unclear from the record to
what extent the Nevada Board relies on precedent in making
its disciplinary decisions.â). The fifth and sixth factors, however, buttressed the case that the Board Members were judicial homologues when performing their disciplinary
functions:
[I]t is clear that the disciplinary process is adversary
in nature and that errors made by the Board are correctable on appeal. Physicians are entitled to representation by counsel and may present evidence at a
formal disciplinary hearing. The decision of the
Board must be in writing and contain the Boardâs
findings and any sanctions. Judicial review of the
Nevada Boardâs decision is available.
Id. (internal citations omitted).
Viewing the six factors as a totality, we held that the Board
Members were functionally comparable to judges, and that
adjudicating license-revocation hearings was a quasi-judicial
act for which they were absolutely immune from liability. Id.
[5] The calculus is obviously somewhat different in the
context of emergency summary suspensions. In Nevada, summary suspension proceedings entail substantially fewer procedural protections for physicians: they are nonadversarial (and
4454 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
often ex parte), they employ an indeterminate burden of
proof, and they are not subject to the various procedural strictures that govern formal disciplinary hearings. And although
the Board is required to institute a formal hearing after a summary suspension, Nevada law only requires that it be
âpromptly institutedââa vague directive that raises the possibility of coercive delays.4 Nev. Rev. Stat. § 233B.127.
Indeed, Buckwalterâs own experience demonstrates the parsimony of the procedural safeguards built into the summary
suspension procedure. He received no notice of the emergency ex parte telephone conference in which his prescribing
privileges were suspended. He had no opportunity to contest
the charge that he was a danger to the public before the Board
Members curtailed his professional authority. And the revocation hearing date the Board scheduled was to have taken place
more than four months after the summary suspension. The
Board Members may have considered a four-month wait reasonable. Buckwalter, whose livelihood was at stake, presumably did not.
[6] In spite of these procedural deficiencies, we are convinced that the Board Membersâ summary suspension power
is analogous to a judicial function. The Mishler courtâs application of the Butz factors to the Board Membersâ disciplinary
hearing authority largely applies to their summary suspension
authority. First, the Board Membersâ interest in performing
their functions free from harassment is at its apex when a physician poses a serious threat to public safety. See Mishler, 191
F.3d at 1005 (âIn view of the public interest of ensuring quality health care, there is a strong need to make certain that
4
As we noted supra at note 3, Nevada has since strengthened the procedural protections afforded to physicians in summary suspension proceedings by adopting a bright-line requirement that hearings be instituted
within 45 days of the entry of a summary suspension order. See Nev. Rev.
Stat. § 233B.127(3) (West 2011). Nonetheless, we consider whether the
Board Members were entitled to absolute immunity given the dispensation
in effect at the time Buckwalterâs privileges were suspended.
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4455
Board Members can perform these disciplinary functions
without the threat of harassment or intimidation.â (internal
quotation marks omitted)). Abrogating absolute immunity for
summary suspensions could make Board Members hesitant to
act quickly and decisively to protect the public.
[7] Second, though summary suspension proceedings lack
the procedural safeguards of formal disciplinary hearings,
state law provides that whenever the Board Members exercise
their summary suspension power, a formal hearing ineluctably
follows. The Board Membersâ temporary emergency judgment is thus necessarily tested in the crucible of an administrative hearing with a full complement of procedural
safeguards. Had Buckwalter opted to go forward with the
disciplinary hearing instead of stipulating to postpone it, he
would have received precisely the due process that the physician in Mishler did. The same logic extends to the fifth Butz
factor, the adversary character of the proceeding. Summary
suspensions are effectively adversary because they are subject
to mandatory postdeprivation review.
Buckwalter argues that the safeguard of a mandatory postdeprivation hearing is inadequate, because the requirement
that the hearing be âpromptly instituted and determinedâ is
too vague to provide meaningful due process. Nev. Rev. Stat.
§ 233B.127. There is no indication, however, that the Board
exercised its implicit discretion to interpret the term âpromptlyâ in an abusive manner in Buckwalterâs case. Cf. Cassim v.
Bowen, 824 F.2d 791, 798 (9th Cir. 1987) (â[W]e are unwilling to invalidate a statute because it might, but need not, be
applied in an unconstitutional manner.â) (quotation marks
omitted). In the emergency suspension meeting, the Board
Members set dates for both a formal hearing and a prehearing
conference and immediately informed Buckwalter of the
schedule. Buckwalter did not complain at the time that the
Board Members were being dilatory. Four months is not swift
process, but neither is it unreasonably slow. See id. at 799
(postdeprivation hearing delay of four or five months is suffi-
4456 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
ciently prompt to provide due process). We are persuaded that
§ 233B.127 is a sufficient restraint on improper use of the
Boardâs summary powers.
The third factor is the Board Membersâ insulation from
political influence. In Mishler, we concluded that âthe structure of the Nevada Board and the procedural requirements of
their decisionmaking process show that the Board Members
are sufficiently insulated from political influence.â 191 F.3d
at 1007. Buckwalter argues that the âreal world of Nevada
politicsâ belies that judgment. He alleges that the Board
Members pursued Buckwalterâs case and refused to settle it to
burnish the Boardâs image in the wake of a public scandal
involving the reuse of medical supplies at an outpatient
endoscopy center.
Judicial independence is a structural characteristic, not an
empirical one. The question is whether the conditions of an
officialâs employment tend to promote independent judgment,
not whether a particular decision was affected by the officialâs
cognizance of current events. See Cleavinger, 474 U.S. at
203-04 (noting that members of a prison disciplinary committee are not independent because they are âdirect subordinates
of the wardenâ); see also Stern v. Marshall, 131 S. Ct. 2594,
2609 (2011) (explaining that the life tenure and salary protections of Article III were adopted to create the conditions under
which judges would be likely to act free from improper influence). We have already held that the structure of the Board
shows that its Members are sufficiently insulated from political influence. See Mishler, 191 F.3d at 1007. Even if Buckwalterâs claim that a scandal influenced the Board Membersâ
behavior is true, that fact does not gainsay the Board Membersâ political independence. After all, â[j]udges do not exist
in a vacuum.â Hoptowit v. Ray, 682 F.2d 1237, 1261 (9th Cir.
1982), abrogated on other grounds by Sandin v. OâConnor,
515 U.S. 472 (1995).
[8] As was true in Mishler, the fourth Butz factor points in
neither direction, because it is unclear whether the Board
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4457
Members rely on precedent when they exercise their summary
authority. Id. But the last Butz factor, the correctability of
errors on appeal, favors absolute immunity: an erroneous
summary suspension may be corrected in either the postdeprivation hearing or in Nevada state court in a subsequent
appeal. See Nev. Rev. Stat. § 630.356(1) (âAny person
aggrieved by a final order of the Board is entitled to judicial
review of the Boardâs order.â).
Buckwalter raises two arguments that errors of judgment in
the Board Membersâ exercise of the summary suspension
authority are insufficiently correctable. First, he points out
that summary suspension proceedings and postdeprivation
hearings involve different questions. In a disciplinary hearing,
the Board asks whether a physicianâs malpractice merits the
permanent deprivation of his license. In a summary suspension hearing, by contrast, it asks whether a physician is an
imminent danger to public safety. For that reason, argues
Buckwalter, the Board might conduct a disciplinary hearing
and find a physician not guilty of the charges in the administrative complaint without ever addressing the propriety of the
summary suspension.
Whatever distinction there is between these inquiries is
without a difference. In Buckwalterâs caseâand, we suspect,
in the mine run of such casesâthe allegations of past malpractice were the basis of the Boardâs concern about the threat
to future patients. (Presumably, a serial malpractitioner virtually always imperils the public.) Had the disciplinary hearing
occurred, the allegations of malpractice might have been
proved true, vindicating the Boardâs decision to suspend
Buckwalterâs privileges until he had undergone rehabilitative
discipline. Or they might have been proved false, nullifying
the summary suspension and restoring Buckwalterâs reputation. In either case, the Board would have effectively adjudicated the merits of the suspension.
Second, Buckwalter argues that the statutory scheme lacks
an adequate mechanism for correcting errors because Nevada
4458 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
law prohibits a state court from staying a Board order while
an appeal is pending. See Nev. Rev. Stat. § 630.356(2). In
Buckwalterâs view, the fact that he cannot obtain a stay of the
summary suspension vitiates the right of appeal.
The unavailability of a stay makes the consequences of an
error by the Board more severe, but it has no bearing on
whether the error is ultimately correctable. Nevada may preclude a stay as it sees fit. See State ex rel. Kassabian v. State
Bd. of Med. Examârs, 235 P.2d 327, 332 (Nev. 1951) (affirming the right of the legislature to prohibit Nevada courts from
staying an order of the state medical board). What matters for
our purposes is that judicial review is available.5
Buckwalter urges us to follow DiBlasio v. Novello, 344
F.3d 292 (2d Cir. 2003). In DiBlasio, the Second Circuit
refused to extend absolute immunity to employees of the New
York State Department of Health who summarily suspended
a radiologistâs medical license under New York Public Health
Law § 230. Id. at 298-302.
DiBlasio is of little use to Buckwalter, however, because
the New York statutory scheme governing summary suspensions is fundamentally different from that of Nevada. New
York law empowers the Commissioner of the State Department of Health to unilaterally suspend a physicianâs license
following an investigation by the State Board of Professional
Medical Conduct. Id. at 297 (citing N.Y. Pub. Health Law
§ 230(12)(a)). The Commissioner alone has the power to
judge when a licensee constitutes an imminent public threat
and to issue summary suspensions. Id. New York law requires
a postdeprivation hearing to begin within ten days, but the
5
Buckwalter also argues, albeit in a footnote, that the prohibition on
staying a Board order violates the Nevada state constitution by trenching
on the state courtsâ constitutionally guaranteed power to issue writs of
injunction. See Nev. Const. art. 6, § 1. Because this is an action for deprivations of federal constitutional rights, we need not address this argument.
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4459
Commissioner has the authority either to adopt the hearing
committeeâs recommendation or to leave the summary order
in effect pending a final resolution of the case. Id.
The DiBlasio court concluded that, because the statutory
scheme arrogated âvirtually unfetteredâ power to the Commissioner to issue summary suspensions, it lacked the procedural safeguards that are the hallmark of judicial proceedings.
Id. at 299. Moreover, the right to a prompt postdeprivation
hearing was rendered hollow by the Commissionerâs âfree[dom] to ignore the hearing committeeâs recommendation.â Id.
(â[T]he hearing available under § 230, while providing an
avenue for review of the charges themselves, provides no
meaningful review of the summary suspension . . . .â).
The Nevada scheme, of course, is very different. No autarchic commissioner-figure may impose summary suspensions
by fiat, and only the state courts may reverse the results of
disciplinary hearings. Consequently, DiBlasio has limited relevance to our analysis. By contrast, when our sister circuits
have confronted schemes similar to Nevadaâs, they have consistently granted absolute immunity to board members. See
Watts v. Burkhart, 978 F.2d 269, 276-77 (6th Cir. 1992) (en
banc) (holding that members of the Tennessee medical board
were absolutely immune when they exercised summary suspension authority under a statutory scheme identical in all relevant respects to Nevadaâs); see also Wang v. N.H. Bd. of
Registration in Med., 55 F.3d 698, 700-02 (1st Cir. 1995)
(granting absolute immunity to the members of New Hampshireâs medical board, who summarily suspended the license
of a physician who was subject to professional discipline in
another state); Horwitz v. State Bd. of Med. Examârs, 822 F.2d
1508, 1515 (10th Cir. 1987) (holding that absolute immunity
protected from civil liability members of the Colorado Board
of Medical Examiners for summarily suspending a podiatristâs license).
[9] We are inclined to agree with these cases. Taken
together, the Butz factors indicate that the exercise of sum-
4460 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
mary suspension authority is comparable to a judicial act.
This result also comports with a common-sense comparison
of the Board Members with judges: the Board Membersâ summary suspension power is âdirectly comparable to the function performed by a judge in deciding whether to issue a
temporary restraining order or preliminary injunction.â Watts,
978 F.2d at 277. Accordingly, we hold that the Board Members are absolutely immune from liability for the exercise of
that power.
2.
Failure to provide a prompt postdeprivation hearing.
Buckwalter additionally argues that the Board Members
should not be absolutely immune from liability for failing to
provide him a prompt postdeprivation hearing. Buckwalter
points out that to this day, he has still received no postdeprivation due process. The obvious objection is that Buckwalter voluntarily stipulated to postpone the hearing that the
Board was prepared to afford him. Buckwalter makes three
responses.
First, he again asserts that the hearing was intended to
address the merits of the malpractice claims, not the merits of
the Board Membersâ judgment that he was an imminent danger to the citizens of Nevada. He insists that by stipulating to
vacate the postdeprivation hearing he did not relinquish his
right to a hearing on the merits of the summary suspension.
As we have already explained, the question of whether the
allegations in the administrative complaint were true is intertwined with the question of whether Buckwalter was a threat
to public safety. Buckwalter was entitled to one postdeprivation hearing, not two.
Second, Buckwalter argues that the Board did not âpromptlyâ institute a hearing when it unilaterally set a hearing date
more than four months after the deprivation. Buckwalter is
confusing the issue of whether the Board Members are entitled to absolute immunity with whether the Board Members
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4461
deprived him of due process. If the Board Members were not
immune from suit, we would face the question of whether the
postdeprivation hearing the Board provided was sufficiently
prompt to provide due process. See, e.g., Spiegel v. Ryan, 946
F.2d 1435, 1442 (9th Cir. 1991).
[10] But, having decided that the Board Members are
absolutely immune, it is clear that they were acting in a judicial capacity when they set the hearing date. See Curry v.
Castillo (In re Castillo), 297 F.3d 940, 951-53 (9th Cir. 2002)
(holding that the scheduling of hearings by a bankruptcy
trustee is a discretionary function protected by absolute
immunity). The manner in which they set the hearing date is
therefore irrelevant. See Mishler, 191 F.3d at 1006 (âThe acts
of the Nevada Board are no less judicial or prosecutorial
because they may have been committed in error. It is the
available procedures, not the manner in which they are exercised in a particular case, that is the critical inquiry . . . .â)
(internal citation omitted). Once we have decided that an official enjoys absolute immunity from liability for a particular
statutorily authorized action, any inquiry into the adequacy of
the officialâs performance is foreclosed. See Olsen v. Idaho
State Bd. of Med., 363 F.3d 916, 928 (9th Cir. 2004).
Third, Buckwalter argues that he could not request a hearing because he was forced to continue to negotiate a settlement with the Board, lest he âanger[ ] them and risk[ ]
draconian penalties.â The record shows that Buckwalter was
free to withdraw from the stipulation at any time. No evidence
suggests that the Board would have refused to reinstate the
hearing date. Buckwalter may now regret the months he spent
in fruitless settlement negotiations, but it was his choice not
to proceed to hearing. The Board should not bear the burden
of Buckwalterâs litigation decisions.
[11] The Board Members were acting within the scope of
their judicial function when they set a hearing date following
the summary suspension and when they stipulated with Buck-
4462 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
walter to postpone the hearing. They are absolutely immune
from liability for those actions.
B.
Younger abstention.
Absolute immunity is not a bar to injunctive or declaratory
relief. See Pulliam v. Allen, 466 U.S. 522, 541-42 (1984). The
district court, however, held that Younger abstention required
it to dismiss Buckwalterâs equitable claims. We agree.6
[12] Younger abstention requires federal courts to abstain
from hearing claims for equitable relief as long as the state
proceedings are ongoing, implicate important state interests,
and provide an adequate opportunity to raise federal questions. See Middlesex Cnty. Ethics Comm. v. Garden State Bar
Assân, 457 U.S. 423, 432 (1982); Potrero Hills Landfill, 657
F.3d at 882.
Buckwalter concedes that the Boardâs administrative process is ongoing (and that it was ongoing at the time he filed
his complaint). He argues, however, that the administrative
hearing will not address the merits of the summary suspension. As we have explained above, the Boardâs adjudication
of the administrative complaint will necessarily resolve the
merits of the summary suspension.
6
While this appeal was percolating, the Board voted unanimously to lift
the summary suspension of Buckwalterâs prescribing privileges. (He still
faces a disciplinary hearing before the Board on the merits of the administrative complaint.) Buckwalterâs prayer for an injunction to terminate the
summary suspension is moot. See Aiona v. Judiciary of Haw., 17 F.3d
1244, 1248 (9th Cir. 1994).
We conclude, however, that Buckwalterâs case is not moot, for two reasons. First, because the disciplinary hearing has not yet occurredâ
wherein the facts giving rise to the Boardâs judgment that Buckwalter was
a threat to public safety will either be proven or rebuttedâissuing declaratory relief at this juncture might at least have some salutary effect on
Buckwalterâs reputation. Id. Second, Buckwalter seeks a separate hearing
on whether he posed an imminent threat to the safety of the public. This
claim for relief is not moot.
BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS 4463
[13] The second Younger factor is not in dispute. It is selfevident that the Boardâs disciplinary proceedings implicate
the important state interest of ensuring quality health care. See
Kenneally v. Lungren, 967 F.2d 329, 331-32 (9th Cir. 1992);
see also Gibson v. Berryhill, 411 U.S. 564, 576-77 (1973)
(â[A]dministrative proceedings looking toward the revocation
of a license to practice medicine may in proper circumstances
command the respect due court proceedings . . . .â). And it is
equally obvious that to substitute this courtâs judgment about
the merits of the summary suspension for the Boardâs would
interfere with Nevadaâs authority to regulate physicians practicing within its borders. See Potrero Hills Landfill, 657 F.3d
at 883 (âThe key to determining whether comity concerns are
implicated in an ongoing state proceedingâand thus whether
the second Younger requirement is metâis to ask whether
federal court adjudication would interfere with the stateâs
ability to carry out its basic executive, judicial, or legislative
functions.â).
[14] The third factor is satisfied by the fact that Nevada
courts may entertain federal questions when they review the
Boardâs judgments. See, e.g., Minton v. Bd. of Med. Examârs,
881 P.2d 1339, 1354-55 (Nev. 1994) (considering a federal
due-process challenge to a license revocation). Should he lose
in the disciplinary hearing, Buckwalter will have an adequate
opportunity to raise his federal constitutional challenges on
appeal to the Nevada courts. See Ohio Civil Rights Commân
v. Dayton Christian Sch., Inc., 477 U.S. 619, 629 (â[I]t is sufficient under Middlesex that constitutional claims may be
raised in state-court judicial review of the administrative proceeding.â (citation omitted)).
[15] The district court properly abstained from hearing
Buckwalterâs claims for equitable relief.
IV.
Conclusion
We have previously held that the Board Members are functionally comparable to judges. Mishler, 191 F.3d at 1007. We
4464 BUCKWALTER v. NEVADA BOARD OF MEDICAL EXAMINERS
now hold that the Board Membersâ exercise of their summary
suspension authority is comparable to a judicial act. Hence,
the Board Members are entitled to absolute immunity. The
district court was correct to dismiss Buckwalterâs claim for
damages.
Younger abstention compels the dismissal of Buckwalterâs
remaining claims in equity. Buckwalter maintains that the
Board exaggerated the risk that his professional conduct
posed to the public and deprived him of his livelihood on
flimsy evidence. Perhaps so. But the proper forum to pursue
those allegations was in an adversary disciplinary proceeding,
which he could have demanded at any time but steadfastly
elected to postpone. Until the Nevada procedure has run its
course, we have no role.
AFFIRMED.
