Del Marcelle v. Brown County Corp.
Justia.com Opinion Summary: The suit, against law enforcement officers and the county, claimed denial of equal protection in failure to respond to complaints about gang harassment. The district court, interpreting the pro se complaint as concerning inadequate police protection, dismissed. The Seventh Circuit panel interpreted as charging defendants with arbitrarily providing less police protection to than to other residents, a "class of one" discrimination claim, but concluded that the claim failed, absent an allegation of personal animosity. On hearing case en banc, the court split three ways, affirming the dismissal by tie vote. Four judges (with a concurring opinion) stated that a "class of one" plaintiff must establish intentional discrimination by state actors who knew or should have known that they had no justification, based on their public duties, for singling him out for unfavorable treatment. The opinion stated that class-of-one suits should not be permitted against police officers or police departments. The complaint did not allege personal motives. "Rightly or wrongly they thought him a paranoid pest obsessed with motorcycle gangs." Four dissenters indicated that plaintiff should be allowed to replead and that the standard, which does not require mindreading," is the rational-basis test.
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In the
United States Court of Appeals
For the Seventh Circuit
No. 10-3426
L EWIS D. D EL M ARCELLE,
Plaintiff-Appellant,
v.
B ROWN C OUNTY C ORP., et al.,
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of Wisconsin.
No. 10-C-785âWilliam C. Griesbach, Judge.
S UBMITTED M ARCH 8, 2011â
A RGUED E N B ANC S EPTEMBER 23, 2011âD ECIDED M AY 17, 2012
Before E ASTERBROOK, Chief Judge, and P OSNER, F LAUM,
K ANNE, R OVNER, W OOD , W ILLIAMS, S YKES, T INDER, and
H AMILTON, Circuit Judges.
P ER C URIAM . Five judges have voted to affirm the
district courtâs judgment and five to remand for further
proceedings. The result of this tie vote is affirmance,
because it takes a majority to reverse a judgment.
2
No. 10-3426
Although it is customary not to issue opinions when
an appellate court affirms on a tie vote, there are
occasional departures. See, e.g., School District of the City
of Pontiac v. Secretary of Education, 584 F.3d 253 (6th Cir.
2009) (en banc); United States v. McFarland, 311 F.3d
376, 417-20 and n. 1 (5th Cir. 2002) (en banc) (dissenting
opinion, collecting cases); United States v. Walton, 207
F.3d 694 (4th Cir. 2000) (en banc); United States v. Klubock,
832 F.2d 664 (1st Cir. 1987) (en banc); see also Standard
Industries, Inc. v. Tigrett Industries, Inc., 397 U.S. 586 (1970)
(dissenting opinion); Biggers v. Tennessee, 390 U.S. 404,
404 n. 1 (1968) (dissenting opinion, collecting cases). A
majority of the judges of the court have concluded that
this is an appropriate occasion for such a departure.
The law concerning âclass of oneâ equal-protection
claims is in flux, and other courts faced with these
cases may find the discussion in the three opinions in
this case helpful.
Judge Posnerâs lead opinion is joined by Judges
Kanne, Sykes, and Tinder. Chief Judge Easterbrook
has written an opinion concurring in the judgment. Judge Woodâs dissenting opinion is joined by
Judges Flaum, Rovner, Williams, and Hamilton.
The judgment is affirmed by an equally divided court.
No. 10-3426
3
P OSNER, Circuit Judge, with whom K ANNE, SYKES,
and T INDER, Circuit Judges, join. The plaintiff brought
this federal civil rights suit against law enforcement
officers in a Wisconsin county (and against the county
itself), charging that they had denied him equal protection of the laws. They had done this, the complaint
alleges, by failing to respond to his complaints about
gangs that were harassing him and his wife and had
eventually forced them to sell their house in the Village
of Denmark and move to another village in the county,
with the gangs in hot pursuit. The district court, interpreting the pro se complaint as simply a complaint about
inadequate police protection, dismissed the suit for
failure to state a claim, correctly ruling that states are
not required by the Fourteenth Amendment to provide adequate police protection against private violence.
DeShaney v. Winnebago County Depât of Social Services,
489 U.S. 189, 197 (1989); Hilton v. City of Wheeling,
209 F.3d 1005, 1007 (7th Cir. 2000); Schroder v. City of
Fort Thomas, 412 F.3d 724, 725-26 (6th Cir. 2005).
The plaintiff appealed, and the appeal was submitted
to a three-judge panel in March 2011. The panel noted
that the complaint could be interpreted as charging the
defendants with arbitrarily providing less police protection to the plaintiff and his wife than the police provide
to other residents of Brown County. See Geinosky v.
City of Chicago, 675 F.3d 743 (7th Cir. 2012). The plaintiffâs invocation of the equal protection clause of
the Fourteenth Amendment supported that characterization, and so interpreted the suit presented a âclass of
4
No. 10-3426
oneâ discrimination claim, as distinct from a claim of
discrimination based on a plaintiffâs membership in a
particular group, such as a racial or religious minority.
However, although detailed, the complaint did not
allege that the defendantsâ failure to protect the
plaintiff from harassment by gangs had been the result
of their harboring some personal animosity toward the
plaintiff or his wife, and the panel concluded that
without such an allegation the plaintiffâs equal protection claim failed.
In advance of publication, the panel circulated its
proposed opinion affirming the dismissal of the suit to
the full court under Circuit Rule 40(e), because the
opinion proposed a new approach to the standard of
liability in class-of-one discrimination cases. The full
court decided on April 12 of last year to hear the case
en banc, and so the panel opinion was not published
and instead the appeal was reargued before the full
court. The plaintiff had litigated pro se, but upon
deciding to hear the case en banc the court requested
Thomas L. Shriner, Jr., of the law firm of Foley & Lardner
LLP, to represent the plaintiff. We thank Mr. Shriner,
his colleague Kellen C. Kasper, and the firm for their
excellent representation of the plaintiff.
In deciding to hear the case en banc, the court had hoped
that the judges might be able to agree on an improved
standard for this difficult class of cases. We have not
been able to agree. The court has split three ways, but
by a tie vote has affirmed the dismissal of the suit.
This opinion, expressing the views of four judges,
proposes a simple standard: that the plaintiff be re-
No. 10-3426
5
quired to show that he was the victim of discrimination
intentionally visited on him by state actors who knew or
should have known that they had no justification, based on
their public duties, for singling him out for unfavorable treatmentâwho acted in other words for personal reasons, with
discriminatory intent and effect. The plaintiffâs complaint,
although detailed, does not allege that the defendants
failed to protect him from harassment because they
wanted to single him out for unfavorable treatment
and had no justification, such as limited resources, for
their failure to protect him. For this reason, the suit is
rightly being dismissed.
We believe that class-of-one suits should not be permitted against police officers or police departments,
complaining about failure to investigate a complaint
or otherwise provide police protection to a particular
individual, unless the police, acting from personal
motives, with no justification based on their public
duties, intend to disfavor the plaintiff. Such suits, unless
exceptional in the way just indicated, are neither
necessary to prevent serious injustices nor manageable;
they are not compelled by the equal protection clause
or the case law interpreting it; they fill no yawning gap
in the legal protection of Americans. This case and
cases like it are remote from the original target of the
equal protection clauseâlaw enforcers who systematically withdraw protection from a group against which
they are prejudiced. The unwillingness of the law enforcement authorities in southern states to protect the newly
freed blacks from white vigilante groups such as the
Ku Klux Klan was an important motive for the enact-
6
No. 10-3426
ment of the equal protection clause. Slaughter-House
Cases, 83 U.S. (16 Wall.) 36, 70-71 (1872); Hilton v. City
of Wheeling, supra, 209 F.3d at 1007; David P. Currie,
The Constitution in the Supreme Court: The First Hundred
Years 349 (1985).
The history of class-of-one litigation can be said to
have begun with our decision in Olech v. Village of
Willowbrook, 160 F.3d 386 (7th Cir. 1998), though there
were earlier cases in our court and in other courts as
well. See id. at 387. The reason for making Olech the
starting point of our narrative is what the Supreme
Court did with it.
The Olechs wanted the Village to connect their home
to the municipal water system. The Village agreed,
but only on condition that the Olechs grant it not the
customary 15-foot-wide easement to enable the Village
to service the water main but a 33-foot-wide easement
to enable the Village to widen the road on which the
Olechs lived. They rejected the condition, and after
several months of disputation the Village relented, admitted that it had had no good reason to demand the
wider easement, and agreed to hook up the Olechsâ home
to the water main in exchange for the standard 15-foot
easement. The Olechs sued for the damages theyâd sustained by being without water during the period in
which the Village was demanding the larger easement.
They claimed that the Village had had no justification for treating them differently from other property
ownersâit had done so to punish them for having successfully sued it for negligently installing culverts
near their property.
No. 10-3426
7
The district court dismissed the Olechsâ suit for failure
to state a claim. We reversed. Though âtroubled . . . by the
prospect of turning every squabble over municipal
services . . . into a federal constitutional case,â we were
comforted by the thought that âthe âvindictive actionâ
class of equal protection cases requires proof that the
cause of the differential treatment of which the plaintiff complains was a totally illegitimate animus toward
the plaintiff by the defendant.â Id. at 388.
The Supreme Court affirmed our decision in a brief
per curiam opinion, Village of Willowbrook v. Olech, 528
U.S. 562 (2000), but without making clear what role if any
motive should play in such cases. It emphasized the
allegations âthat the Villageâs demand was âirrational
and wholly arbitraryâ and that the Village ultimately
connected [the Olechsâ] property [to the water system]
after receiving a clearly adequate 15-foot easement,â
and said that âthese allegations, quite apart from the
Villageâs subjective motivations, are sufficient to state
a claim for relief under traditional equal protection analysis. We therefore affirm the judgment of the Court
of Appeals, but do not reach the alternative theory
of âsubjective ill willâ relied on by that court.â Id. at 565.
One hears frequent laments that modern Supreme
Court opinions are too long, but the opinion in Olech is
too short. It leaves the key words âirrationalâ and
âwholly arbitraryâ undefined in the class-of-one context. â[T]raditional equal protection analysisâ is situation
specific: industry groups complaining about discriminatory regulations do not receive the same consideration
8
No. 10-3426
in equal protection case law as blacks or women complaining about racial or sexual discrimination. Women
for that matter donât receive as much consideration
as blacks; and hippies, the elderly, and the mentally
impaired donât receive as much consideration as women
or blacks. See Railway Express Agency, Inc. v. New York,
336 U.S. 106, 109-10 (1949); United States Depât of Agriculture v. Moreno, 413 U.S. 528, 534 (1973); Massachusetts
Board of Retirement v. Murgia, 427 U.S. 307, 312-14
(1976) (per curiam); City of Cleburne v. Cleburne Living
Center, Inc., 473 U.S. 432, 440-43 (1985); Clark v. Jeter,
486 U.S. 456, 461 (1988); Grutter v. Bollinger, 539 U.S. 306,
326-27 (2003). Class-of-one discrimination might well
be thought also to require a different level of consideration from other forms of discrimination challenged
under the equal protection clause, as the Court was later
to realize. Justice Breyer, concurring in the judgment
but not in the majority opinion in Olech, said that the
presence of subjective ill will was âsufficient to minimize
any concern about transforming run-of-the-mill zoning
cases into cases of constitutional right.â 528 U.S. at 566.
The majority ignored his concurrence.
We have difficulty understanding whyâsince the issue
in Olech was simply whether class-of-one equal protection claims are permissibleâthe Court took the occasion
to reject, or at least appear to reject, the limiting
principle that we had suggested and Justice Breyer had
endorsed. The Court need not have endorsed itâit need
only have confined the immediate decision to cases in
which ill will was shown; if later a case arose in
which a compelling equal protection argument was made
No. 10-3426
9
despite the absence of a bad motive, the Court could have
allowed the case to proceed without contradicting anything in its opinion in Olech. Making the presence of ill
will a factor in the conclusion that the Olechs had stated
a claim would have launched modern class-of-one
equal protection litigation on calmer waters.
Like Justice Breyer, lower-court judges did not
believe that class-of-one litigation could be kept
from exploding without some limiting principles, but
they (we) couldnât and still canât agree on what those
principles should be. Eight years ago a concurring
opinion in Bell v. Duperrault, 367 F.3d 703, 709-13 (7th
Cir. 2004), noted the lack of clarity concerning the
standard for deciding such cases, echoing scholarly
commentary: Robert C. Farrell, âClasses, Persons, Equal
Protection, and Village of Willowbrook v. Olech,â 78 Wash. L.
Rev. 367, 400-25 (2003); J. Michael McGuinness, âThe
Impact of Village of Willowbrook v. Olech on Disparate
Treatment Claims,â 17 Touro L. Rev. 595, 603-06 (2001);
Shaun M. Gehan, Comment, âWith Malice Toward
One: Malice and the Substantive Law in âClass of Oneâ
Equal Protection Claims in the Wake of Village of
Willowbrook v. Olech,â 54 Me. L. Rev. 329, 379-80 (2002).
And since then scholarly complaint about the lack of
clarity in class-of-one case law has mushroomed. See H.
Jefferson Powell, âReasoning About the Irrational: The
Roberts Court and the Future of Constitutional Law,â 86
Wash. L. Rev. 217, 261-76 (2011); Benjamin L. Schuster,
âFighting Disparate Treatment: Using the âClass of Oneâ
Equal Protection Doctrine in Eminent Domain Settlement
Negotiations,â 45 Real Property, Trust & Estate L.J. 369, 391-
10
No. 10-3426
94 (2010); Robert C. Farrell, âThe Equal Protection Class
of One Claim: Olech, Engquist, and the Supreme Courtâs
Misadventure,â 61 S.C. L. Rev. 107, 121-25 (2009); Kerstin
Miller, Note, âEngquist v. Oregon Department of Agriculture:
No Harm Meant? The Vanquished Requirement of Ill-Will
in Class-Of-One Equal Protection Claims and the Erosion
of Public Employeesâ Constitutional Rights,â 68 Md. L. Rev
915, 935-36 (2009); Matthew M. Morrison, Comment,
âClass Dismissed: Equal Protection, the âClass-of-One,â
and Employment Discrimination After Engquist v. Oregon
Department of Agriculture,â 80 U. Colo. L. Rev. 839, 854-56
(2009); William D. Araiza, âIrrationality and Animus in
Class-of-One Equal Protection Cases,â 34 Ecology L.Q. 493,
498-500 (2007); Robert J. Krotoszynski, Jr., âTaming the
Tail that Wags the Dog: Ex Post and Ex Ante Constraints on Informal Adjudication,â 56 Admin. L. Rev.
1057, 1068 n. 50 (2004).
In Hilton v. City of Wheeling, supra, we took a stab at
formulating a standard that we hoped would be both
consistent with Olech and operable: âto make out a
prima facie case the plaintiff must present evidence
that the defendant deliberately sought to deprive him
of the equal protection of the laws for reasons of a
personal nature unrelated to the duties of the defendantâs
position.â 209 F.3d at 1008. Hostility to the plaintiff
(âanimusâ), the motive emphasized in our Olech opinion
and in Justice Breyerâs concurrence in the Supreme
Court, was only one of the âreasons of a personal nature
unrelated to the duties of the defendantâs positionâ that
we thought should be actionable in class-of-one litigation. Others included larceny, as in Forseth v. Village of
No. 10-3426
11
Sussex, 199 F.3d 363, 371 (7th Cir. 2000), and a desire to
find a scapegoat in order to avoid adverse publicity and
the threat of a lawsuit, as in Ciechon v. City of Chicago, 686
F.2d 511, 524 (7th Cir. 1982). These were wrongful
acts, though not motivated by personal hostility to the
victims, as in Olech.
We have applied the approach of Hilton in a number
of cases: Crowley v. McKinney, 400 F.3d 965, 972 (7th Cir.
2005); Fenje v. Feld, 398 F.3d 620, 628 (7th Cir. 2005);
Tuffendsam v. Dearborn County Bd. of Health, 385 F.3d
1124, 1127 (7th Cir. 2004); Indiana Land Co., LLC v. City of
Greenwood, 378 F.3d 705, 712-13 (7th Cir. 2004); Discovery
House, Inc. v. Consolidated City of Indianapolis, 319 F.3d
277, 283 (7th Cir. 2003); Purze v. Village of Winthrop Harbor,
286 F.3d 452, 455 (7th Cir. 2002); Cruz v. Town of Cicero,
275 F.3d 579, 587 (7th Cir. 2001). The approach we
suggest in this opinion is a variant of it.
The picture in other circuits (in ours too, alas, continuing
to this day) is very mixed, though there is considerable
support for Hiltonâs approach. See SBT Holdings, LLC v.
Town of Westminster, 547 F.3d 28, 34 (1st Cir. 2008); Lazy Y
Ranch Ltd. v. Behrens, 546 F.3d 580, 592 (9th Cir. 2008)
(âthe defendants simply harbor animus against her in
particular and therefore treated her arbitrarilyâ (emphasis
in original)); Lindquist v. City of Pasadena, 525 F.3d 383,
387 n. 2 (5th Cir. 2008); Mimics, Inc. v. Village of Angel
Fire, 394 F.3d 836, 849 (10th Cir. 2005); Jennings v. City of
Stillwater, 383 F.3d 1199, 1211-12 (10th Cir. 2004); Williams
v. Pryor, 240 F.3d 944, 951 (11th Cir. 2001); Shipp v.
McMahon, 234 F.3d 907, 916-17 (5th Cir. 2000), overruled
12
No. 10-3426
on other grounds by McClendon v. City of Columbia, 305
F.3d 314, 329 (5th Cir. 2002) (en banc) (per curiam); Bryan
v. City of Madison, 213 F.3d 267, 276-77 and n. 17 (5th
Cir. 2000). Some of our own cases, however, while accepting Hiltonâs approach, leave open the possibility
that a more liberal approachâone that would require
a showing merely that the defendant had acted without
a reasonable basisâmight also be appropriate. See Hanes
v. Zurick, 578 F.3d 491, 494 (7th Cir. 2009); United States
v. Moore, 543 F.3d 891, 898-99 (7th Cir. 2008), and cases
cited there.
Some cases in other circuits deem it an open question
after Olech whether animus or, more broadly, improper
personal motivations are required in a class-of-one case.
See Cordi-Allen v. Conlon, 494 F.3d 245, 250 n. 3 (1st Cir.
2007); Jicarilla Apache Nation v. Rio Arriba County, 440
F.3d 1202, 1210 (10th Cir. 2006); Hayut v. State University of New York, 352 F.3d 733, 754 n. 15 (2d Cir. 2003);
DeMuria v. Hawkes, 328 F.3d 704, 707 n. 2 (2d Cir. 2003);
Giordano v. City of New York, 274 F.3d 740, 743 (2d Cir.
2001). Other cases hold that such motivations arenât
required: Gerhart v. Lake County, 637 F.3d 1013, 1022 (9th
Cir. 2011); Phillips v. County of Allegheny, 515 F.3d 224,
243 (3d Cir. 2008); Stotter v. University of Texas, 508 F.3d
812, 824 n. 3 (5th Cir. 2007); Scarbrough v. Morgan County
Board of Education, 470 F.3d 250, 261 (6th Cir. 2006);
TriHealth, Inc. v. Board of Commissioners, 430 F.3d 783,
788 (6th Cir. 2005); Boone v. Spurgess, 385 F.3d 923, 932 (6th
Cir. 2004); Cobb v. Pozzi, 363 F.3d 89, 110 (2d Cir. 2004). And
still others merely intone the formula recited by the
No. 10-3426
13
Supreme Court in Olech: Analytical Diagnostic Labs, Inc.
v. Kusel, 626 F.3d 135, 140 (2d Cir. 2010); Renchenski v.
Williams, 622 F.3d 315, 337-38 (3d Cir. 2010); Grider v.
City of Auburn, 618 F.3d 1240, 1263-64 (11th Cir. 2010);
Association of Cleveland Fire Fighters v. City of Cleveland,
502 F.3d 545, 549 (6th. Cir. 2007); Griffin Industries, Inc. v.
Irvin, 496 F.3d 1189, 1202 (11th Cir. 2007); Barstad v. Murray,
420 F.3d 880, 884 (8th Cir. 2005); Tri-County Paving, Inc.
v. Ashe County, 281 F.3d 430, 439 (4th Cir. 2002); Costello
v. Mitchell Public School Dist. 79, 266 F.3d 916, 921 (8th
Cir. 2001).
Judge Wood has made a commendable effort to harmonize the diverse strains of class-of-one jurisprudence.
The key passage in her dissenting opinion is the following. We italicize the words and phrases in the opinion
that persuade us that the effort at harmonization falls
short:
a putative class-of-one complainant faces a much
higher burden to show that the exercise of that
discretion was irrational. This, we believe, is what
our court and others have been driving at ever
since Olech and Engquist in the suggestions that
animus, or malice, or lack of any possible legitimate
state purpose, plays a part in class-of-one cases.
Those motive elements are not always necessary, as
Olech illustrates, and indeed, it is not clear to us
that Judge Posnerâs separate opinion even takes
that position. Nor should animus (or something
similar) be seen as an alternative to a showing
of irrationality. Instead, in the cases that do not rest
on the stateâs failure to follow a clear standard, the
14
No. 10-3426
plaintiff has the burden of showing in the complaint some plausible reason to think that intentional and irrational discrimination has occurred.
Pleading animus or improper purpose will often be
an effective way to accomplish that goal.
So the police must be âirrational,â and the harm they
cause the plaintiff must be âintentional,â actuated by
âanimus,â or by âmaliceâ (which need not mean the
same thing as âanimusâ), or must âlack . . . any possible
legitimate state purposeâ (but how does that differ
from being âirrational,â and in what sense is it a âmotive
elementâ?), and amount to âirrational discrimination.â
Judge Wood and the judges who have joined her
opinion are aware that so loose a standard could invite
a flood of cases, because the opinion imposes a high
burden of proof on plaintiffs (though not on this plaintiff) and requires that the complaint itself âshow . . . some
plausible reason to think that intentional, irrational
discrimination has occurred.â But an open-ended list
of factors for judges and jurors to mull over, a pile-up
of adjectives, an invitation to consider unnamed further possibilities for establishing liability, and on top of
all this a pleading requirement that may go beyond
Iqbal yet is not applied to this caseâso ad hoc an
approach leaves the law of class-of-one discrimination
in the confusion in which we found it when we agreed
to hear the case en banc.
We need to simplify and we could do so by holding
that a state actor commits class-of-one discrimination
No. 10-3426
15
only when he intends to discriminate in the sense of
intending to treat a person differently from other persons
for reasons of a personal character, that is, reasons not
grounded in his public duties. Olech was such a case.
The Village was charged with having discriminated
against the Olechs in violation of its own regulation in
order to punish them for having sued it and won. The
discrimination not only had no justification; it had been
motivated by a desire for vengeance, which was no part
of the Village officialsâ public duty, as they well knew. In
this case, in contrast, a plaintiff complains about governmental conduct that is unavoidably highly discretionary,
and to a degree almost random, as is commonplace at the
lower rungs of law enforcement. Suppose a police car is
lurking on the shoulder of a highway in a 45 m.p.h. zone,
a car streaks by at 65 m.p.h., and the police do nothing.
Two minutes later a car streaks by at 60 m.p.h. and the
police give that driver a ticket. Can the second driver
complain of a denial of equal protection if the police
cannot come up with a rational explanation for why they
ticketed him even though he wasnât driving as fast as
the first driver? If so, the courts will be swamped with
class-of-one cases remote from the aims of the equal
protection clause and unmanageable as a matter of
judicial administration. Or suppose that an asylum
officer, after interviewing an applicant for asylum, recommends that the applicant be turned down, while
another asylum officer, in (as he knows) a rationally
indistinguishable case, recommends that âhisâ applicant
be granted asylum. Like situations are thus being treated
differently; that is what unequal treatment, often called
by lawyers and judges âirrational,â means. Both asylum
16
No. 10-3426
officers are doing their duty, though the result is an
irrational difference in treatment. Neither is guilty of
discrimination.
We can learn from Hiltonâs facts. For seven years Hilton
and his neighbors in an apartment complex had been
locked in a feud that began when neighbors saw him
beating his Rottweiler puppy. He was cited for cruelty
to animals and fined $500. Since that initial contretemps
with his neighbors he had been cited or arrested some
fifteen times on neighborsâ complaints for such transgressions as disorderly conduct, battery, and violating
noise ordinances. His suit charged that the police had
not been evenhanded in arbitrating, as it were, his feud
with his neighbors. He had complained to the police
many times. They had responded to all the complaints
but had acted on only one. That was when he complained that a neighborâs dog was barking loudlyâand
the police cited Hilton for disorderly conduct as well
as the neighbor. The police had, in short, he claimed,
enforced the law one-sidedly. And likewise in the
present case: law enforcement authorities are accused
of having refused to take seriously a complaint of gang
violence in the form of âloud illegal car & motorcycle
mufflers,â and a police lieutenant is alleged to have
told the plaintiff that he would âtake no action on
your complaint because you are crazy.â
The challenge is to find amidst the welter of trivial
âirrationalitiesâ in discretionary actions by frontline
public employees acts of discrimination of a character
to warrant classification as denials of equal protection.
No. 10-3426
17
A state trooper notices two cars being driven above
the speed limit. One is a beautiful red convertibleâan Aston Martin DBS Volante. The other, which is
not speeding quite so fast, is a Toyota Prius. The trooper
has never seen such a beautiful car as the Aston Martin (it
should be beautifulâthe sticker price is $290,861), so he
signals the driver to pull over so that he can get a better
look at the car, and, awed, lets the driver continue on
his way without giving him a ticket. Later the trooper
catches up with the driver of the Prius and, unimpressed,
tickets him. The trooperâs behavior is not admirable, but
it is not unrelated to his public duties; the Prius was
speeding, albeit not so fast as the Aston Martin, and
the trooper was therefore acting in accordance with
his duties in ticketing the Priusâs driver.
Or suppose a state trooper decides to economize on
having to think by ticketing only speeders in blue cars.
He is not vindictive; he has nothing against people
who drive blue cars; he doesnât want to harm anyone;
heâs not going to issue more tickets; all his victims
are guilty; none is a victim of unjustifiable harm; the
trooper has just decided to rest his brain. His motive
is irresponsibleâwhen drivers get wind of it, those who
donât drive blue cars will speed more. So should an
enterprising lawyer be encouraged to file a class action
suit on behalf of drivers of blue cars who have been
ticketed by this officer? (It would be a class-of-one
suit even though there was more than one claimant; âclass
of oneâ refers not to the number of plaintiffs but to the
fact that the plaintiff or plaintiffs is not suing as a
member of an identifiable group, such as a race or a
18
No. 10-3426
gender, or for that matter an industry. Engquist v. Oregon
Depât of Agriculture, 553 U.S. 591, 601 (2008).) If a driver
complains to the police commissioner about the state
trooper, and the commissioner says he canât be
bothered with the matter, is the commissioner guilty of
a violation of equal protection because he has exhibited
reckless indifference to his subordinateâs conduct? Or
the municipality that employs the commissioner and
has authorized him to decide such matters?
Random can be rational: a random audit by the
Internal Revenue Service should not be thought âarbitraryâ in a pejorative sense, though it is arbitrary in the
sense that identically situated taxpayers who are not
audited are being treated differently (ex post, not ex ante)
from those who are. Randomization can be a proper and
indeed indispensable tool of government, given limited
governmental resources, as the dissenting opinion recognizes. (It can also be monstrous, as in decimationâthe
practice of killing every tenth soldier in a mutinous unit.)
The examples we have given involve police behavior
that while not vicious, not malicious, is not random,
being instead actuated by personal motives that should
not influence the performance of public duties. Yet it
would be silly to make constitutional cases out of them,
for remember that everyone ticketed in the examples
deserved to be ticketed.
But âsillinessâ is not an operable standard; and while
the courts generally agree that only egregious class-of-one
cases should be actionable in the name of the Constitution, egregiousness is not an operable standard either
No. 10-3426
19
but instead is a version of âI know it when I see it.â
Jacobellis v. State of Ohio, 378 U.S. 184, 197 (1964) (concurring opinion). The principle de minimis non curat lex is
applicable to constitutional cases, Commodity Futures
Trading Commission v. Schor, 478 U.S. 833, 856 (1986)
(separation of powers); United States v. Jacobsen, 466 U.S.
109, 125 (1984) (Fourth Amendment); Ingraham v. Wright,
430 U.S. 651, 674 (1977) (procedural due process); Bart v.
Telford, 677 F.2d 622, 625 (7th Cir. 1982) (freedom
of speech), and could be used as a limiting principle,
maybe in the speeding-ticket cases, though not in the
present case, in which the plaintiff claims to have
been driven out of town by the refusal of the police
to respond to his complaint.
One is tempted to throw up oneâs hands and banish
challenges to police responses to complaints, and to
other police investigatory decisions, from the class-of-one
domain altogether, on the analogy of the Supreme Courtâs
decision in Engquist v. Oregon Depât of Agriculture, supra.
The specific question in Engquist was whether public
employees should be allowed to bring class-of-one
suits against their employers; the Court held they
could not. The Court went out of its way to discuss
other situations in which low-level officials make discretionary rather than rule-based decisions:
Recognition of the class-of-one theory of equal
protection on the facts in Olech was not so much
a departure from the principle that the Equal
Protection Clause is concerned with arbitrary
government classification, as it was an applica-
20
No. 10-3426
tion of that principle. That case involved the governmentâs regulation of property. Similarly,
the cases upon which the Court in Olech relied
concerned property assessment and taxation
schemes. We expect such legislative or regulatory
classifications to apply âwithout respect to persons,â to borrow a phrase from the judicial oathâ¦.
What seems to have been significant in Olech
and the cases on which it relied was the existence
of a clear standard against which departures, even
for a single plaintiff, could be readily assessed.
There was no indication in Olech that the zoning
board was exercising discretionary authority
based on subjective, individualized determinationsâat least not with regard to easement length,
however typical such determinations may be as
a general zoning matter. Rather, the complaint
alleged that the board consistently required only
a 15-foot easement, but subjected Olech to a 33foot easement. This differential treatment raised
a concern of arbitrary classification, and we therefore required that the State provide a rational
basis for itâ¦.
There are some forms of state action, however, which by their nature involve discretionary
decisionmaking based on a vast array of subjective, individualized assessments. In such cases
the rule that people should be âtreated alike,
under like circumstances and conditionsâ is not
violated when one person is treated differently
No. 10-3426
from others, because treating like individuals
differently is an accepted consequence of the
discretion granted. In such situations, allowing a
challenge based on the arbitrary singling out of a
particular person would undermine the very
discretion that such state officials are entrusted
to exercise.
Suppose, for example, that a traffic officer is stationed on a busy highway where people often
drive above the speed limit, and there is no
basis upon which to distinguish them. If the
officer gives only one of those people a ticket, it
may be good English to say that the officer has
created a class of people that did not get
speeding tickets, and a âclass of oneâ that did. But
assuming that it is in the nature of the particular
government activity that not all speeders can
be stopped and ticketed, complaining that one
has been singled out for no reason does not
invoke the fear of improper government classification. Such a complaint, rather, challenges
the legitimacy of the underlying action itselfâthe
decision to ticket speeders under such circumstances. Of course, an allegation that speeding
tickets are given out on the basis of race or sex
would state an equal protection claim, because
such discriminatory classifications implicate
basic equal protection concerns. But allowing
an equal protection claim on the ground that a
ticket was given to one person and not others,
even if for no discernible or articulable reason,
21
22
No. 10-3426
would be incompatible with the discretion
inherent in the challenged action. It is no proper
challenge to what in its nature is a subjective,
individualized decision.
553 U.S. at 602-04 (citations omitted).
The quoted passage extends the Courtâs analysis
(though not its holding) from public employees supervisors to the police, who are engaged in âdiscretionary
decisionmaking based on a vast array of subjective,
individualized assessments,â and who therefore should
not be liable for equal protection violations unless they
base decisions on discriminatory classifications such as
race or sex that âimplicate basic equal protection concerns.â Employment decisions, the Court pointed out, âare
quite often subjective and individualized, resting on a
wide array of factors that are difficult to articulate and
quantify . . . . [T]reating seemingly similarly situated individuals differently in the employment context is par for
the course.â Id. at 604. As it is in policing.
When the Court went on to say that âan allegation of
arbitrary differential treatment could be made in
nearly every instance of an assertedly wrongful employment action . . . on the theory that other employees were
not treated wrongfully,â that âon Engquistâs view, every
one of these employment decisions by a government
employer would become the basis for an equal protection
complaint,â and that âthe practical problem with
allowing class-of-one claims to go forward in this
context is not that it will be too easy for plaintiffs to
prevail, but that governments will be forced to defend
No. 10-3426
23
a multitude of such claims in the first place, and courts
will be obliged to sort through them in a search for
the proverbial needle in a haystack,â id. at 608, it might
have been speaking about this case. Other decisions
make similar points. See, e.g., Kansas Penn Gaming, LLC v.
Collins, 656 F.3d 1210, 1216-18 (10th Cir. 2011). Two recent
decisions apply Engquistâs bar to class-of-one suits to
discretionary action by state officials outside the employment context. Towery v. Brewer, 672 F.3d 650, 66061 (9th Cir. 2012) (per curiam); Novotny v. Tripp County,
664 F.3d 1173, 1179 (8th Cir. 2011).
As Professor Powell has said, âIt is easy to imagine
reading the Courtâs holding in Engquist as a strategic
decision, intended to keep the judiciary out of an area
in which it would be extremely difficult for courts to
vindicate the constitutional norm without undue interference in the functioning of the political branches. Without a âclear standardâ to apply to personnel decisions,
courts would find themselves simply second-guessing
the executive or administrative officials who made
the decisions on a discretionary basis in the first place,
thereby âundermin[ing] the very discretion that such
state officials are entrusted to exercise.â The point of
Engquist, on this reading, would not be that government
is constitutionally free to make employment decisions
based on whim or animus toward an individual employee, but rather that given the difficulty of ascertaining
or even articulating the basis for many such decisions, it
is preferable for the courts to abstain. Such deliberate
judicial underenforcement would leave implementation
of the norm to the political branches, not decree that
24
No. 10-3426
what would be an illegitimate basis for governmental
action in any other circumstance is constitutionally acceptable in government personnel decisions.â Powell,
supra, 86 Wash. L. Rev. at 264. Engquist notes that
âpublic employees typically have a variety of protections
from just the sort of personnel actions about which
Engquist complains, but the Equal Protection Clause is
not one of them.â 553 U.S. at 609. Americans have an
even greater variety of protections against police misconduct, many of them of constitutional dignity.
Just months after the Engquist decision, our court, in
United States v. Moore, supra, 543 F.3d at 899-901, held
that just as public employees cannot bring class-ofone cases against their employer, so also prosecutorial and
sentencing discretion is not to be fettered by class-of-one
suits. (For this reason the plaintiff in this case cannot get
to first base by arguing that the police should have
gone after the bikers who he claims were making his
life unbearableâthe decision whether to arrest is a
form of prosecutorial decision.) There is arbitrary
variance among prosecutors in deciding whether to
prosecute a particular criminal, and among judges in
deciding what sentence to impose on a particular
criminal; there are also inconsistent prosecutorial decisions by individual prosecutors within a department
and inconsistent sentences imposed by individual
judges within a judicial system and indeed in the same
court. Legally enforceable limitations on arbitrariness,
such as uniform prosecutorial policy within a jurisdiction and standardized sentencing guidelines based on
penological research, have largely been rejected. There
No. 10-3426
25
would be chaos if persons charged with crime
could base a defense on the ground that a similarly situated criminal suspect had not been charged, or if a
person convicted of crime could knock out his sentence
by showing that a similarly situated criminal had
received a more lenient sentence, whether from the
same or a different judge. Class-of-one claims cannot
be interposed as defenses to criminal prosecutions, convictions, or sentences.
What unites the public-employer, prosecutorial discretion, and sentencing discretion cases at the deepest
level of policy is not the existence of alternative
remedies or the absence of harmful discrimination. It is
the impediment to efficiency in government that would
be created by allowing class-of-one litigation in areas
in which frontline public officersâwhether supervisors
and other management-level personnel in public
agencies, or prosecutors, or trial judgesâexercise discretionary authority guided unavoidably by subjective,
individualized factors that are bound to create disparate
treatment. Class-of-one liability in such circumstances
would not eliminate the disparities, because they are
inherent in the exercise of discretion in such activities,
but would foment litigation and disrupt law enforcement; some injustices would be corrected, but at an
unacceptable price.
Police exercise a good deal of discretion, and not only
in deciding which drivers to ticket for speeding. Police
supervisors have to make decisions about the allocation
of police resources across neighborhoods, commercial
26
No. 10-3426
establishments, residences, and particular individuals,
and about whom to investigate on suspicion of criminal
activity, whom to arrest, whom merely to warn. Many
of their decisions are made in emotional settings,
involving angry and frightened people, and after the
fact it is easy to point to mistakes. The police in this
case decided not to take seriously Del Marcelleâs
complaint about being harassed by motorcycle gangs.
They thought him a nutcase. That is a judgment police
officers have constantly to make. It is not a judgment
that the federal courts should second guess in the name
of equal protection. Should a federal judge order the
police to investigate Del Marcelleâs charges? To arrest
bikers whose motorcycles lack mufflers? To assign police
officers to watch Del Marcelleâs house?
The Geinosky case that we cited earlier makes a nice
contrast to this one. The plaintiff received 24 totally
meritless parking tickets (often in circumstances in
which it was physically impossible for the plaintiff to
have committed a parking violation) in quick succession from police officers who appear to have been in
cahoots with his estranged wife. We said that âabsent a
reasonable explanation, and none has even been
suggested yet, the pattern adds up to deliberate and
unjustified official harassment that is actionable under
the Equal Protection Clause.â Geinosky v. City of
Chicago, supra, 675 F.3d at 745. The defendants intentionally subjected the plaintiff to harm that they knew
had no legal justification. Such a claim should survive
the concerns expressed in Engquist.
No. 10-3426
27
But the example must not be generalized to every case
in which the exercise of discretion by frontline public
officers results in arbitrary âclassificationâ (in equalprotection speak) of persons otherwise similarly situated. A particular 911 callâsay, reporting an auto theft
or a burglaryâmay receive prompt attention, while
another call reporting the same kind of crime a few
blocks away is ignored. Probably thereâs no rational
basis for the difference in treatment. It cannot realistically be thought to exemplify âefficient systemic
randomization.â But such differences are an unavoidable
feature of discretionary administration of systems of
government service, such as policing. As the Engquist
decision points out, âit is no proper challenge to what
in its nature is a subjective, individualized decision that
it was subjective and individualized.â 553 U.S. at 604.
The rational-basis test is an ingenious device for uncovering unconstitutional discrimination in legislative classifications. Reluctant to inquire into the personal motivations of lawmakers, judges ask instead whether an objective basis can be posited for a statutory classification
challenged as discriminatory. But when âdiscriminationâ
is the norm because the âclassificationâ is not legislative
but instead is made ad hoc by frontline public officers,
âdiscriminationâ canât by itself be the criterion for violation of the equal protection clause. More is needed in a
suit challenging discretionary conduct as discriminatory
and it makes sense that the more should relate to the
public officerâs motivations, subjective though they are.
For in such a case the claim depends on proof that the
defendant singled out a private citizen for unfavorable
28
No. 10-3426
treatment, which is different from a difference in treatment that arises incidentally as the inevitable consequence of the conferral of discretion on low-level officials. Inability to articulate a rationally acceptable reason
for the difference is not a meaningful way to identify
intentional discrimination.
This case is thus on the other side of the line from
Geinosky, where singling out for purposes unrelated to
official duty could readily be inferred. Which is not to
say that proof of a bad motive is alone sufficient to establish liability in a class-of-one case. The plaintiff must
plead and prove both the absence of a rational basis for
the defendantâs action and some improper personal
motive (which need not be hostility, but could be, for
example, corruption) for the differential treatment. Thus,
as we said earlier, our proposed standard requires the
plaintiff to plead and prove intentional discriminatory
treatment that lacks any justification based on public duties
and that there be some improper personal motive for the
discriminatory treatment. Some discretionary decisions
will fail the rational-basis test, standing alone, but nonetheless should not be actionable because a degree of
arbitrariness is inescapable in discretionary decisions
by frontline government personnel. That is why we
suggest that more must be shownâthe personal motive
to which weâve referred. A bare allegation of bad
motive, however, is not enough. In this case, in contrast
to Geinosky, there is an allegation of arbitrariness, but
not of improper motive. The police ignored the
plaintiffâs complaints of harassment by bikers on
the ground that he was off his rocker. They failed to
No. 10-3426
29
help him, but the complaint does not allege that they
wanted to treat him worse than other citizens because
of some personal motive. Rightly or wrongly they
thought him a paranoid pest obsessed with motorcycle
gangs.
To let the plaintiff plead over would not sort well
with insistence that the class-of-one domain should be
narrowly construed when a suit attacks discretionary
action at street level. The suit was rightly dismissed.
E ASTERBROOK, Chief Judge, concurring in the judgment.
My colleagues debate the role of motive and intent in
class-of-one suits. Judge Posner (for four judges)
and Judge Wood (for five) offer slightly different understandings of the role motive or intent should play in
such suits. I think that it has no role at all.
Village of Willowbrook v. Olech, 528 U.S. 562 (2000), holds
that the rational-basis test applies to class-of-one
claims. That test asks whether a rational basis can be
conceived, not whether one is established on the record
or occurred to a defendant. See, e.g., FCC v. Beach Communications, Inc., 508 U.S. 307, 313 (1993); Railroad Retirement
Board v. Fritz, 449 U.S. 166 (1980). The Justices who dissented in Engquist v. Oregon Department of Agriculture,
30
No. 10-3426
553 U.S. 591 (2008), contending that a class-of-one
claim should have been allowed there, recognized this,
writing: âBut for this disclaimer [by defendants, who
denied having any reason at all], the district court could
have dismissed the claim if it discerned âany reasonably
conceivable state of facts that could provide a rational
basis for the [Stateâs actions],â even one not put forth by
the State.â 553 U.S. at 612 n. 2 (citation omitted; second
bracketed phrase in original).
It is easy to conceive two rational bases for defendantsâ
treatment of Del Marcelle. First, they had limited enforcement resources and could not fully investigate all complaints. Second, defendants may have concluded that
Del Marcelle was imagining or exaggerating the problems he reported. Under the rational-basis test, either
possibility requires judgment in defendantsâ favor. There
is no need for inquiry into the defendantsâ state of
mind. The upshot of todayâs decision, however, is
that something other than the normal rational-basis test
applies to class-of-one claims applies in the seventh
circuit. That is the very conclusion by this court that
led to the grant of certiorari in Olech. If Justices thought
they had disapproved our local rational-basis-plusintent approach, that message has not been received.
I do not deny that intent can matter to equal-protection analysis. Rules based on suspect classes such as race
are subject to strict scrutiny. State and local governments may try to disguise their criteria of decision by
adopting rules that have the appearance but not the
reality of neutrality. The Supreme Court has held that
No. 10-3426
31
the adverse impact of neutral rules does not change the
standard from rational basis to strict scrutinyâbut
that proof of intent to discriminate on a ground such as
race or sex can do so. See, e.g., Personnel Administrator
of Massachusetts v. Feeney, 442 U.S. 256 (1979); Washington
v. Davis, 426 U.S. 229 (1976). If Del Marcelle were
arguing that defendants held his race, sex, or religion
against him, and were seeking heightened scrutiny,
intent would matter. He does not contend, however,
that defendants engaged in class-based discrimination;
thatâs why this is a class-of-one case. The only proper
use of intent in a class-of-one case is to show that discrimination existsâin other words, to distinguish
between disparate treatment and disparate impact. Yet
defendants do not say that this is a disparate-impact
case (perhaps because they tried but failed to arrest or
ticket the bikers) rather than a disparate-treatment
one. That makes motive and intent irrelevant to this
litigation.
Whatâs more, I do not think that the class-of-one
theory itself has any role to play. No public employee
attacked or injured Del Marcelle. His losses stem from
private aggression by the bikers, which public officials
failed to prevent. Inability of the police to show a
rational basis for each decision about who is arrested or
ticketed (compared with persons not arrested or ticketed)
should not expose them to damages.
Del Marcelle is not entitled to an order requiring
arrest or prosecution of the bikers, or to damages
because of public officialsâ decision not to do so. Castle
32
No. 10-3426
Rock v. Gonzales, 545 U.S. 748 (2005); DeShaney v. Winnebago
County Department of Social Services, 489 U.S. 189 (1989);
Leeke v. Timmerman, 454 U.S. 83 (1981); Linda R.S. v. Richard
D., 410 U.S. 614 (1973). The Constitution does not create
a general right to protection from private wrongdoers.
The original meaning of the equal protection clause is
that, if the police and prosecutors protect white
citizens, they must protect black citizens too, but Del
Marcelle does not allege racial discrimination or any
other kind of class-based discrimination. His contention
is that the police failed to protect him, personally,
from private aggression that targeted him, personally.
DeShaney shows that this is not a good constitutional claim.
This leaves an argument that the police violated the
equal protection clause, even though not the due process
clause, by issuing citations to Del Marcelle but not the
bullies. That is a bad approach. It is inconceivable that
the plaintiff could have prevailed in either Castle
Rock or DeShaney by replacing a due-process theory with
a class-of-one equal-protection theory; the claims advanced in those cases functionally were class-of-one
claims, yet the plaintiffs lost. It was a premise in both
Castle Rock and DeShaney that state officials had
protected some persons but not the plaintiffs, who contended that they should have received the same benefit
yet were denied it for no reason (i.e., without a rational
basis). Thatâs the same sort of claim Del Marcelle
makes. He loses for the same reasons Gonzales and
DeShaney lost.
Discrimination against members of a suspect class
is actionable notwithstanding Castle Rock and DeShaney,
No. 10-3426
33
but class-of-one distinctions are not. As for non-prosecution of the predators, the Court wrote in Linda R.S. that
âa private citizen lacks a judicially cognizable interest
in the prosecution or nonprosecution of another.â 410 U.S.
at 619. That is a limit on standing; Linda R.S. holds
that there is no justiciable controversy, which knocks
out all substantive legal theories. Del Marcelle thus
needs to show how he was injured by what the
defendants did to him, rather than by what they didnât
do to other people or what they didnât do for him.
Del Marcelle does not tell us, however, how the citations injured him. Any injury was meted out by the
bikers, not by the police, which makes it hard to see how
a claim centered on the citations has any prospect. If
the citations were dismissed without trial or penalty,
Del Marcelle is uninjured when compared with a world
in which no one was prosecuted, and thus no discrimination could have occurred. If the citations were adjudicated, and Del Marcelle prevailed, again he is uninjured.
If they were adjudicated, and he lost, then preclusion
blocks this civil suit. How could Del Marcelle get
damages on account of a potential defense that wasnât
raised, let alone a defense that was raised and rejected?
Put lack of injury, and a potential defense of preclusion,
to the side. There is no constitutional problem. Persons
accused of wrongdoing canât make class-of-one defenses
to criminal charges. See, e.g., United States v. Armstrong,
517 U.S. 456, 464 (1996); United States v. Moore, 543 F.3d
891, 901 (7th Cir. 2008). Armstrong holds that a defense
of selective prosecution is limited to racial discrimina-
34
No. 10-3426
tion or other class-wide inequality, which must be
shown by strong evidence before courts can allow discovery. So if the citations Del Marcelle received
were followed by prosecution, he could not defend by
contending that he was being treated worse than
the bikers. Thatâs not class-based discrimination.
If âI was treated worse than the bikersâ is not a defense
on the merits, how can it be a basis of damages against
officers who issue citations that get proceedings under
way? No decision of which I am aware holds that it
violates the Constitution to initiate a criminal prosecution
(or a civil-penalty proceeding) that can lead to a valid
conviction, whether or not the same officers failed to
arrest or ticket third parties. Quite the contrary, many
cases hold that police cannot be ordered to pay
damages even when the defendant prevails in a prosecution (or none is filed). For example, Hartman v. Moore,
547 U.S. 250 (2006), holds that probable cause for an
arrest knocks out a claim that the arrest violated the
personâs rights under the first amendment. Probable
cause is objective; the officersâ motives, beliefs, and so
on, donât matter and cannot create liability. Ashcroft v. alKidd, 131 S. Ct. 2074, 2080-83 (2011). Thatâs why probable
cause blocks contentions that the officers had ulterior
goals (such as favoring the bikers over Del Marcelle).
Likewise probable cause prevents an award of damages
under the fourth amendment for wrongful arrest.
Indeed, Hunter v. Bryant, 502 U.S. 224 (1991), holds
that arresting officers canât be liable if a reasonable
person could have concluded that probable cause
exists, even if it doesnât.
No. 10-3426
35
Suppose the officers had placed Del Marcelle
under arrest instead of just issuing citations. There is
probable cause or there isnât. If there is probable cause,
the officers canât be held liable. If there is not probable
cause, and an objectively reasonable officer would not
have believed that probable cause exists, then the officer
is liable under the fourth amendment. Graham v. Connor,
490 U.S. 386 (1989), completes the picture by holding
that the fourth amendment is the only source of rules
governing the validity of arrests. Graham concludes, in
particular, that an arrested person canât present a claim
under the due process clause. That must be true for a
claim under the equal protection clause too, just as it is
true (see Hartman) for a claim under the first amendment. Police need not arrest everyone who committed
the same offense; selectivity is normalâand is proper,
unless based on a forbidden classification such as race.
Probable cause for arrest is a complete defense to an
argument that other similarly situated persons were not
arrested.
Apparently Del Marcelle was not arrested; the police
just wrote a few tickets. How can the police be more
exposed to awards of damages for writing tickets than
for making full custodial arrests? That would create an
incentive for needless arrests in order to create a shield
from liability. Often people contend that police should
be compelled to write tickets without arresting. Atwater
v. Lago Vista, 532 U.S. 318 (2001), holds that the Constitution allows police to make custodial arrests for offenses
punishable only by fines. That the defendants left
Del Marcelle at liberty cannot be their undoing.
36
No. 10-3426
Class-of-one liability for the toleration of private
violence is blocked by Castle Rock and its predecessors;
liability for arrests based on probable cause is blocked
by Graham no matter what legal theory the plaintiff invokes; liability for criminal (and civil) prosecutions is
blocked by Armstrong. Those decisions address the
merits and cannot be circumvented by observing that
police officers lack prosecutorial immunity. Citations,
whether issued by an officer on the beat or a lawyer in
an office, just get a legal process under way; they
do not themselves cause injury and should not be a
basis of liability no matter why someone writes them
(or fails to write others). State law can create liability in
tort (think malicious prosecution or abuse of process),
but the Constitution is not a fount of national tort law,
as the decisions Iâve mentioned show.
Any doubt on this score is stilled by Engquist. Although
that caseâs holding is limited to public employees, its
rationale is not.
Recognition of the class-of-one theory of equal
protection on the facts in Olech was not so much
a departure from the principle that the Equal
Protection Clause is concerned with arbitrary
government classification, as it was an application of that principle. That case involved the governmentâs regulation of property. Similarly,
the cases upon which the Court in Olech relied
concerned property assessment and taxation
schemes. We expect such legislative or regulatory
classifications to apply âwithout respect to per-
No. 10-3426
sons,â to borrow a phrase from the judicial oath.
See 28 U.S.C. § 453. As we explained long ago, the
Fourteenth Amendment ârequires that all persons
subjected to . . . legislation shall be treated alike,
under like circumstances and conditions, both in
the privileges conferred and in the liabilities imposed.â Hayes v. Missouri, 120 U.S. 68, 71-72 (1887).
When those who appear similarly situated are
nevertheless treated differently, the Equal Protection Clause requires at least a rational reason for
the difference, to assure that all persons subject
to legislation or regulation are indeed being
âtreated alike, under like circumstances and conditions.â Thus, when it appears that an individual is being singled out by the government, the
specter of arbitrary classification is fairly raised,
and the Equal Protection Clause requires a ârational basis for the difference in treatment.â Olech,
528 U.S., at 564.
What seems to have been significant in Olech
and the cases on which it relied was the existence
of a clear standard against which departures, even
for a single plaintiff, could be readily assessed.
There was no indication in Olech that the zoning
board was exercising discretionary authority
based on subjective, individualized determinationsâat least not with regard to easement length,
however typical such determinations may be as
a general zoning matter. Rather, the complaint
alleged that the board consistently required only
a 15-foot easement, but subjected Olech to a 33-
37
38
No. 10-3426
foot easement. This differential treatment raised
a concern of arbitrary classification, and we therefore required that the State provide a rational
basis for it. . . .
There are some forms of state action, however, which by their nature involve discretionary
decisionmaking based on a vast array of subjective, individualized assessments. In such cases
the rule that people should be âtreated alike,
under like circumstances and conditionsâ is not
violated when one person is treated differently
from others, because treating like individuals
differently is an accepted consequence of the
discretion granted. In such situations, allowing a
challenge based on the arbitrary singling out of a
particular person would undermine the very
discretion that such state officials are entrusted
to exercise.
Suppose, for example, that a traffic officer is stationed on a busy highway where people often
drive above the speed limit, and there is no
basis upon which to distinguish them. If the
officer gives only one of those people a ticket, it
may be good English to say that the officer has
created a class of people that did not get
speeding tickets, and a âclass of oneâ that did. But
assuming that it is in the nature of the particular
government activity that not all speeders can
be stopped and ticketed, complaining that one
has been singled out for no reason does not
No. 10-3426
invoke the fear of improper government classification. Such a complaint, rather, challenges
the legitimacy of the underlying action itselfâthe
decision to ticket speeders under such circumstances. Of course, an allegation that speeding
tickets are given out on the basis of race or sex
would state an equal protection claim, because
such discriminatory classifications implicate
basic equal protection concerns. But allowing
an equal protection claim on the ground that a
ticket was given to one person and not others,
even if for no discernible or articulable reason,
would be incompatible with the discretion
inherent in the challenged action. It is no proper
challenge to what in its nature is a subjective,
individualized decision that it was subjective
and individualized.
This principle applies most clearly in the employment context, for employment decisions are
quite often subjective and individualized, resting
on a wide array of factors that are difficult to
articulate and quantify. As Engquist herself points
out, â[u]nlike the zoning official, the public employer often must take into account the individual
personalities and interpersonal relationships of
employees in the workplace. The close relationship
between the employer and employee, and the
varied needs and interests involved in the employment context, mean that considerations such
as concerns over personality conflicts that would
be unreasonable as grounds for âarmâs-lengthâ
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government decisions (e.g., zoning, licensing) may
well justify different treatment of a public employee.â Unlike the context of armâs-length regulation, such as in Olech, treating seemingly similarly situated individuals differently in the employment context is par for the course.
Thus, the class-of-one theory of equal protectionâwhich presupposes that like individual
