United States v. Cope
Justia.com Opinion Summary: Defendant-Appellant Aaron Cope was convicted of one count of operating a common carrier (commercial airplane) under the influence of alcohol. On appeal, Defendant challenged his conviction based on improper venue, insufficiency of the evidence, and improper reliance on federal regulations. In 2009, Defendant was the copilot and first officer of a commercial flight from Austin, Texas to Denver, Colorado. Robert Obodzinski was the captain. Following the flight to Austin, Mr. Obodzinski invited the crew to dinner, but Defendant declined, stating that he did not feel well. Mr. Obodzinski did not see Defendant again until the next morning in the hotel lobby. Mr. Obodzinski testified that “[Mr. Cope] had a little bit of a puffy face, and his eyes were a little red, and I assumed that since he said the night before he wasn’t feeling well, that he was probably coming down with a cold.” The pilots flew from Austin to Denver that morning without incident. While in the cockpit, Mr. Obodzinski detected occasional hints of the smell of alcohol. When they arrived in Denver, Mr. Obodzinski leaned over Defendant and “took a big whiff,” concluding that the smell of alcohol was coming from Defendant Mr. Obodzinski contacted dispatch to delay the next leg of their flight, and contacted the airline's human resources officer. Defendant would later be indicted by the federal grand jury in Colorado. After a two-day bench trial, the district court convicted Mr. Cope and sentenced him to a below-guidelines sentence of six months in prison and two years of supervised release. Upon review, the Tenth Circuit concluded that the district court had sufficient evidence to find that Defendant was “under the influence of alcohol,” even if the district court relied on the FAA regulations or Republic Airways'[Defendant's employer] company policy, such reliance would have been harmless error.
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PUBLISH
FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS
May 1, 2012
TENTH CIRCUIT
Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
No. 11-1537
AARON JASON COPE,
Defendant - Appellant.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
(D.C. No. 1:11-CR-00106-JRT-1 )
Timothy V. Anderson, Anderson & Associates, Virginia Beach, Virginia, appearing for
the Appellant.
Sergio Garcia, Special Assistant United States Attorney (John F. Walsh, United States
Attorney, with him on the brief), Office of the United States Attorney for the District of
Colorado, appearing for the Appellee.
Before LUCERO, EBEL, and MATHESON, Circuit Judges.
MATHESON, Circuit Judge.
Aaron Jason Cope was convicted of one count of operating a common carrierâa
commercial airplaneâunder the influence of alcohol in violation of 18 U.S.C. § 342. On
appeal, Mr. Cope challenges his conviction based on improper venue, insufficiency of the
evidence, and improper reliance on federal regulations. Exercising jurisdiction under 28
U.S.C. § 1291, we affirm.
I.
BACKGROUND
Title 18 U.S.C. § 342 provides that â[w]hoever operates or directs the operation of
a common carrier while under the influence of alcohol or any controlled substance . . .
shall be imprisoned not more than fifteen years or fined under this title, or both.â A
common carrier includes âa locomotive, a rail carrier, a sleeping car carrier, a bus
transporting passengers in interstate commerce, a water common carrier, and an air
common carrier.â 18 U.S.C. § 341. âAn individual with a blood alcohol content of .10
percent or more shall be presumed to be under the influence of alcohol.â Id. § 343(1).
A. Factual Events
On December 8, 2009, Mr. Cope was the copilot and first officer of a commercial
flight from Austin, Texas to Denver, ColoradoâUnited Express Flight 7686âoperated
by Shuttle America, Inc., a subsidiary of Republic Airways. Robert Obodzinski was the
captain. Mr. Cope and Mr. Obodzinski were both employees of Shuttle America.
The day before the flight, Mr. Obodzinski and Mr. Cope flew from Denver to
Austin. After they arrived in Austin, they went to a local hotel with their other crew
members. Mr. Obodzinski invited the crew to dinner, but Mr. Cope declined, stating that
he did not feel well.
Mr. Obodzinski did not see Mr. Cope again until the next morning in the hotel
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lobby. Mr. Obodzinski testified that â[Mr. Cope] had a little bit of a puffy face, and his
eyes were a little red, and I assumed that since he said the night before he wasnât feeling
well, that he was probably coming down with a cold.â Appx., Vol. I, at 177.
Mr. Obodzinski and Mr. Cope flew from Austin to Denver that morning without
incident. While in the cockpit, Mr. Obodzinski detected occasional hints of the smell of
alcohol. Initially, Mr. Obodzinski thought the smell was coming from a spilled drink in
the cabin outside the cockpit. But when they arrived in Denver, Mr. Obodzinski leaned
over Mr. Cope and âtook a big whiff.â Id. at 191. He concluded that the smell of alcohol
was coming from Mr. Cope.
After completing his post-flight duties, Mr. Obodzinski contacted dispatch to
delay the next leg of their flight. He also spoke with his chief pilot and Republic
Airwaysâ human resources officer. After conferring with these company representatives,
Mr. Obodzinski advised Mr. Cope: âIf you have any problem taking a breathalyzer, call
off sick and get out of here.â Id. at 196. According to Mr. Obodzinski, Mr. Cope âjust
kind of stood there looking at me blank faced. . . . He said, [â]Well I guess I better call off
sick then.[â]â Id. at 197.
Mr. Obodzinski received instructions to escort Mr. Cope to a breath testing facility
in the Denver airport. Richard Jones, a breath-alcohol technician, administered two
breathalyzer tests on Mr. Cope, one at 10:33 a.m. and another at 10:54 a.m. The result of
the first test was .094 and the second was .084. Based on these results, Mr. Cope was not
permitted to fly the next leg of his scheduled flight.
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Mr. Cope was indicted by the federal grand jury in the District of Colorado for
operating a common carrier while under the influence of alcohol in violation of 18 U.S.C.
§ 342. Mr. Cope waived his right to a jury trial. After a two-day bench trial, the district
court convicted Mr. Cope and sentenced him to a below-guidelines sentence of six
months in prison and two years of supervised release.
B. The Trial Testimony
1. The Breathalyzer Test
At trial, both parties spent significant time discussing the validity of the results of
the two breathalyzer tests. The governmentâs expert, Cynthia Burbach, a forensic
toxicologist working for the State of Colorado, testified that the results were valid and
accurate.
Ms. Burbach based her testimony on the results of the breathalyzer tests and the
absence of evidence that Mr. Cope ingested any alcohol during or after the flight. She
testified that, at the time of the tests, Mr. Cope was no longer absorbing alcohol. He was
instead in the alcohol elimination phase.
Ms. Burbach explained that the average elimination rate is between .01 and .025
milligrams per deciliter per hour but that she had observed elimination rates as high as
.036 per hour in the laboratory and as high as .056 per hour in the literature. She
observed that Mr. Copeâs elimination rate as exhibited by the two breathalyzer tests was
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higher than average. 1 Based on his higher-than-average elimination rate, Ms. Burbach
said that Mr. Cope was âabsolutely an experienced drinker.â Appx., Vol. II, at 378.
She further testified that breath testing has a .02 variance and that if two results on
the type of breathalyzer machine that Mr. Jones used are within .02, âthose are two good
tests.â 2 Id. at 396. When asked during cross-examination whether there was a
possibility that the breathalyzer test produced invalid results, Ms. Burbach responded:
âYes. [But] I donât have any evidence that shows me thereâs an invalid result.â Id. at
459.
Mr. Jones, the breath alcohol technician who administered Mr. Copeâs
breathalyzer tests, also testified to the reliability of the results. He said the breathalyzer
machine functioned properly, had recently passed its monthly accuracy test, and was
calibrated to Denverâs high altitude. Mr. Jones stated that a pre-test scan indicated that
there was no alcohol in the ambient air in the testing facility.
Mr. Copeâs expert, Dr. Patricia Rosen, a board certified physician in internal and
emergency medicine and toxicology, testified that the breathalyzer results could not be
scientifically accurate. She explained that the elimination rate demonstrated by the
1
Ms. Burbach did not testify as to the rate that Mr. Cope was eliminating alcohol.
Mr. Cope, however, explains in his brief that the results of the two breathalyzer tests
demonstrate an elimination rate of .033. See Aplt. Br. at 17-18.
2
Later, Hansueli Ryser, a vice president from the company that manufactured the
breathalyzer machine, testified âthat the instrument is accurate to plus or minus 5% or
plus or minus .005% BAC, whichever is greater.â Appx., Vol. II, at 483.
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results of the breathalyzer tests was higher than anything she had ever seen or read about
in the literature and that such an elimination rate was ânot physiologically possible.â3 Id.
at 537. Dr. Rosen opined that the results were not âaccurate with a medical degree of
certainty,â id., and that she would not trust them if she saw them in the emergency room.
2. Mr. Copeâs Alcohol Consumption the Night Before the Flight
Mr. Obodzinski did not see Mr. Cope from the time that they arrived at their hotel
in Austin until they left for the airport the next morning. But he testified that, while they
were at the Denver airport, Mr. Cope made statements to him about consuming alcohol
the night before. Mr. Cope told Mr. Obodzinski that he had consumed âa couple [of]
beers before bed.â Appx., Vol. I, at 198. Then, while waiting for the train at the Denver
airport to go to the testing facility, Mr. Cope mentioned that he also drank some whiskey
the night before. Finally, while in the waiting room at the testing facility, Mr. Cope told
Mr. Obodzinski that he had visited a bar with a friend in Austin and also had purchased
beer at a gas station.
3. Mr. Copeâs Physical Signs of Impairment
Mr. Obodzinski testified that Mr. Cope performed his duties properly on the flight.
He said the only outward signs that Mr. Cope exhibited were his red eyes and puffy face
3
Dr. Rosen backed away from this statement on cross-examination. She testified
that she had only seen a .025 elimination rate in the literature. When asked if she had
seen other rates, she testified: âI havenât looked specifically for that particular number.
It would be very, very unusual. It would have to be someone with a very high metabolic
rate who probably is a chronic alcoholic.â Appx., Vol. II, at 557-58.
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at the hotel before the flight and the smell of alcohol during the flight.
Mr. Jones provided similar testimony. He stated that he smelled alcohol on Mr.
Cope but that Mr. Cope otherwise acted normally and did not exhibit any outward signs
of impairment.
4. Expert Opinion on Impairment
Both experts testified about the effects of alcohol and when an individual is
considered impaired. Ms. Burbach testified that the scientific community considers any
individual with a blood alcohol content (âBACâ) greater than .05 to be impaired. She
explained that experienced drinkers âhave tolerance to the visible effects [of alcohol] but
. . . cannot have tolerance to the cognitive effects,â Appx., Vol. II, at 372, meaning that
experienced drinkers generally do not exhibit outward signs of intoxication until their
BAC is significantly higher than that of inexperienced drinkers.
Ms. Burbach concluded that Mr. Copeâs âcognitive and psychomotor function was
impaired.â Id. at 437. She also concluded that Mr. Copeâs ability to operate an aircraft
would have been diminished and that âhe would have been unsafe to operate [the]
aircraft.â Id. at 415.
Dr. Rosen admitted that an individual with a BAC of .084 should not be operating
an aircraft. But when asked whether she thought Mr. Cope was impaired in light of the
evidence that he performed his duties competently, she testified: â[I]f he did everything
he was supposed to do and his behavior was normal, I donât know that I would be
uncomfortable with him flying. I donât know that I would be able to say he was
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impaired.â Id. at 569.
C. The District Courtâs Opinion
The district court concluded that the government proved beyond a reasonable
doubt that Mr. Cope was guilty of operating a common carrier while under the influence
of alcohol. It noted that the âmost compellingâ evidence against Mr. Cope were the
breathalyzer tests reflecting a BAC of .094 and .084. United States v. Cope, No. 11-CR00106-JRT, 2011 WL 2491283, at *5 (D. Colo. June 17, 2011). As the district court
stated: âIt is clear that [Mr.] Cope was in the elimination phase of his alcohol
consumption, meaning that his BAC was well above .094 percent during the flight.â Id.
at *6.
The district court understood Ms. Burbachâs testimony to explain that âan
individual need not exhibit visible effects of alcohol consumption to be under its
influence and significantly cognitively impaired.â Id. at *7. The court concluded that
Mr. Cope was under the influence of alcohol when he operated the flight from Austin to
Denver. It also noted that âit is highly probable that [Mr.] Copeâs BAC was at least .10
percent when the flight departed.â Id. But the court did not rest its conclusion on Mr.
Copeâs BAC being over .10 percent, stating that â[e]ven in the unlikely circumstance that
[Mr.] Copeâs BAC never rose above .094 percent, the Court still concludes that he was
under the influence of alcohol while operating a common air carrier.â Id.
II.
DISCUSSION
On appeal, Mr. Cope contends that (1) venue was improper in the District of
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Colorado, (2) there was insufficient evidence to support his conviction, and (3) the
district court improperly relied on federal regulations.
A. Venue
Mr. Cope argues that there is no evidence that he was âunder the influence of
alcoholâ in Colorado and thus venue in the District of Colorado was improper. We
disagree.
âAlthough venue is not the focal point in most criminal matters, it is not a mere
technicality. It is a constitutional consideration and an element of every crime.â United
States v. Kelly, 535 F.3d 1229, 1233 (10th Cir. 2008) (citations omitted) (quotations
omitted). âBoth Rule 18 of the Federal Rules of Criminal Procedure and [Art. III, § 2, cl.
3 of] the Constitution require that a person be tried for an offense where that offense is
committed.â United States v. Smith, 641 F.3d 1200, 1207 (10th Cir. 2011) (quotations
omitted).
âAs a general rule, our review of challenges to evidence of proper venue is quite
deferential.â United States v. Evans, 318 F.3d 1011, 1021 (10th Cir. 2003). âIn
reviewing whether venue lies in a particular district we view the evidence in the light
most favorable to the government and make all reasonable inferences and credibility
choices in favor of the finder of fact.â United States v. Acosta-Gallardo, 656 F.3d 1109,
1118 (10th Cir. 2011) (quotations omitted), cert. denied, 132 S. Ct. 540 (2011). The
government must âprove[] by [a] preponderance of direct or circumstantial evidence that
the crimes charged occurred within the district.â Kelly, 535 F.3d at 1233.
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Title 18 U.S.C. § 3237, titled âOffenses begun in one district and completed in
another,â states that â[a]ny offense involving . . . transportation in interstate or foreign
commerce . . . is a continuing offense and . . . may be inquired of and prosecuted in any
district from, through, or into which such commerce . . . moves.â As we explain below,
Mr. Cope was âunder the influence of alcoholâ during the flight. Because he was
operating a common carrier in interstate commerce, it is immaterial whether he was
âunder the influence of alcoholâ in Colorado. See United State v. Breitweiser, 357 F.3d
1249, 1253 (11th Cir. 2004) (âTo establish venue, the government need only show that
the crime took place on a form of transportation in interstate commerce.â). Venue is
proper in any district through which Mr. Cope traveled on the flight, including the
District of Colorado.
B. Sufficiency of the Evidence
âWe review sufficiency-of-the-evidence claims de novo . . . .â United States v.
Irving, 665 F.3d 1184, 1193 (10th Cir. 2011) (quotations omitted) (citation omitted) cert.
denied, âS.Ct.â, 2012 WL 692968 (Apr. 2, 2012). â[E]vidence is sufficient to support
a conviction if, viewing the evidence and all reasonable inferences therefrom in the light
most favorable to the government, a rational trier of fact could find guilt beyond a
reasonable doubt.â United States v. Hoskins, 654 F.3d 1086, 1090 (10th Cir. 2011). âWe
will not weigh conflicting evidence or second-guess the fact-finding decisions of the
district court.â Id. (quotations omitted). âWhere conflicting evidence exists, we do not
question the [fact-finderâs] conclusions regarding the credibility of witnesses or the
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relative weight of evidence.â United States v. Magleby, 241 F.3d 1306, 1312 (10th Cir.
2001).
â[N]or will we examine the evidence in bits and pieces. Rather, we evaluate the
sufficiency of the evidence by considering the collective inferences to be drawn from the
evidence as a whole.â Irving, 665 F.3d at 1193 (citations omitted) (quotations omitted).
Of particular importance here, âit is solely within the province of the [fact-finder] to
weigh th[e] expert testimony.â United States v. Oliver, 278 F.3d 1035, 1043 (10th Cir.
2001) (quotations omitted). This ârestrictive standard of review . . . provides us with
very little leeway in conducting this review of the evidence.â United States v. Small, 423
F.3d 1164, 1182 (10th Cir. 2005) (quotations omitted).
Mr. Cope argues that (1) the district court put improper weight on the breathalyzer
tests, which he contends are invalid, and (2) there was insufficient evidence that he was
âunder the influence of alcoholâ for the purposes of 18 U.S.C. § 342.
1. Breathalyzer Tests
Mr. Cope argues that the district court put too much weight on the results of the
two breathalyzer tests in light of Dr. Rosenâs testimony that they were unreliable.4
The district court found that the two breathalyzer tests were the âmost compellingâ
evidence against Mr. Cope. Cope, 2011 WL 2491283, at *5. Although the court
4
Mr. Cope does not challenge the admissibility of the breathalyzer test results. At
oral argument, his counsel confirmed that his challenge is to the weight accorded this
evidence and is based on the district courtâs statement that the results of the breathalyzer
tests were the âmost compellingâ evidence against Mr. Cope. See Oral Argument at 5:45.
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acknowledged that the difference in the two results was âsignificantâ given the 20-minute
time period between them, it âconclude[d] that the breath test results [we]re valid and
reliable within the confines of the analytic variability expected of such a device.â Id. at
*6. The court stated that Mr. Copeâs experience drinking alcohol, the .02 percent
variability inherent in the breathalyzer results, and the testimony that the breathalyzer
machine was functioning properly showed that the difference between the two results did
not render the tests invalid or unreliable.
The district court did not err in relying on the results of the breathalyzer tests.
Although Mr. Copeâs expert, Dr. Rosen, testified that the .033 elimination rate suggested
by the results of the breathalyzer tests was ânot physiologically possible,â Appx., Vol. II,
at 537, the governmentâs expert, Ms. Burbach, testified that she had seen elimination
rates of .036 in the laboratory and as high as .056 in the literature. She also testified that
Mr. Copeâs high elimination rate demonstrated that he was an experienced drinker and
that there was no evidence that the results of the breathalyzer tests were invalid.
â[W]e are not in the position to revisit the [fact-finderâs] credibility assessments,
nor are we allowed to re-weigh conflicting evidence.â United States v. Oldbear, 568 F.3d
814, 824 (10th Cir. 2009). Further, â[w]e do not question the [fact-finderâs] . . .
conclusions about the weight of the evidence.â United States v. Bowen, 437 F.3d 1009,
1014 (10th Cir. 2006) (quotations omitted); see also Oldham v. Astrue, 509 F.3d 1254,
1257 (10th Cir. 2007) (âWe review only the sufficiency of the evidence, not its weight . . .
.â). The district court was entitled to weigh this competing testimony, and we cannot say
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that the district court put improper weight on the breathalyzer results.
2. âUnder the Influence of Alcoholâ
Mr. Cope challenges the sufficiency of the evidence that he was âunder the
influence of alcoholâ for the purposes of 18 U.S.C. § 342.5 The district court found that
even without 18 U.S.C. § 343âs presumption that an individual with a BAC above .10 is
âunder the influence,â the combination of Mr. Copeâs red eyes and puffy face, his odor of
alcohol during and after the flight, the results of the breathalyzer tests taken nearly three
hours after the flight left Austin, and expert testimony that an individual need not exhibit
visible signs of alcohol consumption to be impaired, was âoverwhelming [evidence] that
[Mr.] Cope was under the influence of alcohol during the flight.â Cope, 2011 WL
2491283, at *7.
The term âunder the influence of alcoholâ as used in 18 U.S.C. § 342 is not
defined. When a term is undefined in the statute, we give it its ordinary, everyday
meaning. See Asgrow Seed Co. v. Winterboer, 513 U.S. 179, 187 (1995); United States v.
5
Mr. Cope also faults the district court for referencing 18 U.S.C. § 343âs
presumption that âan individual with a blood alcohol content of .10 percent or more shall
be presumed to be under the influence of alcohol.â He argues that he presented sufficient
evidence to rebut any presumption that he was âunder the influence of alcohol.â
But the district courtâs conclusion that Mr. Cope was âunder the influence of
alcoholâ does not rest on whether his blood alcohol level was ever above .10. The court
stated that â[e]ven in the unlikely circumstance that [Mr.] Copeâs BAC never rose above
.094 percent, the Court still concludes that he was under the influence of alcohol while
operating a common air carrier.â Cope, 2011 WL 2491283, at *7.
Because the district court did not rely on 18 U.S.C. § 343âs presumption, we need
not consider whether Mr. Cope rebutted that presumption.
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Tucker, 305 F.3d 1193, 1204 (10th Cir. 2002). We have explained that â[t]he prohibition
of operating an aircraft while under the influence of alcohol can be reasonably
understood due to the ordinary meaning of the words.â Sorenson v. Natâl Transp. Safety
Bd., 684 F.2d 683, 686 (10th Cir. 1982). The term âunder the influence [of alcohol] is
commonly understood to mean . . . a state of intoxication that lessens a personâs normal
ability for clarity and control.â Govât of Virgin Islands v. Steven, 134 F.3d 526, 528 (3d
Cir. 1998); see also Blackâs Law Dictionary 1665 (9th ed. 2009) (defining âunder the
influenceâ as âdeprived of clearness of mind and self-control because of drugs or
alcoholâ); id. at 898 (defining âintoxicationâ as â[a] diminished ability to act with full
mental and physical capabilities because of alcohol or drug consumptionâ).
As the ensuing discussion concludes, the trial evidence was sufficient for a
reasonable fact-finder to conclude that Mr. Copeâs ability for clarity and control was
lessened and that he was thus âunder the influence of alcohol.â
Mr. Cope contends that he was not âunder the influence of alcoholâ because he did
not exhibit outward signs of impairment.6 He relies on Mr. Obodzinskiâs statements that
he properly performed his duties and that both Mr. Obodzinski and Mr. Jones testified
6
Although 18 U.S.C. § 343 creates a presumption that an individual with a BAC
over .10 percent is âunder the influence of alcohol,â there is no requirement that an
individual have a BAC over .10 to be considered âunder the influence of alcohol.â See
United States v. Prouse, 945 F.2d 1017, 1026 (8th Cir. 1991) (rejecting the defendantsâ
argument that .10 is a minimum threshold for being âunder the influence of alcoholâ); see
also Hughes v. McNeil, No. 08-22541-CIV, 2010 WL 282592, at *10 (S.D. Fla. Jan. 22,
2010) (unpublished) (â[T]he .10 limit is simply the amount above which intoxication is
presumed, and is not a minimum level for finding an individual is under the influence.â).
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that, other than the smell of alcohol, Mr. Cope did not show any external signs of
impairment.
The defendants in United States v. Prouse, 945 F.2d 1017 (8th Cir. 1991), made a
similar argument. Each member of the three-man flight crew was convicted of operating
a common air carrier while under the influence of alcohol in violation of 18 U.S.C. § 342.
Id. at 1020. The three men were observed the night before their flight âdrinking heavily
late into the night.â Id. They arrived at the airport with âflushed faces,â âbloodshot
eyes,â and âan odor of stale alcohol on [their] breath.â Id. at 1021. Blood alcohol tests
taken after the flight showed that their BACs were .13, .06, and .08. Id. at 1022. Using
the results of a second blood test to estimate the crew membersâ BACs when the flight
departed, a government expert testified that their BACs would have been in the following
ranges when the flight departed: .15-.21, .08-.14, and .10-.16. Id. The government
presented expert testimony that, even at the low end of these ranges, all of the defendants
could be considered âunder the influence of alcohol.â Id.
The members of the flight crew challenged their conviction on several grounds,
including sufficiency of the evidence. They argued that their conviction should be
reversed because âthere was no direct evidence of impairment.â Id. at 1025. The Eighth
Circuit cited numerous factors in concluding that there was sufficient evidence to uphold
the conviction, including that the flight crew members were intoxicated the night before,
arrived late to work with bloodshot eyes and smelling of stale alcohol, failed to check in
with an FAA official when they knew he was investigating whether they had violated
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FAA alcohol regulations, and had relatively high BACs two hours and forty-five minutes
after the flight departed. Id. The Eighth Circuit stated that, â[b]ased on this evidence, the
case was not even close.â Id.
In this case, similar evidence supports the district courtâs conclusion that Mr. Cope
was âunder the influence of alcohol.â Mr. Cope admitted to having numerous drinks the
night before the flight. He told Mr. Obodzinski that he had consumed a couple of beers,
went to a bar with a friend, consumed some whiskey, and bought beer at a gas station.7
Also, in response to Mr. Obodzinskiâs admonition that he should âcall off sickâ if he
would fail a breathalyzer test, Mr. Cope responded, âWell, I guess I better call off sick
then,â Appx., Vol. I, at 196-97, indicating his awareness of his alcohol consumption.
Mr. Obodzinski testified that Mr. Cope had red eyes and a puffy face when they
met in the lobby of their Austin hotel on the morning of the flight. Mr. Obodzinski and
Mr. Jones also both testified that Mr. Cope smelled of alcohol.
Finally, and most importantly, Mr. Copeâs BAC was .094 nearly three hours after
the flight departed from Austin. Ms. Burbach testified that Mr. Copeâs âcognitive and
7
The district court acknowledged these facts but accorded them no weight because
there is no âcontemporaneous documentation of [Mr.] Obodzinski sharing these
admissions.â Cope, 2011 WL 2491283, at *6 n.3. In reviewing the sufficiency of the
evidence, however, we examine âall evidence.â United States v. Taylor, 592 F.3d 1104,
1108 (10th Cir. 2010); United States v. Kimler, 335 F.3d 1132, 1140 (10th Cir. 2003)
(â[We] affirm[] the district court unless no [fact-finder], when presented with the
evidence introduced at trial together with the reasonable inferences therefrom, could find
the defendant guilty beyond a reasonable doubt.â (emphasis added)); Magleby, 241 F.3d
at 1312 (â[W]e review the record as a whole . . . .â (emphasis added)). Unlike the district
court, we see no reason why Mr. Copeâs admissions should not be considered.
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psychomotor function was impaired,â Appx., Vol. II, at 437, that his ability to operate an
aircraft was diminished, and that he could not do so safely.
In arguing that his lack of outward signs of impairment prevents us from
upholding the district courtâs conclusion that he was âunder the influence of alcohol,â
Mr. Cope improperly equates outward impairment with being âunder the influence of
alcohol.â Title 18 U.S.C. § 342 prohibits operating a common carrier while âunder the
influence of alcohol,â not operating a common carrier while outwardly impaired.
Although outward signs of impairment may be probative that someone is âunder the
influence of alcohol,â one can be âunder the influence of alcoholâ without outward signs
of impairment. Cf. United States v. Pelletier, 105 Fed. Appx. 216, 217 (9th Cir. 2004)
(unpublished) (â[The defendantâs] DUI conviction required proof that he operated the
vehicle while he was under the influence of alcohol, but did not require proof of an actual
act of unsafe driving.â); State v. Neal, 176 P.3d 330, 338 (N.M. Ct. App. 2007) (âThe
[state] statute gives notice, according to the plain meaning of the word âinfluence,â that
the Legislature intends to criminalize a condition less than intoxication, but âinfluencedâ
to any degree by alcohol, no matter how slight.â).
Further, Mr. Copeâs argument only goes so far. First, the argument overlooks that
Mr. Obodzinski observed Mr. Copeâs red eyes and puffy face before the flight and
smelled alcohol on Mr. Cope during the flight. But far more important, Ms. Burbach
testified that an individual can be under the influence of alcohol without exhibiting
outward signs of impairment. She explained that experienced drinkers, such as Mr.
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Cope, can mask the external signs of intoxication and that ability does not mean that Mr.
Cope was not cognitively impaired and âunder the influence of alcohol.â According to
Ms. Burbach, a person with Mr. Copeâs BAC is cognitively impaired and unable to
operate an aircraft safely.8
â[V]iewing the evidence and all reasonable inferences therefrom in the light most
favorable to the government,â Hoskins, 654 F.3d at 1090, we hold that there was
sufficient evidence for a reasonable fact-finder to conclude that Mr. Cope was âunder the
influence of alcoholâ when he operated the flight from Austin to Denver and violated 18
U.S.C. § 342. Even though there is evidence that Mr. Cope was not outwardly impaired,
the government presented evidence that an individual can be âunder the influence of
alcoholâ without exhibiting outward signs of impairment and that Mr. Cope was
cognitively impaired. Mr. Copeâs BAC was .094 over three hours after his flight
departed. This high BAC combined with the evidence that Mr. Cope drank a significant
amount of alcohol the night before the flight, implicitly admitted that he would fail a
breathalyzer test, smelled of alcohol, and had red eyes and a puffy face before the flight,
is sufficient evidence for a reasonable fact-finder to find that Mr. Cope was âunder the
influence of alcoholâ for the purposes of 18 U.S.C. § 342 when he operated the flight
8
Indeed, it is arguably even more dangerous when a pilot is able, as an experienced
drinker, to mask his significant consumption of alcohol to outside observers, including
the flight crew, and thereby lessen the probability that he will be prevented from flying in
the first place, even though, according to Ms. Burbach, his judgment is compromised.
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from Austin to Denver.9
C. Reliance on Federal Regulations
Finally, Mr. Cope argues that the district court improperly relied on FAA
regulations and airline policies in determining that he was âunder the influence of
alcoholâ for the purposes of 18 U.S.C. § 342. He contends this was improper because
violations of FAA regulations do not constitute criminal offenses. At trial, witnesses
mentioned FAA regulations and airline policies concerning the consumption of alcohol
by airline pilots.
Title 14 C.F.R. § 91.17(a) provides:
No person may act or attempt to act as a crewmember of a civil aircraftâ
(1)
Within 8 hours after the consumption of any alcoholic beverage;
(2)
While under the influence of alcohol;
(3)
...
(4)
While having an alcohol concentration of 0.04 or greater in a
blood or breath specimen.
Republic Airwaysâ policy was even more strict. Its human resources manager testified
that its policy prohibits pilots from drinking alcohol 12 hours before flying and prohibits
pilots from flying if they have a BAC above .02. She also testified that Republic Airways
had a zero-tolerance policy and that any test revealing a level above .02 is a ground for
termination.
Mr. Cope is correct that a violation of 14 C.F.R. § 91.17(a) is not a crime. See
9
We emphasize that it is the combination of these factors, not solely Mr. Copeâs
high BAC, that leads us to this conclusion.
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Prouse, 945 F.2d at 1024; see also United States v. Hilliard, 31 F.3d 1509, 1516 (10th
Cir. 1994) (âAlthough the evidence concerning a civil violation may be used to prove
knowledge or intent, it may not be used to prove criminal liability.â). Although the
district court mentioned the BACs in the FAA regulations and Republic Airwaysâ zerotolerance policy in its findings of fact, it did not reference them in its conclusions of law
in finding that Mr. Cope was âunder the influence of alcohol.â
Instead, the district court relied on the testimony that Mr. Cope had red eyes and a
puffy face, smelled of alcohol, and had two breathalyzer tests that read .094 and .084.
Further, because we hold that the district court had sufficient evidence to find that
Mr. Cope was âunder the influence of alcohol,â even if the district court relied on the
FAA regulations or Republic Airwaysâ company policy, such reliance would have been
harmless error. See Irving, 665 F.3d at 1209 (explaining that non-constitutional errors are
harmless if they do not affect a substantial right and that â[a]n error affecting a
substantial right of a party is an error that had a substantial influence on the outcome or
leaves one in grave doubt as to whether it had such effect.â (quotations omitted)).
III.
CONCLUSION
For the foregoing reasons, we affirm the district court.
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