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ALABAMA COURT OF CRIMINAL APPEALS
OCTOBER TERM, 2013-2014
State of Alabama
Appeal from Dallas Circuit Court
The appellant, Dewayne Williams, was indicted by a Dallas
County grand jury for one count of sodomy in the first degree,
a violation of § 13A-6-63, Ala. Code 1975.
Following a jury
trial, Williams was convicted of the lesser-included offense
of sexual misconduct, a violation of § 13A-6-65(a)(3), Ala.
The circuit court sentenced Williams to 12 months
Williams was ordered to serve 12 months in jail followed by 2
years of supervised probation.
The circuit court ordered
Williams to pay $100 to the Crime Victims Compensation Fund,
to reimburse the State for the cost of his court-appointed
attorney, and to pay court costs.
This appeal followed.
The record on appeal established the following pertinent
At 3:00 p.m. on January 10, 2010, A.R., who was 23
years old at the time, began working his shift as a clerk at
the Jameson Inn motel in Selma.
lobby of the motel.
Williams was sitting in the
Williams left the lobby but returned
around 4:15 p.m. and resumed sitting in the lobby.
was going to be charged for another night's stay in the hotel
because he had failed to check out of the hotel before 11:00
a.m.; A.R. asked Williams whether he wanted the key to his
Williams said that he was still deciding on
whether he was going to stay another night, and he left the
When Williams returned he resumed sitting in the
reported that he was not receiving the A&E channel on the
television in his room.
A.R. got a television remote control
and walked to the breakfast room in the motel to see if the
Williams followed A.R. into the breakfast area.
As A.R. was changing channels on the television in the
breakfast area, Williams touched A.R.'s thigh.
back, told Williams, "no," and Williams again tried to touch
After he determined that the motel was
facsimile machine ring.
A.R. told Williams that he would
contact the cable company; he then left the breakfast room to
go to the office of the motel.
After entering the motel
office, A.R. turned around to shut the door completely when
Williams grabbed A.R. by his throat and pushed him into the
bathroom in the office.
Williams told A.R. to not say
anything or scream and that if A.R. did, Williams would choke
Williams locked the bathroom door and told A.R.
"to take [Williams's] pants down and take [A.R.'s pants] down
and pretty much grope him and cause him to [become] erect."
Williams told A.R. to bend over
and, after A.R. bent over a mop bucket, Williams proceeded to
While sodomizing him, Williams bit A.R. on the
neck and asked him, "Where were you last night?"
After Williams finished, he "told [A.R.] to open the door and
see if anybody was in the lobby."
verified that no one was in the motel lobby, the men walked
out of the bathroom and A.R. went to his desk.
For the next
45 minutes Williams "hovered around" A.R. and then returned to
After Williams left the office of the motel, A.R. sent a
text message to one of his coworkers, asking her to come to
the motel. The coworker came to the motel and, after Williams
left the lobby, A.R. told her what Williams had done.
next day A.R. told his mother what had happened and the police
A.R. went to a hospital, where nurse Patricia
Anthony performed a sexual-assault examination on him.
received the sexual-assault kit and determined that material
obtained from rectal and genital swabs taken from A.R. matched
a DNA sample Williams had provided.
In his case-in-chief Williams presented the testimony of
three character witnesses. Williams also testified in his own
defense, acknowledging that he had sodomized A.R. but stating
that A.R. had consented to the sodomy.
During the charge conference the State asked the circuit
court to instruct the jury on sexual misconduct as a lesserincluded offense of sodomy in the first degree.
argued that doing so would "disregard[ ]" Lawrence v. Texas,
539 U.S. 558 (2003). (R. 301.)
The circuit court granted the
While instructing the jury, the circuit court correctly
charged that if the jury believed that A.R. had consented to
the sexual encounter it could not convict Williams of sodomy
in the first degree.
After an off-the-record
bench conference, the circuit court instructed the jury that
"[c]onsent is not a defense to prosecute under the charge of
Williams objected to the circuit court's instructions on
the ground that in giving the "charge on the alleged lesser
included offense of sexual misconduct ... the Court is totally
disregarding the established law handed down by the United
States Supreme Court in the case of Lawrence [v.] Texas,
The jury returned a verdict of guilty on
the charge of sexual misconduct.
acquittal in which he argued, among other things, that § 13A6-65(a)(3), Ala. Code 1975, is unconstitutional under the
United States Supreme Court's decision in Lawrence v. Texas,
supra. The circuit court denied Williams's motion.
On appeal, Williams contends that his conviction for
violating § 13A-6-65(a)(3), Ala. Code 1975, is due to be
reversed because, he argues, that statute is unconstitutional
in light of Lawrence, supra.
"The Alabama Supreme Court has discussed the
principles applicable to a challenge to the
constitutionality of a statute, noting first that
review of a challenge is de novo.
State ex rel.
King v. Morton, 955 So. 2d 1012, 1017 (Ala. 2006).
The Court stated:
"'[A]cts of the legislature are
presumed constitutional. State v. Alabama
Mun. Ins. Corp., 730 So. 2d 107, 110 (Ala.
See also Dobbs v. Shelby County
Econ. & Indus. Dev. Auth., 749 So. 2d 425,
The record demonstrates that the circuit court never
ruled on Williams's objection.
constitutionality of a legislative act,
this Court will sustain the act '"unless it
is clear beyond reasonable doubt that it is
violative of the fundamental law."'" White
v. Reynolds Metals Co., 558 So. 2d 373, 383
(Ala. 1989) (quoting Alabama State Fed'n of
Labor v. McAdory, 246 Ala. 1, 9, 18 So. 2d
810, 815 (1944))).
We approach the
question of the constitutionality of a
legislative act "'"with every presumption
and intendment in favor of its validity,
and seek to sustain rather than strike down
the enactment of a coordinate branch of the
government."'" Monroe v. Harco, Inc., 762
So. 2d 828, 831 (Ala. 2000) (quoting Moore
v. Mobile Infirmary Ass'n, 592 So. 2d 156,
159 (Ala. 1991), quoting in turn McAdory,
246 Ala. at 9, 18 So. 2d at 815).
"'Moreover, in order to overcome the
presumption of constitutionality, ... the
party asserting the unconstitutionality of
the Act ... bears the burden "to show that
[the Act] is not constitutional." Board of
Trustees of Employees' Retirement Sys. of
Montgomery v. Talley, 291 Ala. 307, 310,
280 So. 2d 553, 556 (1973). See also Thorn
v. Jefferson County, 375 So. 2d 780, 787
(Ala. 1979) ("It is the law, of course,
that a party attacking a statute has the
burden of overcoming the presumption of
"955 So. 2d at 1017."
State v. Worley, 102 So. 3d 435, 448-49 (Ala. Crim. App.
Section 13A-6-65(a)(3), Ala. Code 1975, provides: "A
person commits the crime of sexual misconduct if ... [h]e or
she engages in deviate sexual intercourse with another person
under circumstances other than those covered by Sections
13A-6-63 and 13A-6-64[, Ala. Code 1975].
Consent is no
commentary to that statute notes that the specific subdivision
"was changed by the legislature to make all homosexual conduct
criminal, and consent is no defense."
§ 13A-6-65, Ala. Code 1975.
See Commentary to
Section 13A-6-60(2), Ala. Code
1975, defines "deviate sexual intercourse" as "[a]ny act of
sexual gratification between persons not married to each other
involving the sex organs of one person and the mouth or anus
In Lawrence, supra, the United States Supreme Court
considered the constitutionality of a Texas statute that
provided: "A person commits an offense if he engages in
deviate sexual intercourse with another individual of the same
sex." Texas Penal Code Ann. § 21.06(a) (2003). Another Texas
statute defined "deviate sexual intercourse" as "any contact
between any part of the genitals of one person and the mouth
The Supreme Court concluded that the statute
violated the Due Process Clause of the Fourteenth Amendment to
the United States Constitution and that it "further[ed] no
legitimate state interest which can justify its intrusion into
the personal and private life of the individual."
539 U.S. at 579.
constitutionality of § 13A-6-65, Ala. Code 1975, in light of
As recently as 2008 the Alabama Court of Civil Appeals
"A Texas statute [worded similarly to § 13A-6-65,
Ala. Code 1975] was struck down as unconstitutional
in Lawrence v. Texas, 539 U.S. 558, 123 S.Ct. 2472,
156 L.Ed.2d 508 (2003), prompting Alabama's attorney
general to concede that § 13A–6–65[, Ala. Code
1975,] is unconstitutional '"to the extent that it
applies to private, legitimately consensual anal and
oral sex between unmarried persons."' Doe v. Pryor,
344 F.3d 1282, 1288 (11th Cir. 2003). However, §
13A–6–65 has not been declared unconstitutional by
J.L.M. v. S.A.K., 18 So. 3d 384, 390 n. 4 (Ala. Civ. App.
This Court has recognized that "In Lawrence, the [United
States] Supreme Court held that a Texas statute that banned
same-sex sodomy was unconstitutional." Newton v. State, 78
Because "[t]he only federal court whose decisions bind state
courts is the United States Supreme Court" Lawrence controls
Doe v. Pryor, 344 F.3d 1282, 1286 (11th Cir.
The Court went on to note in Doe that Lawrence "held
that statutory prohibitions on consensual sodomy like [§ 13A6-65(a)(3), Ala. Code 1975,] are unconstitutional because they
infringe upon the rights of 'adults to engage in the private
conduct in the exercise of their liberty under the Due Process
(quoting Lawrence, 539 U.S. at 564).
In Doe, supra, the United States Court of Appeals for the
Eleventh Circuit considered a civil action in which four
anonymous plaintiffs contended that § 13A-6-65(a)(3), Ala.
Eleventh Circuit noted that "the statute [had] been declared
dead by the Alabama Attorney General."
344 F.3d at 1283.
Attorney General specifically "concede[d] that section 13A-665(a)(3) is unconstitutional, in his words, 'to the extent
that it applies to private, legitimately consensual anal and
So. 3d 458, 475 (Ala. Crim. App. 2009).
(quoting Supp. Brief of Appellee, p. 1).
The State acknowledges on appeal that Lawrence "prohibits
prosecution for consensual anal sex." (State's brief, p. 16.)
The State, however, "urges this Court to hold that the statute
now requires, as an element of the crime, that any sexual act
charged under [§ 13A-6-65(a)(3), Ala. Code 1975,] must have
been committed without the consent of the victim."
brief, p. 18.)
The State suggests that we accomplish this by
striking the unconstitutional language from §§ 13A-6-65(a)(3)
and 13A-6-70(a)3 and remanding Williams's case for a new
The Alabama Supreme Court, however, has stated: "As
interpret the law."
1 (Ala. 2002).
Ex parte Perkins, 851 So. 2d 453, 456 n.
Therefore, we will not, as the State urges us
to do on appeal, amend § 13A-6-65(a)(3), Ala. Code 1975, to
make it constitutional.
Section 13A-6-70(a), Ala. Code 1975, provides: "Whether
or not specifically stated, it is an element of every offense
defined in this article, with the exception of subdivision
(a)(3) of Section 13A-6-65, that the sexual act was committed
without consent of the victim."
A remand of this case for a new trial would, as Williams
argues, violate the Double Jeopardy Clauses of the Fifth
Amendment to the United States Constitution and the Alabama
The United States Supreme Court has stated of
the Double Jeopardy Clause of the Fifth Amendment to the
United States Constitution:
"We have recognized that the Double Jeopardy
Clause consists of several protections: 'It protects
against a second prosecution for the same offense
It protects against a second
prosecution for the same offense after conviction.
And it protects against multiple punishments for the
same offense.' North Carolina v. Pearce, 395 U.S.
711, 717, 89 S.Ct. 2072, 2076, 23 L.Ed.2d 656 (1969)
These protections stem from
the underlying premise that a defendant should not
be twice tried or punished for the same offense.
United States v. Wilson, 420 U.S. 332, 339 (1975).
The Clause operates as a 'bar against repeated
attempts to convict, with consequent subjection of
the defendant to embarrassment, expense, anxiety,
and insecurity, and the possibility that he may be
found guilty even though innocent.' United States
v. DiFrancesco, 449 U.S. 117, 136 (1980)."
Schiro v. Farley, 510 U.S. 222, 229-230 (1994).
"The double jeopardy clauses of the Fifth
Amendment to the Constitution of the United States
and of the Alabama Constitution preclude a second
trial once a reviewing court has found the evidence
presented at trial insufficient to sustain the
jury's verdict of guilty. The prosecution is not
afforded another opportunity to supply the evidence
which it failed to muster in the first trial."
Prantl v. State, 462 So. 2d 781, 784 (Ala. Crim. App. 1984).
At the conclusion of his trial, Williams was acquitted of
sodomy in the first degree, an offense for which consent was
nonconsensual sex. Accordingly, to reverse the conviction and
remand this case for a new trial on a charge of nonconsensual
sex based on the same facts presented during the first trial
would violate double-jeopardy principles.
Williams also correctly asserts that a remand and retrial
of his case would violate the prohibition in Art. 1, § 10, of
the United States Constitution, which states, in pertinent
part: "No State shall ... pass any ... ex post facto Law."
The Alabama Supreme Court has explained:
"In Bouie v. City of Columbia, 378 U.S. 347, 84
S.Ct. 1697, 12 L.Ed.2d 894 (1964), the Supreme Court
of the United States reversed a conviction for
trespass because the South Carolina Supreme Court
affirmed the conviction on the basis of judicial
construction, announced after the alleged trespass,
which interpreted the statute as proscribing not
only entering the premises of another after notice
prohibiting such entry, but also remaining on the
premises of another after receiving notice to leave.
The United States Supreme Court stated the
"Indeed, an unforeseeable judicial
enlargement of a criminal statute, applied
retroactively, operates precisely like an
ex post facto law, such as Art. I, § 10, of
the Constitution forbids. An ex post facto
law has been defined by this Court as one
'that makes an action done before the
passing of the law, and which was innocent
when done, criminal; and punishes such
action,' or 'that aggravates a crime, or
makes it greater than it was, when
committed.' Calder v. Bull, 3 Dall. 386,
390 [1 L.Ed. 648]. If a state legislature
is barred by the Ex post Facto Clause from
passing such a law, it must follow that a
State Supreme Court is barred by the Due
Process Clause from achieving precisely the
same result by judicial construction. Cf.
Smith v. Cahoon, 283 U.S. 553, 565 [51
S.Ct. 582, 75 L.Ed. 1264]. The fundamental
principle that 'the required criminal law
must have existed when the conduct in issue
occurred,' Hall, General Principles of
Criminal Law (2d ed. 1960), at 58-59, must
prohibitions emanating from courts as well
as from legislatures.
If a judicial
construction of a criminal statute is
'unexpected and indefensible by reference
to the law which had been expressed prior
to the conduct in issue,' it must not be
given retroactive effect.
Id., at 61.
"378 U.S. at 353-54, 84 S.Ct. at 1702-03.
concluded by saying this:
"'We think it clear that the South
Carolina Supreme Court, in applying its new
construction of the statute to affirm these
convictions, has deprived petitioners of
rights guaranteed to them by the Due
If South Carolina had
applied to this case its new statute
prohibiting the act of remaining on the
premises of another after being asked to
leave, the constitutional proscription of
ex post facto laws would clearly invalidate
The Due Process Clause
compels the same result here, where the
State has sought to achieve precisely the
same effect by judicial construction of the
statute. While such a construction is of
course valid for the future, it may not be
applied retroactively, any more than a
legislative enactment may be, to impose
criminal penalties for conduct committed at
a time when it was not fairly stated to be
"'... The crime for which these
petitioners stand convicted was "not
enumerated in the statute" at the time of
their conduct. It follows that they have
been deprived of liberty and property
without due process of law in contravention
of the Fourteenth Amendment.'
"378 U.S. at 362-63, 84 S.Ct. at 1707. Therefore,
in the case of judicial interpretation of statutes,
due process of law prevents the retroactive
application of a changed construction of a statute,
Ex parte Alexander, 475 So. 2d 628, 629-30 (Ala. 1985).
We would violate the ex post facto clause of the United
States Constitution were we to do as the State suggests and
remove the unconstitutional language from § 13A-6-65(a)(3),
Ala. Code 1975, and remand this case for retrial.
In light of the United States Supreme Court's holding in
unconstitutional and that the circuit court erred in denying
Williams's motion for a judgment of acquittal.
reverse the circuit court and render a judgment in favor of
REVERSED AND JUDGMENT RENDERED.
Windom, P.J., and Welch and Kellum, JJ., concur.
and Joiner, JJ., concur in the result.